FIRST QUADRANT LLC/CA historic quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, FIRST QUADRANT LLC/CA opened 604 positions, added to 1,381, reduced 1,866 and sold out of 475.
- Q3 2013: Stock UPS; Country of operation United States; Class COMMON; Shares before 293,500.
- Q3 2013: Stock BAX; Country of operation United States; Class COMMON; Shares before 286,600.
- Q3 2013: Stock NVDA; Country of operation United States; Class COMMON; Shares before 821,600.
- Q3 2013: Stock BBY; Country of operation United States; Class COMMON; Shares before 412,800.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1014736), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-19); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-20); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-26); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-08); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-28); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-27); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-24); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-29); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-29); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-28). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2013 | UPS UNITED PARCEL SERVICE-CL B | United States | COMMON | 293,500 | 50,125 | -243,375 | $25,382,000 | $4,580,000 | -$20,802,000 | 2013-10-28 |
| Q3 2013 | BAX BAXTER INTERNATIONAL INC | United States | COMMON | 286,600 | 63,858 | -222,742 | $19,853,000 | $4,195,000 | -$15,658,000 | 2013-10-28 |
| Q3 2013 | NVDA NVIDIA CORP | United States | COMMON | 821,600 | 14,400 | -807,200 | $11,535,000 | $224,000 | -$11,311,000 | 2013-10-28 |
| Q3 2013 | BBY BEST BUY CO INC | United States | COMMON | 412,800 | 3,500 | -409,300 | $11,282,000 | $131,000 | -$11,151,000 | 2013-10-28 |
| Q3 2013 | AAPL APPLE INC | United States | COMMON | 164,902 | 159,301 | -5,601 | $65,389,000 | $75,947,000 | +$10,558,000 | 2013-10-28 |
| Q3 2013 | TMUS T-MOBILE US INC | United States | COMMON | 420,400 | 35,700 | -384,700 | $10,430,000 | $927,000 | -$9,503,000 | 2013-10-28 |
| Q3 2013 | CVX CHEVRON CORP | United States | COMMON | 595,844 | 503,321 | -92,523 | $70,512,000 | $61,154,000 | -$9,358,000 | 2013-10-28 |
| Q3 2013 | SYK STRYKER CORP | United States | COMMON | 155,400 | 11,200 | -144,200 | $10,051,000 | $757,000 | -$9,294,000 | 2013-10-28 |
| Q3 2013 | MSFT MICROSOFT CORP | United States | COMMON | 1,899,579 | 1,712,579 | -187,000 | $65,621,000 | $56,995,000 | -$8,626,000 | 2013-10-28 |
| Q3 2013 | GAP GAP INC/THE | United States | COMMON | 759,225 | 575,725 | -183,500 | $31,682,000 | $23,190,000 | -$8,492,000 | 2013-10-28 |
| Q3 2013 | AEP AMERICAN ELECTRIC POWER | United States | COMMON | 263,400 | 78,100 | -185,300 | $11,795,000 | $3,386,000 | -$8,409,000 | 2013-10-28 |
| Q3 2013 | CF CF INDUSTRIES HOLDINGS INC | United States | COMMON | 157,064 | 90,811 | -66,253 | $26,936,000 | $19,146,000 | -$7,790,000 | 2013-10-28 |
| Q3 2013 | MRK MERCK CO INC | United States | COMMON | 443,901 | 271,373 | -172,528 | $20,619,000 | $12,920,000 | -$7,699,000 | 2013-10-28 |
