CITADEL ADVISORS LLC historic quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 11,824 positions, added to 16,498, reduced 15,969 and sold out of 13,072.
- Q3 2016: Stock WEATHERSTORM FORENSIC ACCOUNTI; Country of operation —; Class Cmn; Shares before 0.
- Q3 2016: Stock CRAFT BREW ALLIANCE INC; Country of operation —; Class Cmn; Shares before 0.
- Q3 2016: Stock DB GOLD DOUBLE LONG ETN; Country of operation —; Class Cmn; Shares before 0.
- Q3 2016: Stock ALERE INC; Country of operation —; Class Cmn; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | WEATHERSTORM FORENSIC ACCOUNTI
CUSIP 301505400 | — | Cmn | 0 | 11,118 | +11,118 | $0 | $384 | +$384 | 2016-11-10 |
|---|
| Q3 2016 | CRAFT BREW ALLIANCE INC
CUSIP 224122101 | — | Cmn | 0 | 20,343 | +20,343 | $0 | $383 | +$383 | 2016-11-10 |
|---|
| Q3 2016 | DB GOLD DOUBLE LONG ETN
CUSIP 25154H749 | — | Cmn | 0 | 14,176 | +14,176 | $0 | $381 | +$381 | 2016-11-10 |
|---|
| Q3 2016 | ALERE INC
CUSIP 01449J105 | — | Cmn | 0 | 8,791 | +8,791 | $0 | $380 | +$380 | 2016-11-10 |
|---|
| Q3 2016 | SANDY SPRING BANCORP INC CMN STK
CUSIP 800363103 | — | Cmn | 0 | 12,297 | +12,297 | $0 | $376 | +$376 | 2016-11-10 |
|---|
| Q3 2016 | PARK STERLING CORP
CUSIP 70086Y105 | — | Cmn | 0 | 46,351 | +46,351 | $0 | $376 | +$376 | 2016-11-10 |
|---|
| Q3 2016 | POWERSHARES KBW HIGH DIVIDEN
CUSIP 73936Q793 | — | Cmn | 0 | 17,034 | +17,034 | $0 | $375 | +$375 | 2016-11-10 |
|---|
| Q3 2016 | WILEY JOHN & SONS INC - CL B CMN STOCK
CUSIP 968223305 | — | Cmn | 0 | 6,958 | +6,958 | $0 | $375 | +$375 | 2016-11-10 |
|---|
| Q3 2016 | STAGE STORES INC CMN STOCK
CUSIP 85254C305 | — | Cmn | 0 | 66,666 | +66,666 | $0 | $374 | +$374 | 2016-11-10 |
|---|
| Q3 2016 | KIMBALL INTERNATIONAL -CL B CMN STK
CUSIP 494274103 | — | Cmn | 0 | 27,915 | +27,915 | $0 | $361 | +$361 | 2016-11-10 |
|---|
| Q3 2016 | RIVERFRONT STRATEGIC INCOME
CUSIP 00162Q783 | — | Cmn | 0 | 14,143 | +14,143 | $0 | $358 | +$358 | 2016-11-10 |
|---|
| Q3 2016 | DRXN DAILY S&P BIOTECH BEAR
CUSIP 25490K745 | — | Cmn | 0 | 20,625 | +20,625 | $0 | $356 | +$356 | 2016-11-10 |
|---|
| Q3 2016 | CAESARS ENTERTAINMENT CORP
CUSIP 127686103 | — | Cmn | 0 | 47,735 | +47,735 | $0 | $356 | +$356 | 2016-11-10 |
|---|
| Q3 2016 | ZELTIQ AESTHETICS INC
