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ELEFANTE MICHAEL B Historic Quarter Change: USA ETF, Reduced

ELEFANTE MICHAEL B historic quarter change: USA ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 8 quarters from 2012-12-31 to 2014-12-31, ELEFANTE MICHAEL B opened 1 positions, added to 0, reduced 2 and sold out of 2.

  • Q2 2014: Stock SPY; Country of operation —; Class Common Stock; Shares before 9,625.
  • Q1 2013: Stock SPY; Country of operation —; Class Common Stock; Shares before 11,825.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1053912), 8 quarters: Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-24); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-24); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-29); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-28); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-18); Q2 2013 (2013-03-31 to 2013-06-30, filed 2013-08-19); Q1 2013 (2012-12-31 to 2013-03-31, filed 2013-08-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2000-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2014SPY
S P D R TRUST SER 1
Common Stock9,6258,100-1,525$1,800,000$1,585,000-$215,0002014-07-24
Q1 2013SPY
S P D R TRUST SER 1
Common Stock11,8259,625-2,200$1,684,000$1,508,000-$176,0002013-08-16

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