| Q3 2013 | TRN TRINITY INDUSTRIES INC | United States | COMMON | 207,500 | 6,400 | -201,100 | $7,976,000 | $290,000 | -$7,686,000 | 2013-10-28 |
| Q3 2013 | INGR INGREDION INC | United States | COMMON | 183,079 | 71,443 | -111,636 | $12,014,000 | $4,727,000 | -$7,287,000 | 2013-10-28 |
| Q3 2013 | TKR TIMKEN CO | United States | COMMON | 217,500 | 85,500 | -132,000 | $12,241,000 | $5,164,000 | -$7,077,000 | 2013-10-28 |
| Q3 2013 | WFC WELLS FARGO CO | United States | COMMON | 1,144,268 | 983,268 | -161,000 | $47,224,000 | $40,629,000 | -$6,595,000 | 2013-10-28 |
| Q3 2013 | AWK AMERICAN WATER WORKS CO INC | United States | COMMON | 255,200 | 102,475 | -152,725 | $10,522,000 | $4,230,000 | -$6,292,000 | 2013-10-28 |
| Q3 2013 | VLO VALERO ENERGY CORP | United States | COMMON | 604,921 | 447,852 | -157,069 | $21,033,000 | $15,294,000 | -$5,739,000 | 2013-10-28 |
| Q3 2013 | F104PAIROFF DISCOVERY COMMUNICATIONS-A | COMMON | 132,900 | 54,100 | -78,800 | $10,265,000 | $4,567,000 | -$5,698,000 | 2013-10-28 | |
| Q3 2013 | PBI PITNEY BOWES INC | United States | COMMON | 498,600 | 90,931 | -407,669 | $7,319,000 | $1,654,000 | -$5,665,000 | 2013-10-28 |
| Q3 2013 | XOMXXXX EXXON MOBIL CORP | COMMON | 1,048,855 | 1,038,628 | -10,227 | $94,764,000 | $89,364,000 | -$5,400,000 | 2013-10-28 | |
| Q3 2013 | NDAQ NASDAQ OMX GROUP/THE | United States | COMMON | 440,000 | 285,000 | -155,000 | $14,428,000 | $9,151,000 | -$5,277,000 | 2013-10-28 |
| Q3 2013 | DDS DILLARDS INC-CL A | United States | COMMON | 152,735 | 93,535 | -59,200 | $12,520,000 | $7,324,000 | -$5,196,000 | 2013-10-28 |
| Q3 2013 | CSX CSX CORP | United States | COMMON | 396,500 | 167,300 | -229,200 | $9,195,000 | $4,306,000 | -$4,889,000 | 2013-10-28 |
| Q3 2013 | T ATT INC | United States | COMMON | 1,379,805 | 1,303,105 | -76,700 | $48,845,000 | $44,071,000 | -$4,774,000 | 2013-10-28 |
| Q3 2013 | AXP AMERICAN EXPRESS CO | United States | COMMON | 444,151 | 382,751 | -61,400 | $33,205,000 | $28,905,000 | -$4,300,000 | 2013-10-28 |
| Q3 2013 | MA MASTERCARD INC-CLASS A | United States | COMMON | 43,973 | 43,563 | -410 | $25,262,000 | $29,308,000 | +$4,046,000 | 2013-10-28 |
| Q3 2013 | AMGN AMGEN INC | United States | COMMON | 295,083 | 295,045 | -38 | $29,113,000 | $33,023,000 | +$3,910,000 | 2013-10-28 |
| Q3 2013 | HD HOME DEPOT INC | United States | COMMON | 504,300 | 464,500 | -39,800 | $39,068,000 | $35,232,000 | -$3,836,000 | 2013-10-28 |
| Q3 2013 | ALL ALLSTATE CORP | United States | COMMON | 333,900 | 242,300 | -91,600 | $16,067,000 | $12,248,000 | -$3,819,000 | 2013-10-28 |
| Q3 2013 | AN AUTONATION INC | United States | COMMON | 110,400 | 18,911 | -91,489 | $4,790,000 | $987,000 | -$3,803,000 | 2013-10-28 |
| Q3 2013 | AVY AVERY DENNISON CORP | United States | COMMON | 429,500 | 341,238 | -88,262 | $18,365,000 | $14,851,000 | -$3,514,000 | 2013-10-28 |
| Q3 2013 | MCD MCDONALDS CORP | United States | COMMON | 45,144 | 13,244 | -31,900 | $4,469,000 | $1,274,000 | -$3,195,000 | 2013-10-28 |
| Q3 2013 | INTC INTEL CORP | United States | COMMON | 371,200 | 270,900 | -100,300 | $8,994,000 | $6,209,000 | -$2,785,000 | 2013-10-28 |