CUSIP 98933Q108 | — | Cmn | 0 | 8,937 | +8,937 | $0 | $351 | +$351 | 2016-11-10 |
|---|
| Q3 2016 | FIDELITY MSCI ENERGY INDEX
CUSIP 316092402 | United States | Cmn | 0 | 17,710 | +17,710 | $0 | $351 | +$351 | 2016-11-10 |
|---|
| Q3 2016 | POWERSHARES DB COMMODITY INDEX
CUSIP 73935S105 | — | Cmn | 0 | 22,565 | +22,565 | $0 | $339 | +$339 | 2016-11-10 |
|---|
| Q3 2016 | IKANG HEALTHCARE GROUP-ADR
CUSIP 45174L108 | — | Depository Receipt | 0 | 18,488 | +18,488 | $0 | $334 | +$334 | 2016-11-10 |
|---|
| Q3 2016 | QAD INC-A
CUSIP 74727D306 | — | Cmn | 0 | 14,680 | +14,680 | $0 | $329 | +$329 | 2016-11-10 |
|---|
| Q3 2016 | IPATH BLOOMBERG SUGAR SUBINDEX
CUSIP 06739H214 | — | Cmn | 0 | 6,336 | +6,336 | $0 | $324 | +$324 | 2016-11-10 |
|---|
| Q3 2016 | FIRST MIDWEST BANCORP INC CMN STK
CUSIP 320867104 | — | Cmn | 0 | 16,729 | +16,729 | $0 | $324 | +$324 | 2016-11-10 |
|---|
| Q3 2016 | FNFV GROUP
CUSIP 31620R402 | — | Cmn | 0 | 25,878 | +25,878 | $0 | $323 | +$323 | 2016-11-10 |
|---|
| Q3 2016 | VIACOM INC-CMN STK CLASS A
CUSIP 92553P102 | — | Cmn | 0 | 7,488 | +7,488 | $0 | $321 | +$321 | 2016-11-10 |
|---|
| Q3 2016 | ADVISORSHARES STAR GLOBAL BU
CUSIP 00768Y768 | — | Cmn | 0 | 11,763 | +11,763 | $0 | $321 | +$321 | 2016-11-10 |
|---|
| Q3 2016 | ALMOST FAMILY INC CMN STK
CUSIP 020409108 | — | Cmn | 0 | 8,599 | +8,599 | $0 | $316 | +$316 | 2016-11-10 |
|---|
| Q3 2016 | VERSARTIS INC
CUSIP 92529L102 | — | Cmn | 0 | 25,818 | +25,818 | $0 | $316 | +$316 | 2016-11-10 |
|---|
| Q3 2016 | EGSHARES EM STRATEGIC OPPORTUN
CUSIP 268461621 | — | Cmn | 0 | 16,384 | +16,384 | $0 | $314 | +$314 | 2016-11-10 |
|---|
| Q3 2016 | COSAN LTD-CLASS A SHARES
CUSIP G25343107 | — | Cmn | 0 | 43,250 | +43,250 | $0 | $309 | +$309 | 2016-11-10 |
|---|
| Q3 2016 | SPARTON CORP CMN STK
CUSIP 847235108 | — | Cmn | 0 | 11,752 | +11,752 | $0 | $309 | +$309 | 2016-11-10 |
|---|
| Q3 2016 | UNITED STATES COMMODITY INDE
CUSIP 911717106 | — | Cmn | 0 | 7,401 | +7,401 | $0 | $307 | +$307 | 2016-11-10 |
|---|
| Q3 2016 | PRESS GANEY HOLDINGS INC
CUSIP 74113L102 | — | Cmn | 0 | 7,346 | +7,346 | $0 | $297 | +$297 | 2016-11-10 |
|---|
| Q3 2016 | ASCENT CAPITAL GROUP INC
CUSIP 043632108 | — | Cmn | 0 | 12,572 | +12,572 | $0 | $291 | +$291 | 2016-11-10 |
