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FIRST QUADRANT LLC/CA Historic Quarter Change: USA ETF, Added

FIRST QUADRANT LLC/CA historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, FIRST QUADRANT LLC/CA opened 1 positions, added to 3, reduced 1 and sold out of 1.

  • Q3 2016: Stock FIRST DEFIANCE FINL CORP; Country of operation —; Class COMMON; Shares before 2,000.
  • Q3 2015: Stock FIRST DEFIANCE FINL CORP; Country of operation —; Class COMMON; Shares before 262.
  • Q3 2013: Stock FIRST DEFIANCE FINL CORP; Country of operation —; Class COMMON; Shares before 262.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1014736), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-19); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-20); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-26); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-08); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-28); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-27); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-24); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-29); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-29); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-28). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016FIRST DEFIANCE FINL CORP
CUSIP 32006W106
COMMON2,0002,785+785$78,000$124,000+$46,0002016-10-19
Q3 2015FIRST DEFIANCE FINL CORP
CUSIP 32006W106
COMMON2624,872+4,610$10,000$178,000+$168,0002015-10-28
Q3 2013FIRST DEFIANCE FINL CORP
CUSIP 32006W106
COMMON2622,762+2,500$6,000$65,000+$59,0002013-10-28

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