| Q3 2013 | TJX TJX COMPANIES INC | United States | COMMON | 498,400 | 491,400 | -7,000 | $24,950,000 | $27,710,000 | +$2,760,000 | 2013-10-28 |
| Q3 2013 | CNP CENTERPOINT ENERGY INC | United States | COMMON | 334,700 | 213,800 | -120,900 | $7,862,000 | $5,125,000 | -$2,737,000 | 2013-10-28 |
| Q3 2013 | R RYDER SYSTEM INC | United States | COMMON | 108,600 | 65,335 | -43,265 | $6,602,000 | $3,900,000 | -$2,702,000 | 2013-10-28 |
| Q3 2013 | CVI CVR ENERGY INC | United States | COMMON | 57,000 | 2,700 | -54,300 | $2,702,000 | $104,000 | -$2,598,000 | 2013-10-28 |
| Q3 2013 | NOC NORTHROP GRUMMAN CORP | United States | COMMON | 350,100 | 330,300 | -19,800 | $28,988,000 | $31,464,000 | +$2,476,000 | 2013-10-28 |
| Q3 2013 | MPC MARATHON PETROLEUM CORP | United States | COMMON | 181,642 | 162,926 | -18,716 | $12,907,000 | $10,479,000 | -$2,428,000 | 2013-10-28 |
| Q3 2013 | OIS OIL STATES INTERNATIONAL INC | United States | COMMON | 35,000 | 10,400 | -24,600 | $3,242,000 | $1,076,000 | -$2,166,000 | 2013-10-28 |
| Q3 2013 | WU WESTERN UNION CO | United States | COMMON | 118,600 | 1,700 | -116,900 | $2,029,000 | $32,000 | -$1,997,000 | 2013-10-28 |
| Q3 2013 | BIIB BIOGEN IDEC INC | United States | COMMON | 95,230 | 93,310 | -1,920 | $20,493,000 | $22,465,000 | +$1,972,000 | 2013-10-28 |
| Q3 2013 | JPM JPMORGAN CHASE CO | United States | COMMON | 1,014,534 | 998,165 | -16,369 | $53,557,000 | $51,595,000 | -$1,962,000 | 2013-10-28 |
| Q3 2013 | FHI FEDERATED INVESTORS INC-CL B | United States | COMMON | 159,200 | 90,434 | -68,766 | $4,364,000 | $2,456,000 | -$1,908,000 | 2013-10-28 |
| Q3 2013 | FITB FIFTH THIRD BANCORP | United States | COMMON | 593,111 | 492,211 | -100,900 | $10,706,000 | $8,884,000 | -$1,822,000 | 2013-10-28 |
| Q3 2013 | LUV SOUTHWEST AIRLINES CO | United States | COMMON | 1,726,700 | 1,652,200 | -74,500 | $22,257,000 | $24,056,000 | +$1,799,000 | 2013-10-28 |
| Q3 2013 | INTU INTUIT INC | United States | COMMON | 56,600 | 26,100 | -30,500 | $3,455,000 | $1,731,000 | -$1,724,000 | 2013-10-28 |
| Q3 2013 | EW EDWARDS LIFESCIENCES CORP | United States | COMMON | 44,664 | 19,564 | -25,100 | $3,001,000 | $1,362,000 | -$1,639,000 | 2013-10-28 |
| Q3 2013 | FSLR FIRST SOLAR INC | United States | COMMON | 297,600 | 292,200 | -5,400 | $13,335,000 | $11,749,000 | -$1,586,000 | 2013-10-28 |
| Q3 2013 | DAL DELTA AIR LINES INC | United States | COMMON | 1,418,902 | 1,185,954 | -232,948 | $26,548,000 | $27,977,000 | +$1,429,000 | 2013-10-28 |
| Q3 2013 | HSY HERSHEY CO/THE | United States | COMMON | 252,500 | 230,800 | -21,700 | $22,543,000 | $21,349,000 | -$1,194,000 | 2013-10-28 |
| Q3 2013 | LMT LOCKHEED MARTIN CORP | United States | COMMON | 240,501 | 213,301 | -27,200 | $26,085,000 | $27,207,000 | +$1,122,000 | 2013-10-28 |
| Q3 2013 | ABBV ABBVIE INC | United States | COMMON | 122,700 | 88,529 | -34,171 | $5,072,000 | $3,960,000 | -$1,112,000 | 2013-10-28 |
| Q3 2013 | TMO THERMO FISHER SCIENTIFIC INC | United States | COMMON | 378,759 | 336,140 | -42,619 | $32,054,000 | $30,975,000 | -$1,079,000 | 2013-10-28 |
