CT Financial Advisors LLC Current Holdings: Foreign Stocks

CT Financial Advisors LLC current holdings: Foreign Stocks

CT Financial Advisors LLC reported $0.01 billion in share positions in stocks (depositary receipts and foreign shares traded over the counter), 4 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are WNDW, ALPMY, SOUHY.

WNDW: Country of operation United States; Class Common Stock; Shares 1,000; Value $3,700,000.
ALPMY: Country of operation —; Class Common Stock; Shares 150; Value $2,331,000.
SOUHY: Country of operation —; Class Mutual Fund; Shares 120; Value $1,120,000.
CWGL: Country of operation United States; Class Common Stock; Shares 97; Value $839,000.

Form 13F-HR as filed (SEC CIK 1640485): quarter ended 2016-09-30, filed 2016-10-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.

Stock	Country of operation	Class	Shares	Value	% of listed	Quarter end	Filed	Performance
WNDW SOLARWINDOW TECHNOLOGIES INC COM	United States	Common Stock	1,000	$3,700,000	0.01%	2016-09-30	2016-10-12	— split 2020-07-22, ratio not on file
ALPMY ASTELLAS PHARMA INC ADR		Common Stock	150	$2,331,000	0.00%	2016-09-30	2016-10-12
SOUHY SOUTH32 LTD SPON ADR		Mutual Fund	120	$1,120,000	0.00%	2016-09-30	2016-10-12
CWGL CRIMSON WINE GROUP COM	United States	Common Stock	97	$839,000	0.00%	2016-09-30	2016-10-12	-50.17%

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