|---|
| Q3 2016 | CHENIERE ENERGY PARTNERS LP
CUSIP 16411W108 | — | Cmn | 0 | 12,817 | +12,817 | $0 | $291 | +$291 | 2016-11-10 |
|---|
| Q3 2016 | EPIZYME INC
CUSIP 29428V104 | — | Cmn | 0 | 29,349 | +29,349 | $0 | $289 | +$289 | 2016-11-10 |
|---|
| Q3 2016 | KARYOPHARM THERAPEUTICS INC
CUSIP 48576U106 | — | Cmn | 0 | 29,353 | +29,353 | $0 | $286 | +$286 | 2016-11-10 |
|---|
| Q3 2016 | KLONDEX MINES LTD
CUSIP 498696103 | — | Cmn | 0 | 49,625 | +49,625 | $0 | $285 | +$285 | 2016-11-10 |
|---|
| Q3 2016 | CPFL ENERGIA SA-ADR
CUSIP 126153105 | — | Depository Receipt | 0 | 19,163 | +19,163 | $0 | $284 | +$284 | 2016-11-10 |
|---|
| Q3 2016 | GUGGENHEIM S&P GLOBAL DIVIDEND
CUSIP 18383M860 | — | Cmn | 0 | 28,083 | +28,083 | $0 | $282 | +$282 | 2016-11-10 |
|---|
| Q3 2016 | DEPOMED INC CMN STOCK
CUSIP 249908104 | — | Cmn | 0 | 11,275 | +11,275 | $0 | $282 | +$282 | 2016-11-10 |
|---|
| Q3 2016 | PIONEER ENERGY SERVICES CORP
CUSIP 723664108 | — | Cmn | 0 | 69,741 | +69,741 | $0 | $282 | +$282 | 2016-11-10 |
|---|
| Q3 2016 | ALERIAN ENERGY INFRASTRUCTUR
CUSIP 00162Q676 | United States | Cmn | 0 | 11,832 | +11,832 | $0 | $274 | +$274 | 2016-11-10 |
|---|
| Q3 2016 | STATE NATIONAL COS INC
CUSIP 85711T305 | — | Cmn | 0 | 24,505 | +24,505 | $0 | $272 | +$272 | 2016-11-10 |
|---|
| Q3 2016 | PHILLIPS 66 PARTNERS LP
CUSIP 718549207 | — | Cmn | 0 | 5,578 | +5,578 | $0 | $271 | +$271 | 2016-11-10 |
|---|
| Q3 2016 | UNIVERSAL AMERICAN FINANCIAL CORP. COMMON STOCK
CUSIP 91338E101 | — | Cmn | 0 | 35,247 | +35,247 | $0 | $270 | +$270 | 2016-11-10 |
|---|
| Q3 2016 | VELOCITYSHARES 2X VIX SH-TRM
CUSIP 22539T274 | — | Cmn | 0 | 14,770 | +14,770 | $0 | $268 | +$268 | 2016-11-10 |
|---|
| Q3 2016 | INTERCONTINENTAL HOTELS GROUP PLC - ADR
CUSIP 45857P608 | — | Depository Receipt | 0 | 6,371 | +6,371 | $0 | $265 | +$265 | 2016-11-10 |
|---|
| Q3 2016 | APOLLO GLOBAL MANAGEMENT - A
CUSIP 037612306 | — | Cmn | 0 | 14,768 | +14,768 | $0 | $265 | +$265 | 2016-11-10 |
|---|
| Q3 2016 | NEKTAR THERAPEUTICS CMN STK
CUSIP 640268108 | — | Cmn | 0 | 15,220 | +15,220 | $0 | $261 | +$261 | 2016-11-10 |
|---|
| Q3 2016 | DOMINION MIDSTREAM PARTNERS
CUSIP 257454108 | — | Cmn | 0 | 10,794 | +10,794 | $0 | $258 | +$258 | 2016-11-10 |