| Q3 2013 | FDX FEDEX CORP | United States | COMMON | 91,100 | 88,000 | -3,100 | $8,981,000 | $10,042,000 | +$1,061,000 | 2013-10-28 |
| Q3 2013 | KR KROGER CO | United States | COMMON | 995,899 | 878,993 | -116,906 | $34,398,000 | $35,459,000 | +$1,061,000 | 2013-10-28 |
| Q3 2013 | OXY OCCIDENTAL PETROLEUM CORP | United States | COMMON | 304,692 | 301,773 | -2,919 | $27,188,000 | $28,228,000 | +$1,040,000 | 2013-10-28 |
| Q3 2013 | UNH UNITEDHEALTH GROUP INC | United States | COMMON | 192,491 | 189,991 | -2,500 | $12,604,000 | $13,605,000 | +$1,001,000 | 2013-10-28 |
| Q3 2013 | TYL TYLER TECHNOLOGIES INC | United States | COMMON | 53,200 | 52,800 | -400 | $3,647,000 | $4,618,000 | +$971,000 | 2013-10-28 |
| Q3 2013 | SLGN SILGAN HOLDINGS INC | United States | COMMON | 44,600 | 24,800 | -19,800 | $2,094,000 | $1,166,000 | -$928,000 | 2013-10-28 |
| Q3 2013 | CMI CUMMINS INC | United States | COMMON | 44,219 | 42,719 | -1,500 | $4,796,000 | $5,676,000 | +$880,000 | 2013-10-28 |
| Q3 2013 | SCS STEELCASE INC-CL A | United States | COMMON | 85,200 | 23,200 | -62,000 | $1,242,000 | $386,000 | -$856,000 | 2013-10-28 |
| Q3 2013 | PFE PFIZER INC | United States | COMMON | 1,776,026 | 1,760,226 | -15,800 | $49,746,000 | $50,562,000 | +$816,000 | 2013-10-28 |
| Q3 2013 | WLK WESTLAKE CHEMICAL CORP | United States | COMMON | 197,951 | 174,951 | -23,000 | $19,084,000 | $18,310,000 | -$774,000 | 2013-10-28 |
| Q3 2013 | UHAL AMERCO | United States | COMMON | 28,259 | 28,204 | -55 | $4,575,000 | $5,193,000 | +$618,000 | 2013-10-28 |
| Q3 2013 | RES RPC INC | United States | COMMON | 443,000 | 430,700 | -12,300 | $6,118,000 | $6,663,000 | +$545,000 | 2013-10-28 |
| Q3 2013 | BALL BALL CORP | United States | COMMON | 161,014 | 160,916 | -98 | $6,689,000 | $7,222,000 | +$533,000 | 2013-10-28 |
| Q3 2013 | PG PROCTER GAMBLE CO/THE | United States | COMMON | 277,469 | 275,669 | -1,800 | $21,362,000 | $20,838,000 | -$524,000 | 2013-10-28 |
| Q3 2013 | PM PHILIP MORRIS INTERNATIONAL | United States | COMMON | 130,100 | 124,851 | -5,249 | $11,269,000 | $10,811,000 | -$458,000 | 2013-10-28 |
| Q3 2013 | ISRG INTUITIVE SURGICAL INC | United States | COMMON | 2,909 | 2,809 | -100 | $1,472,000 | $1,057,000 | -$415,000 | 2013-10-28 |
| Q3 2013 | ARW ARROW ELECTRONICS INC | United States | COMMON | 100,300 | 90,877 | -9,423 | $3,997,000 | $4,410,000 | +$413,000 | 2013-10-28 |
| Q3 2013 | WMT WAL-MART STORES INC | United States | COMMON | 597,938 | 596,638 | -1,300 | $44,540,000 | $44,127,000 | -$413,000 | 2013-10-28 |
| Q3 2013 | CVS CVS CAREMARK CORP | United States | COMMON | 585,512 | 582,712 | -2,800 | $33,480,000 | $33,069,000 | -$411,000 | 2013-10-28 |
| Q3 2013 | BHE BENCHMARK ELECTRONICS INC | United States | COMMON | 134,500 | 134,000 | -500 | $2,703,000 | $3,067,000 | +$364,000 | 2013-10-28 |
| Q3 2013 | AIG AMERICAN INTERNATIONAL GROUP | United States | COMMON | 398,076 | 372,676 | -25,400 | $17,794,000 | $18,123,000 | +$329,000 | 2013-10-28 |
| Q3 2013 | NSC NORFOLK SOUTHERN CORP | United States | COMMON | 124,600 | 120,600 | -4,000 | $9,052,000 | $9,328,000 | +$276,000 | 2013-10-28 |
