FIRST QUADRANT LLC/CA historic quarter change: Foreign Stocks, Reduced
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, FIRST QUADRANT LLC/CA opened 2 positions, added to 7, reduced 33 and sold out of 7.
- Q3 2016: Stock PUK; Country of operation —; Class ADR; Shares before 1,000.
- Q2 2016: Stock PUK; Country of operation —; Class ADR; Shares before 1,500.
- Q1 2016: Stock LVS; Country of operation United States; Class ADR; Shares before 4,900.
- Q4 2015: Stock DEO; Country of operation —; Class ADR; Shares before 493.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1014736), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-19); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-20); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-26); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-08); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-28); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-27); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-24); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-29); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-29); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-28). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | PUK
PRUDENTIAL PLC ADR | | ADR | 1,000 | 981 | -19 | $34,000 | $35,000 | +$1,000 | 2016-10-19 |
|---|
| Q2 2016 | PUK
PRUDENTIAL PLC ADR | | ADR | 1,500 | 1,000 | -500 | $56,000 | $34,000 | -$22,000 | 2016-07-19 |
|---|
| Q1 2016 | LVS
LAS VEGAS SANDS CORP | United States | ADR | 4,900 | 4,600 | -300 | $215,000 | $238,000 | +$23,000 | 2016-04-20 |
|---|
| Q4 2015 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 493 | 142 | -351 | $53,000 | $15,000 | -$38,000 | 2016-01-26 |
|---|
| Q4 2015 | LVS
LAS VEGAS SANDS CORP | United States | ADR | 4,973 | 4,900 | -73 | $189,000 | $215,000 | +$26,000 | 2016-01-26 |
|---|
| Q4 2015 | PUK
PRUDENTIAL PLC ADR | | ADR | 1,713 | 1,500 | -213 | $72,000 | $68,000 | -$4,000 | 2016-01-26 |
|---|
| Q3 2015 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 793 | 493 | -300 | $92,000 | $53,000 | -$39,000 | 2015-10-28 |
|---|
| Q2 2015 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 1,893 | 793 | -1,100 | $209,000 | $92,000 | -$117,000 | 2015-07-08 |
|---|
| Q2 2015 | PUK
PRUDENTIAL PLC ADR | | ADR | 3,413 | 1,713 | -1,700 | $170,000 | $83,000 | -$87,000 | 2015-07-08 |
|---|
| Q1 2015 | LVS
LAS VEGAS SANDS CORP | United States | ADR | 77,073 | 4,973 | -72,100 | $4,483,000 | $274,000 | -$4,209,000 | 2015-04-28 |
|---|
| Q1 2015 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 3,298 | 1,893 | -1,405 | $376,000 | $209,000 | -$167,000 | 2015-04-28 |
|---|
| Q1 2015 | BTI
BRITISH AMERICAN TOB SP ADR | | ADR | 618 | 301 | -317 | $67,000 | $31,000 | -$36,000 | 2015-04-28 |
|---|
| Q1 2015 | PUK
PRUDENTIAL PLC ADR | | ADR | 3,613 | 3,413 | -200 | $167,000 | $170,000 | +$3,000 | 2015-04-28 |
|---|
| Q4 2014 | LVS
LAS VEGAS SANDS CORP | United States | ADR | 299,773 | 77,073 | -222,700 | $18,649,000 | $4,483,000 | -$14,166,000 | 2015-01-27 |
|---|
| Q4 2014 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 4,375 | 3,298 | -1,077 | $505,000 | $376,000 | -$129,000 | 2015-01-27 |
|---|
| Q4 2014 | BTI
BRITISH AMERICAN TOB SP ADR | | ADR | 889 | 618 | -271 | $101,000 | $67,000 | -$34,000 | 2015-01-27 |
|---|
| Q4 2014 | PUK
PRUDENTIAL PLC ADR | | ADR | 3,653 | 3,613 | -40 | $163,000 | $167,000 | +$4,000 | 2015-01-27 |
|---|
| Q3 2014 | LVS
LAS VEGAS SANDS CORP | United States | ADR | 372,873 | 299,773 | -73,100 | $28,420,000 | $18,649,000 | -$9,771,000 | 2014-10-24 |
|---|
| Q2 2014 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 5,425 | 4,375 | -1,050 | $676,000 | $557,000 | -$119,000 | 2014-07-31 |
|---|
| Q2 2014 | PUK
PRUDENTIAL PLC ADR | | ADR | 5,453 | 3,653 | -1,800 | $232,000 | $168,000 | -$64,000 | 2014-07-31 |
|---|
| Q2 2014 | BTI
BRITISH AMERICAN TOB SP ADR | | ADR | 1,489 | 889 | -600 | $166,000 | $106,000 | -$60,000 | 2014-07-31 |
|---|
| Q1 2014 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 7,481 | 5,425 | -2,056 | $991,000 | $676,000 | -$315,000 | 2014-04-29 |
|---|
| Q1 2014 | BTI
BRITISH AMERICAN TOB SP ADR | | ADR | 3,351 | 1,489 | -1,862 | $360,000 | $166,000 | -$194,000 | 2014-04-29 |
|---|
| Q1 2014 | PUK
PRUDENTIAL PLC ADR | | ADR | 6,153 | 5,453 | -700 | $277,000 | $232,000 | -$45,000 | 2014-04-29 |
|---|
| Q4 2013 | DEO
DIAGEO PLC SPONSORED ADR | | ADR | 15,146 | 7,481 | -7,665 | $1,925,000 | $991,000 | -$934,000 | 2014-01-29 |
|---|
| Q4 2013 | BTI
BRITISH AMERICAN TOB SP ADR | | ADR | 7,026 | 3,351 | -3,675 | $739,000 | $360,000 | -$379,000 | 2014-01-29 |
|---|
| Q4 2013 | PUK
PRUDENTIAL PLC ADR | | ADR | 10,094 | 6,153 | -3,941 | $377,000 | $277,000 | -$100,000 | 2014-01-29 |
|---|
| Q4 2013 | BHP
BHP BILLITON LTD SPON ADR | | ADR | 412 | 122 | -290 | $27,000 | $8,000 | -$19,000 | 2014-01-29 |
|---|
| Q3 2013 | DEO
DIAGEO PLC-SPONSORED ADR | | ADR | 20,207 | 15,146 | -5,061 | $2,323,000 | $1,925,000 | -$398,000 | 2013-10-28 |
|---|
| Q3 2013 | PUK
PRUDENTIAL PLC-ADR | | ADR | 16,336 | 10,094 | -6,242 | $535,000 | $377,000 | -$158,000 | 2013-10-28 |
|---|
| Q3 2013 | BTI
BRITISH AMERICAN TOB-SP ADR | | ADR | 8,000 | 7,026 | -974 | $824,000 | $739,000 | -$85,000 | 2013-10-28 |
|---|
| Q3 2013 | ULXXXX
UNILEVER PLC-SPONSORED ADR | | ADR | 863 | 181 | -682 | $35,000 | $7,000 | -$28,000 | 2013-10-28 |
|---|
| Q3 2013 | BHP
BHP BILLITON LTD-SPON ADR | | ADR | 700 | 412 | -288 | $40,000 | $27,000 | -$13,000 | 2013-10-28 |
|---|
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