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CT Financial Advisors LLC Current Holdings: USA Warrants

CT Financial Advisors LLC current holdings: USA Warrants

CT Financial Advisors LLC reported $0.00 billion in warrants (listed in the US), 3 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are AMERICAN INTL GROUP INC WTS EXP 01/19/2021, BIOTIME INC WTS EXP 10/01/2018, ASTERIAS BIOTHERAPEUTICS INC WTS EXP 09/30/2016.

  • AMERICAN INTL GROUP INC WTS EXP 01/19/2021: Country of operation —; Class Rights/Warrants; Shares 32; Value $678,000.
  • BIOTIME INC WTS EXP 10/01/2018: Country of operation —; Class Rights/Warrants; Shares 8; Value $7,000.
  • ASTERIAS BIOTHERAPEUTICS INC WTS EXP 09/30/2016: Country of operation —; Class Rights/Warrants; Shares 1; Value $1,000.

Form 13F-HR as filed (SEC CIK 1640485): quarter ended 2016-09-30, filed 2016-10-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
AMERICAN INTL GROUP INC WTS EXP 01/19/2021
CUSIP 026874156
Rights/Warrants32$678,0002016-09-302016-10-12
BIOTIME INC WTS EXP 10/01/2018
CUSIP 09066L162
Rights/Warrants8$7,0002016-09-302016-10-12
ASTERIAS BIOTHERAPEUTICS INC WTS EXP 09/30/2016
CUSIP 04624N115
Rights/Warrants1$1,0002016-09-302016-10-12

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