| Q3 2013 | DLX DELUXE CORP | United States | COMMON | 81,078 | 61,478 | -19,600 | $2,809,000 | $2,561,000 | -$248,000 | 2013-10-28 |
| Q3 2013 | CATY CATHAY GENERAL BANCORP | United States | COMMON | 85,700 | 85,200 | -500 | $1,744,000 | $1,991,000 | +$247,000 | 2013-10-28 |
| Q3 2013 | PLAB PHOTRONICS INC | United States | COMMON | 171,000 | 145,600 | -25,400 | $1,378,000 | $1,142,000 | -$236,000 | 2013-10-28 |
| Q3 2013 | MATV SCHWEITZER-MAUDUIT INTL INC | United States | COMMON | 50,556 | 38,156 | -12,400 | $2,522,000 | $2,310,000 | -$212,000 | 2013-10-28 |
| Q3 2013 | UNP UNION PACIFIC CORP | United States | COMMON | 290,280 | 289,569 | -711 | $44,784,000 | $44,982,000 | +$198,000 | 2013-10-28 |
| Q3 2013 | SENEA SENECA FOODS CORP - CL A | United States | COMMON | 8,170 | 2,100 | -6,070 | $251,000 | $63,000 | -$188,000 | 2013-10-28 |
| Q3 2013 | HMN HORACE MANN EDUCATORS | United States | COMMON | 15,500 | 7,200 | -8,300 | $378,000 | $204,000 | -$174,000 | 2013-10-28 |
| Q3 2013 | SNX SYNNEX CORP | United States | COMMON | 10,400 | 9,900 | -500 | $440,000 | $608,000 | +$168,000 | 2013-10-28 |
| Q3 2013 | TRV TRAVELERS COS INC/THE | United States | COMMON | 24,700 | 21,300 | -3,400 | $1,974,000 | $1,806,000 | -$168,000 | 2013-10-28 |
| Q3 2013 | FCNCA FIRST CITIZENS BCSHS -CL A | United States | COMMON | 1,900 | 1,100 | -800 | $365,000 | $226,000 | -$139,000 | 2013-10-28 |
| Q3 2013 | PRU PRUDENTIAL FINANCIAL INC | United States | COMMON | 10,100 | 7,800 | -2,300 | $738,000 | $608,000 | -$130,000 | 2013-10-28 |
| Q3 2013 | GPK GRAPHIC PACKAGING HOLDING CO | United States | COMMON | 237,600 | 229,500 | -8,100 | $1,839,000 | $1,965,000 | +$126,000 | 2013-10-28 |
| Q3 2013 | QUAD QUAD GRAPHICS INC | United States | COMMON | 8,300 | 2,500 | -5,800 | $200,000 | $76,000 | -$124,000 | 2013-10-28 |
| Q3 2013 | AYI ACUITY BRANDS INC | United States | COMMON | 7,787 | 7,737 | -50 | $588,000 | $712,000 | +$124,000 | 2013-10-28 |
| Q3 2013 | FLWS 1-800-FLOWERS COM INC-CL A | United States | COMMON | 64,200 | 58,600 | -5,600 | $397,000 | $289,000 | -$108,000 | 2013-10-28 |
| Q3 2013 | NUS NU SKIN ENTERPRISES INC - A | United States | COMMON | 118,737 | 74,737 | -44,000 | $7,257,000 | $7,155,000 | -$102,000 | 2013-10-28 |
| Q3 2013 | MAT MATTEL INC | United States | COMMON | 13,500 | 12,200 | -1,300 | $612,000 | $511,000 | -$101,000 | 2013-10-28 |
| Q3 2013 | HAFC HANMI FINANCIAL CORPORATION | United States | COMMON | 66,500 | 65,000 | -1,500 | $1,175,000 | $1,077,000 | -$98,000 | 2013-10-28 |
| Q3 2013 | DLB DOLBY LABORATORIES INC-CL A | United States | COMMON | 42,500 | 38,600 | -3,900 | $1,422,000 | $1,332,000 | -$90,000 | 2013-10-28 |
| Q3 2013 | NXST NEXSTAR BROADCASTING GROUP-A | United States | COMMON | 12,636 | 8,136 | -4,500 | $448,000 | $362,000 | -$86,000 | 2013-10-28 |
| Q3 2013 | FF FUTUREFUEL CORP | United States | COMMON | 21,800 | 12,400 | -9,400 | $309,000 | $223,000 | -$86,000 | 2013-10-28 |
| Q3 2013 | CACC CREDIT ACCEPTANCE CORP | United States | COMMON | 3,400 | 2,500 | -900 | $357,000 | $277,000 | -$80,000 | 2013-10-28 |
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