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Citadel Advisors LLC Historic Quarter Change: USA Everything Else, New, 2016 Q3, Page 5

CITADEL ADVISORS LLC historic quarter change: USA Everything Else, New

In partnership units, exchange-traded notes and anything else (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 11,824 positions, added to 16,498, reduced 15,969 and sold out of 13,072.

  • Q3 2016: Stock BANRO CORP ORDINARY; Country of operation —; Class Cmn; Shares before 0.
  • Q3 2016: Stock SMITH MICRO SOFTWARE INC CMN STOCK; Country of operation —; Class Cmn; Shares before 0.
  • Q3 2016: Stock CAPNIA INC; Country of operation —; Class Cmn; Shares before 0.
  • Q3 2016: Stock GLOBAL SHIP LEASE INC; Country of operation —; Class Cmn; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016BANRO CORP ORDINARY
CUSIP 066800103
—Cmn073,250+73,250$0$23+$232016-11-10
Q3 2016SMITH MICRO SOFTWARE INC CMN STOCK
CUSIP 832154207
—Cmn011,113+11,113$0$23+$232016-11-10
Q3 2016CAPNIA INC
CUSIP 14066L105
—Cmn023,746+23,746$0$23+$232016-11-10
Q3 2016GLOBAL SHIP LEASE INC
CUSIP Y27183105
—Cmn013,357+13,357$0$22+$222016-11-10
Q3 2016INUVO INC
CUSIP 46122W204
—Cmn017,658+17,658$0$22+$222016-11-10
Q3 2016RXI PHARMACEUTICALS
CUSIP 74979C501
—Cmn012,319+12,319$0$22+$222016-11-10
Q3 2016SPHERIX INC CMN STK
CUSIP 84842R403
—Cmn017,236+17,236$0$22+$222016-11-10
Q3 2016ACTIONS SEMICONDUCTOR CO LTD DEPOSITORY SHARE
CUSIP 00507E107
—Depository Receipt010,351+10,351$0$22+$222016-11-10
Q3 2016CATALYST BIOSCIENCES INC
CUSIP 14888D109
—Cmn018,361+18,361$0$22+$222016-11-10
Q3 2016BROADWAY FINL CORP DEL CMN STOCK
CUSIP 111444105
—Cmn011,742+11,742$0$21+$212016-11-10
Q3 2016CLEANTECH SOLUTIONS INTERNATIO
CUSIP 18451N204
—Cmn020,206+20,206$0$21+$212016-11-10
Q3 2016XTANT MEDICAL HOLDINGS INC
CUSIP 98420P100
—Cmn018,280+18,280$0$21+$212016-11-10
Q3 2016CONNECTURE INC
CUSIP 20786J106
—Cmn011,385+11,385$0$21+$212016-11-10
Q3 2016COUNTERPATH CORP COMMON STOCK
CUSIP 22228P302
—Cmn010,004+10,004$0$20+$202016-11-10
Q3 2016RAND LOGISTICS INC COMMON STOCK
CUSIP 752182105
—Cmn026,440+26,440$0$20+$202016-11-10
Q3 2016MEMORIAL PRODUCTION PARTNERS
CUSIP 586048100
—Cmn011,084+11,084$0$20+$202016-11-10
Q3 2016NEVADA GOLD & CASINOS INC CMN STOCK
CUSIP 64126Q206
—Cmn011,259+11,259$0$20+$202016-11-10
Q3 2016TURTLE BEACH CORP
CUSIP 900450107
—Cmn015,360+15,360$0$20+$202016-11-10
Q3 2016AMERICAN LORAIN CORP
CUSIP 027297100
—Cmn031,546+31,546$0$20+$202016-11-10
Q3 2016ADDVANTAGE TECHNOLOGIES GRP CMN STOCK
CUSIP 006743306
—Cmn011,263+11,263$0$20+$202016-11-10
Q3 2016APPLIANCE RECYCLING CTR AMER CMN STK
CUSIP 03814F205
—Cmn020,470+20,470$0$20+$202016-11-10
Q3 2016CASI PHARMACEUTICALS INC
CUSIP 14757U109
—Cmn017,859+17,859$0$20+$202016-11-10
Q3 2016CHAMPIONS ONCOLOGY INC
CUSIP 15870P307
—Cmn011,929+11,929$0$20+$202016-11-10
Q3 2016DIGITAL POWER CMN STOCK
CUSIP 253862106
