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ELEFANTE MICHAEL B Historic Quarter Change: USA Funds, Added

ELEFANTE MICHAEL B historic quarter change: USA Funds, Added

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 8 quarters from 2012-12-31 to 2014-12-31, ELEFANTE MICHAEL B opened 2 positions, added to 2, reduced 6 and sold out of 3.

  • Q4 2013: Stock MAINSTAY MARKETFIELD FD CL I; Country of operation —; Class Equity Mutual Fu; Shares before 10,538.
  • Q4 2013: Stock PYXIS LONG SHORT EQUITY FUND C; Country of operation —; Class Equity Mutual Fu; Shares before 15,798.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1053912), 8 quarters: Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-24); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-24); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-29); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-28); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-18); Q2 2013 (2013-03-31 to 2013-06-30, filed 2013-08-19); Q1 2013 (2012-12-31 to 2013-03-31, filed 2013-08-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2000-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2013MAINSTAY MARKETFIELD FD CL I
CUSIP 56064B852
Equity Mutual Fu10,53811,643+1,105$190,000$216,000+$26,0002014-05-28
Q4 2013PYXIS LONG SHORT EQUITY FUND C
CUSIP 430070409
Equity Mutual Fu15,79817,017+1,219$200,000$213,000+$13,0002014-05-28

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