Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Last Quarter Change: Foreign Stocks, Reduced

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2026-03-31 to 2026-06-30, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management opened 6 positions, added to 30, reduced 18, sold out of 6 and left 0 unchanged. The largest increase in value was TSM (+$2,991,769); the largest decrease was AMX (-$263,286).

ARM: Country of operation —; Class SPONSORED ADS; Shares 2026-03-31 5,608; Shares 2026-06-30 4,815.
ASX: Country of operation —; Class SPONSORED ADS; Shares 2026-03-31 50,952; Shares 2026-06-30 42,119.
UMC: Country of operation —; Class SPON ADR NEW; Shares 2026-03-31 27,052; Shares 2026-06-30 21,699.
RIO: Country of operation —; Class SPONSORED ADR; Shares 2026-03-31 6,859; Shares 2026-06-30 4,484.

Two Form 13F-HR filings compared (SEC CIK 1510434): 2026-03-31 (filed 2026-05-04) and 2026-06-30 (filed 2026-07-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2026-03-31	Shares 2026-06-30	Share change	Value 2026-03-31	Value 2026-06-30	Value change
ARM ARM HOLDINGS PLC	SPONSORED ADS	5,608	4,815	-793	$848,379	$1,707,255	+$858,876
ASX ASE TECHNOLOGY HLDG CO LTD	SPONSORED ADS	50,952	42,119	-8,833	$1,104,640	$1,900,410	+$795,770
UMC UNITED MICROELECTRONICS CORP	SPON ADR NEW	27,052	21,699	-5,353	$242,928	$590,431	+$347,503
RIO RIO TINTO PLC	SPONSORED ADR	6,859	4,484	-2,375	$639,877	$425,667	-$214,210
WDS WOODSIDE ENERGY GROUP LTD	SPONSORED ADR	30,480	28,825	-1,655	$727,863	$556,900	-$170,963
TAK TAKEDA PHARMACEUTICAL CO LTD	SPONSORED ADS	45,942	43,411	-2,531	$850,847	$695,880	-$154,967
CX CEMEX SA EURO MTN BE 144A	SPON ADR NEW	40,019	30,641	-9,378	$457,818	$367,692	-$90,126
BHP BHP BILLITON LIMITED	SPONSORED ADS	14,465	13,699	-766	$1,052,164	$1,141,239	+$89,075
NOK NOKIA CORP	SPONSORED ADR	22,329	20,181	-2,148	$179,526	$268,005	+$88,479
HLN HALEON PLC	SPON ADS	62,119	60,240	-1,879	$621,810	$562,040	-$59,770
HSBC HSBC HLDGS PLC	SPON ADR NEW	5,631	5,465	-166	$464,503	$519,668	+$55,165
SMFG SUMITOMO MITSUI FIN GRP INC	SPONSORED ADR	16,500	15,476	-1,024	$325,875	$364,925	+$39,050
ERIC TELEFONAKTIEBOLAGET LM ERICS	ADR B SEK 10	53,905	51,199	-2,706	$607,510	$570,870	-$36,640
MFG MIZUHO FINANCIAL GROUP INC	SPONSORED ADR	37,984	33,793	-4,191	$301,594	$323,738	+$22,144
ING ING GROEP N.V.	SPONSORED ADR	11,287	10,073	-1,214	$294,027	$316,092	+$22,065
GSK GSK PLC	SPONSORED ADR	4,459	4,324	-135	$246,065	$226,690	-$19,375
RYAAY RYANAIR HOLDINGS PLC	SPONSORED ADR	8,039	7,397	-642	$464,655	$478,957	+$14,302
NVS NOVARTIS AG	SPONSORED ADR	9,513	9,361	-152	$1,453,111	$1,467,057	+$13,946

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