|---|
| Q3 2016 | TALLGRASS ENERGY PARTNERS LP
CUSIP 874697105 | — | Cmn | 0 | 5,245 | +5,245 | $0 | $253 | +$253 | 2016-11-10 |
|---|
| Q3 2016 | MONROE CAPITAL CORP
CUSIP 610335101 | United States | Cmn | 0 | 15,439 | +15,439 | $0 | $243 | +$243 | 2016-11-10 |
|---|
| Q3 2016 | GENESIS HEALTHCARE INC
CUSIP 37185X106 | — | Cmn | 0 | 91,123 | +91,123 | $0 | $243 | +$243 | 2016-11-10 |
|---|
| Q3 2016 | PREFERRED APARTMENT COMMUN-A
CUSIP 74039L103 | — | Cmn | 0 | 17,874 | +17,874 | $0 | $241 | +$241 | 2016-11-10 |
|---|
| Q3 2016 | JOHN HANCOCK MULTI FACT LRG
CUSIP 47804J107 | — | Cmn | 0 | 8,446 | +8,446 | $0 | $238 | +$238 | 2016-11-10 |
|---|
| Q3 2016 | VANGUARD EMERGING MARKETS
CUSIP 921946885 | — | Cmn | 0 | 2,915 | +2,915 | $0 | $238 | +$238 | 2016-11-10 |
|---|
| Q3 2016 | CARDINAL FINANCIAL CORP CMN STOCK
CUSIP 14149F109 | — | Cmn | 0 | 9,070 | +9,070 | $0 | $237 | +$237 | 2016-11-10 |
|---|
| Q3 2016 | POWERSHARES NATIONAL AMT-FREE
CUSIP 73936T474 | — | Cmn | 0 | 9,057 | +9,057 | $0 | $236 | +$236 | 2016-11-10 |
|---|
| Q3 2016 | SUMMIT MIDSTREAM PARTNERS LP
CUSIP 866142102 | — | Cmn | 0 | 10,226 | +10,226 | $0 | $235 | +$235 | 2016-11-10 |
|---|
| Q3 2016 | FIDELITY MSCI CONSUM STAPLES
CUSIP 316092303 | — | Cmn | 0 | 7,238 | +7,238 | $0 | $231 | +$231 | 2016-11-10 |
|---|
| Q3 2016 | ARROW INVESTMENTS TRUST
CUSIP 042765784 | — | Cmn | 0 | 10,060 | +10,060 | $0 | $228 | +$228 | 2016-11-10 |
|---|
| Q3 2016 | AVIVA PLC - SPON ADR
CUSIP 05382A104 | — | Depository Receipt | 0 | 19,809 | +19,809 | $0 | $228 | +$228 | 2016-11-10 |
|---|
| Q3 2016 | FERRELLGAS PARTNERS LP
CUSIP 315293100 | — | Cmn | 0 | 19,540 | +19,540 | $0 | $227 | +$227 | 2016-11-10 |
|---|
| Q3 2016 | MAINSOURCE FINANCIAL GROUP INC CMN STK
CUSIP 56062Y102 | — | Cmn | 0 | 8,896 | +8,896 | $0 | $222 | +$222 | 2016-11-10 |
|---|
| Q3 2016 | ARALEZ PHARMACEUTICALS INC
CUSIP 03852X100 | — | Cmn | 0 | 45,489 | +45,489 | $0 | $221 | +$221 | 2016-11-10 |
|---|
| Q3 2016 | EGSHARES EM QUALITY DIVIDEND E
CUSIP 268461654 | — | Cmn | 0 | 16,348 | +16,348 | $0 | $221 | +$221 | 2016-11-10 |
|---|
| Q3 2016 | INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICI
CUSIP 46131T101 | — | Cmn | 0 | 14,247 | +14,247 | $0 | $219 | +$219 | 2016-11-10 |
|---|
