First Allied Advisory Services, Inc. Last Quarter Change: Foreign Stocks, Reduced

First Allied Advisory Services, Inc. quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 1 positions, added to 10, reduced 13, sold out of 7 and left 1 unchanged. The largest increase in value was NTES (+$999,000); the largest decrease was EMBJ (-$654,000).

NVO: Country of operation —; Class ADR; Shares 2016-06-30 18,426; Shares 2016-09-30 13,858.
BTI: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 6,882; Shares 2016-09-30 5,771.
NVS: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 16,988; Shares 2016-09-30 16,140.
TSM: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 41,752; Shares 2016-09-30 38,672.

Two Form 13F-HR filings compared (SEC CIK 1512647): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
NVO NOVO-NORDISK A S		ADR	18,426	13,858	-4,568	$1,001,000	$576,000	-$425,000
BTI BRITISH AMERN TOB PLC		SPONSORED ADR	6,882	5,771	-1,111	$888,000	$737,000	-$151,000
NVS NOVARTIS A G		SPONSORED ADR	16,988	16,140	-848	$1,395,000	$1,274,000	-$121,000
TSM TAIWAN SEMICONDUCTOR MFG LTD		SPONSORED ADR	41,752	38,672	-3,080	$1,093,000	$1,183,000	+$90,000
NOK NOKIA CORP		SPONSORED ADR	30,337	18,655	-11,682	$169,000	$108,000	-$61,000
NTTYY NIPPON TELEG & TEL CORP	Japan	SPONSORED ADR	7,663	6,506	-1,157	$355,000	$298,000	-$57,000
SONY SONY CORP		ADR NEW	10,381	10,269	-112	$307,000	$341,000	+$34,000
DEO DIAGEO P L C		SPON ADR NEW	8,363	8,078	-285	$951,000	$937,000	-$14,000
WPP WPP PLC NEW		ADR	2,129	1,957	-172	$218,000	$230,000	+$12,000
BUD ANHEUSER BUSCH INBEV SA/NV		SPONSORED ADR	1,819	1,767	-52	$240,000	$232,000	-$8,000
PUK PRUDENTIAL PLC		ADR	11,114	10,620	-494	$373,000	$379,000	+$6,000
BIDU BAIDU INC		SPON ADR REP A	4,745	4,291	-454	$777,000	$781,000	+$4,000
MFG MIZUHO FINL GROUP INC		SPONSORED ADR	12,271	10,718	-1,553	$36,000	$36,000	$0

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet