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Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Last Quarter Change: Foreign ETF, Added

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management quarter change: Foreign ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), from the quarter ended 2026-03-31 to 2026-06-30, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management opened 0 positions, added to 1, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was BABA (-$167,433); the largest decrease was BABA (-$167,433).

  • BABA: Country of operation —; Class SPONSORED ADS; Shares 2026-03-31 5,927; Shares 2026-06-30 6,003.

Two Form 13F-HR filings compared (SEC CIK 1510434): 2026-03-31 (filed 2026-05-04) and 2026-06-30 (filed 2026-07-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2026-03-31Shares 2026-06-30Share changeValue 2026-03-31Value 2026-06-30Value change
BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS5,9276,003+76$743,602$576,169-$167,433

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