| Q3 2016 | ADAMAS PHARMACEUTICALS INC
CUSIP 00548A106 | — | Cmn | 0 | 13,323 | +13,323 | $0 | $219 | +$219 | 2016-11-10 |
|---|
| Q3 2016 | GUGGENHEIM BULLETSHARES 2023
CUSIP 18383M183 | — | Cmn | 0 | 8,202 | +8,202 | $0 | $218 | +$218 | 2016-11-10 |
|---|
| Q3 2016 | ORBCOMM INC
CUSIP 68555P100 | — | Cmn | 0 | 21,225 | +21,225 | $0 | $218 | +$218 | 2016-11-10 |
|---|
| Q3 2016 | ZYNERBA PHARMACEUTICALS INC
CUSIP 98986X109 | — | Cmn | 0 | 16,677 | +16,677 | $0 | $218 | +$218 | 2016-11-10 |
|---|
| Q3 2016 | GUGGENHEIM S&P MIDCAP 400 PURE
CUSIP 78355W502 | — | Cmn | 0 | 3,911 | +3,911 | $0 | $217 | +$217 | 2016-11-10 |
|---|
| Q3 2016 | CENTERSTATE BANKS INC
CUSIP 15201P109 | — | Cmn | 0 | 12,215 | +12,215 | $0 | $217 | +$217 | 2016-11-10 |
|---|
| Q3 2016 | BLUE NILE INC. COMMON STOCK
CUSIP 09578R103 | — | Cmn | 0 | 6,193 | +6,193 | $0 | $213 | +$213 | 2016-11-10 |
|---|
| Q3 2016 | GUGGENHEIM MSCI GLOBAL TIMBER
CUSIP 18383Q879 | — | Cmn | 0 | 8,515 | +8,515 | $0 | $212 | +$212 | 2016-11-10 |
|---|
| Q3 2016 | COLUMBIA PIPELINE PARTNERS L
CUSIP 198281107 | — | Cmn | 0 | 13,083 | +13,083 | $0 | $211 | +$211 | 2016-11-10 |
|---|
| Q3 2016 | CEMENTOS PACASMAYO SAA - ADR
CUSIP 15126Q109 | — | Depository Receipt | 0 | 22,172 | +22,172 | $0 | $209 | +$209 | 2016-11-10 |
|---|
| Q3 2016 | AVG TECHNOLOGIES
CUSIP N07831105 | — | Cmn | 0 | 8,360 | +8,360 | $0 | $209 | +$209 | 2016-11-10 |
|---|
| Q3 2016 | GUGGEN BLTSHR 2026 CORP BOND
CUSIP 18383M126 | — | Cmn | 0 | 10,340 | +10,340 | $0 | $209 | +$209 | 2016-11-10 |
|---|
| Q3 2016 | POWERSHARES S&P SC INDUSTRIA
CUSIP 73937B878 | — | Cmn | 0 | 4,170 | +4,170 | $0 | $208 | +$208 | 2016-11-10 |
|---|
| Q3 2016 | SIGMA DESIGNS INC CMN STK
CUSIP 826565103 | — | Cmn | 0 | 26,632 | +26,632 | $0 | $207 | +$207 | 2016-11-10 |
|---|
| Q3 2016 | MOMENTA PHARMACEUTICALS INC. COMMON STOCK
CUSIP 60877T100 | — | Cmn | 0 | 17,582 | +17,582 | $0 | $206 | +$206 | 2016-11-10 |
|---|
| Q3 2016 | WASHINGTON PRIME GROUP INC
CUSIP 93964W108 | — | Cmn | 0 | 16,603 | +16,603 | $0 | $206 | +$206 | 2016-11-10 |
|---|
| Q3 2016 | AAC HOLDINGS INC
CUSIP 000307108 | — | Cmn | 0 | 11,712 | +11,712 | $0 | $204 | +$204 | 2016-11-10 |
|---|
| Q3 2016 | GENESEE & WYO INC CMN STOCK