—Cmn025,944+25,944$0$20+$202016-11-10
Q3 2016ARCADIA BIOSCIENCES INC
CUSIP 039014105
—Cmn010,150+10,150$0$19+$192016-11-10
Q3 2016BIOBLAST PHARMA LTD
CUSIP M20156101
—Cmn011,167+11,167$0$19+$192016-11-10
Q3 2016BIOLINE RX LTD
CUSIP 09071M106
—Depository Receipt016,448+16,448$0$19+$192016-11-10
Q3 2016ELTEK LTD CMN STK
CUSIP M40184109
—Cmn018,000+18,000$0$19+$192016-11-10
Q3 2016PROFIRE ENERGY INC
CUSIP 74316X101
—Cmn014,869+14,869$0$19+$192016-11-10
Q3 2016RADA ELECTRONIC INDS CMN STK
CUSIP M81863124
—Cmn017,355+17,355$0$19+$192016-11-10
Q3 2016COMSTOCK HOLDINGS COMPANIES IN COMMON STOCK
CUSIP 205684202
United StatesCmn010,441+10,441$0$19+$192016-11-10
Q3 2016CROSSROADS CAPITAL INC
CUSIP 227656105
—Cmn010,591+10,591$0$19+$192016-11-10
Q3 2016GENETIC TECH LTD-SP ADR
CUSIP 37185R208
—Depository Receipt010,648+10,648$0$19+$192016-11-10
Q3 2016ARENA PHARMACEUTICALS INC
CUSIP 040047102
—Cmn010,014+10,014$0$18+$182016-11-10
Q3 2016BIOCEPT INC
CUSIP 09072V204
—Cmn011,277+11,277$0$18+$182016-11-10
Q3 2016DOCUMENT SECURITIES SYSTEMS INC COMMON STOCK
CUSIP 25614T200
—Cmn027,783+27,783$0$18+$182016-11-10
Q3 2016GIGA-TRONICS INC CMN STK
CUSIP 375175106
—Cmn019,909+19,909$0$18+$182016-11-10
Q3 2016TRUETT-HURST INC -CL A
CUSIP 897871109
—Cmn011,408+11,408$0$18+$182016-11-10
Q3 2016AURIS MEDICAL AG
CUSIP H03579101
—Cmn010,291+10,291$0$18+$182016-11-10
Q3 2016CELGENE CORP - CVR
CUSIP 151020112
—Cmn017,441+17,441$0$18+$182016-11-10
Q3 2016NEOTHETICS INC
CUSIP 64066G101
—Cmn014,750+14,750$0$17+$172016-11-10
Q3 2016KELSO TECHNOLOGIES INC
CUSIP 48826D201
—Cmn016,965+16,965$0$17+$172016-11-10
Q3 2016LUNA INNOVATIONS INC
CUSIP 550351100
—Cmn011,380+11,380$0$16+$162016-11-10
Q3 2016FIELDPOINT PETROLEUM CORP COMMON STOCK
CUSIP 316570100
—Cmn028,297+28,297$0$16+$162016-11-10
Q3 2016GOLDEN MINERALS CO
CUSIP 381119106
—Cmn018,071+18,071$0$14+$142016-11-10
Q3 2016IAO KUN GROUP HOLDING CO LTD
CUSIP G47204105
—Cmn046,520+46,520$0$14+$142016-11-10
Q3 2016COSI INC COMMON STOCK
CUSIP 22122P200
—Cmn0178,172+178,172$0$13+$132016-11-10
Q3 2016TIMMINS GOLD CORP
CUSIP 88741P103
—Cmn026,973+26,973$0$13+$132016-11-10
Q3 2016TRANSGENOMIC INC
CUSIP 89365K305
—Cmn044,814+44,814$0$13+$132016-11-10
Q3 2016HOUSTON AMERICAN ENERGY CORP
CUSIP 44183U100
—Cmn056,003+56,003$0$11+$112016-11-10
Q3 2016SUNSHINE HEART INC
CUSIP 86782U106
—Cmn018,433+18,433$0$11+$112016-11-10
Q3 2016VIOLIN MEMORY INC
CUSIP 92763A309
—Cmn014,786+14,786$0$11+$112016-11-10
Q3 2016NORTHWEST BIOTHERAPEUTICS INC
CUSIP 66737P600
—Cmn017,627+17,627$0$10+$102016-11-10
Q3 2016CYTRX CORP CMN STK
CUSIP 232828509
—Cmn014,717+14,717$0$9+$92016-11-10
Q3 2016STRATA SKIN SCIENCES INC
CUSIP 86272A107
—Cmn015,969+15,969$0$8+$82016-11-10
Q3 2016NEOVASC INC
CUSIP 64065J106
—Cmn010,029+10,029$0$5+$52016-11-10
Q3 2016TETRALOGIC PHARMACEUTICALS C
CUSIP 88165U109
—Cmn027,442+27,442$0$4+$42016-11-10

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