CUSIP 371559105 | — | Cmn | 0 | 2,953 | +2,953 | $0 | $204 | +$204 | 2016-11-10 |
|---|
| Q3 2016 | NET 1 UEPS TECHNOLOGIES INC COMMON STOCK
CUSIP 64107N206 | United States | Cmn | 0 | 23,357 | +23,357 | $0 | $200 | +$200 | 2016-11-10 |
|---|
| Q3 2016 | CEDAR REALTY TRUST INC
CUSIP 150602209 | — | Cmn | 0 | 27,786 | +27,786 | $0 | $200 | +$200 | 2016-11-10 |
|---|
| Q3 2016 | ORCHID ISLAND CAPITAL INC
CUSIP 68571X103 | — | Cmn | 0 | 18,969 | +18,969 | $0 | $198 | +$198 | 2016-11-10 |
|---|
| Q3 2016 | ARROW DOW JONES GLOBAL YIELD
CUSIP 04273H104 | — | Cmn | 0 | 10,077 | +10,077 | $0 | $192 | +$192 | 2016-11-10 |
|---|
| Q3 2016 | FORESTAR GROUP INC
CUSIP 346233109 | — | Cmn | 0 | 16,265 | +16,265 | $0 | $190 | +$190 | 2016-11-10 |
|---|
| Q3 2016 | RESOLUTE FOREST PRODUCTS
CUSIP 76117W109 | — | Cmn | 0 | 40,188 | +40,188 | $0 | $190 | +$190 | 2016-11-10 |
|---|
| Q3 2016 | CARA THERAPEUTICS INC
CUSIP 140755109 | — | Cmn | 0 | 22,165 | +22,165 | $0 | $185 | +$185 | 2016-11-10 |
|---|
| Q3 2016 | TRISTATE CAPITAL HLDGS INC
CUSIP 89678F100 | — | Cmn | 0 | 11,226 | +11,226 | $0 | $181 | +$181 | 2016-11-10 |
|---|
| Q3 2016 | CONCORDIA HEALTHCARE CORP
CUSIP 20653P102 | — | Cmn | 0 | 39,214 | +39,214 | $0 | $176 | +$176 | 2016-11-10 |
|---|
| Q3 2016 | CVR REFINING LP
CUSIP 12663P107 | — | Cmn | 0 | 19,679 | +19,679 | $0 | $173 | +$173 | 2016-11-10 |
|---|
| Q3 2016 | ALTISOURCE RESIDENTIAL
CUSIP 02153W100 | — | Cmn | 0 | 15,525 | +15,525 | $0 | $169 | +$169 | 2016-11-10 |
|---|
| Q3 2016 | BLUEROCK RESIDENTIAL GROWTH
CUSIP 09627J102 | — | Cmn | 0 | 12,939 | +12,939 | $0 | $168 | +$168 | 2016-11-10 |
|---|
| Q3 2016 | SIBANYE GOLD- SPON ADR
CUSIP 825724206 | — | Depository Receipt | 0 | 11,654 | +11,654 | $0 | $165 | +$165 | 2016-11-10 |
|---|
| Q3 2016 | BLACKROCK MUNICIPAL INCOME QUA
CUSIP 092479104 | — | Cmn | 0 | 10,064 | +10,064 | $0 | $158 | +$158 | 2016-11-10 |
|---|
| Q3 2016 | BLACK BOX CORP CMN STK
CUSIP 091826107 | — | Cmn | 0 | 10,896 | +10,896 | $0 | $151 | +$151 | 2016-11-10 |
|---|
| Q3 2016 | SUPERCONDUCTOR TECHNOLOGIES CMN STK
CUSIP 867931503 | — | Cmn | 0 | 55,281 | +55,281 | $0 | $148 | +$148 | 2016-11-10 |
|---|
| Q3 2016 | SIENTRA INC
CUSIP 82621J105 | — | Cmn | 0 | 16,391 | +16,391 | $0 | $147 | +$147 | 2016-11-10 |
|---|