CITADEL ADVISORS LLC historic quarter change: USA Bonds: Convertible Notes, Sold out
In convertible notes that pay a coupon (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 1,005 positions, added to 266, reduced 334 and sold out of 965.
- Q3 2021: Stock ENCORE CAP GROUP INC; Country of operation —; Class NOTE 3.250% 3/1; Principal before $15,500,000.
- Q3 2021: Stock INVACARE CORP; Country of operation —; Class NOTE 5.000%11/1; Principal before $18,097,000.
- Q3 2021: Stock SPLUNK INC; Country of operation —; Class NOTE 1.125% 6/1; Principal before $17,000,000.
- Q3 2021: Stock JOYY INC; Country of operation —; Class NOTE 0.750% 6/1; Principal before $16,300,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2021 | ENCORE CAP GROUP INC
CUSIP 292554AK8 | — | NOTE 3.250% 3/1 | $15,500,000 | $0 | -15,500,000 | $17,686 | $0 | -$17,686 | 2021-11-15 |
|---|
| Q3 2021 | INVACARE CORP
CUSIP 461203AL5 | — | NOTE 5.000%11/1 | $18,097,000 | $0 | -18,097,000 | $17,649 | $0 | -$17,649 | 2021-11-15 |
|---|
| Q3 2021 | SPLUNK INC
CUSIP 848637AF1 | — | NOTE 1.125% 6/1 | $17,000,000 | $0 | -17,000,000 | $16,568 | $0 | -$16,568 | 2021-11-15 |
|---|
| Q3 2021 | JOYY INC
CUSIP 98426TAD8 | — | NOTE 0.750% 6/1 | $16,300,000 | $0 | -16,300,000 | $16,471 | $0 | -$16,471 | 2021-11-15 |
|---|
| Q3 2021 | COHERUS BIOSCIENCES INC
CUSIP 19249HAB9 | — | NOTE 1.500% 4/1 | $15,950,000 | $0 | -15,950,000 | $16,344 | $0 | -$16,344 | 2021-11-15 |
|---|
| Q3 2021 | VIAVI SOLUTIONS INC
CUSIP 925550AB1 | — | NOTE 1.000% 3/0 | $10,912,000 | $0 | -10,912,000 | $15,439 | $0 | -$15,439 | 2021-11-15 |
|---|
| Q3 2021 | CHEESECAKE FACTORY INC
CUSIP 163072AA9 | — | NOTE 0.375% 6/1 | $15,000,000 | $0 | -15,000,000 | $14,825 | $0 | -$14,825 | 2021-11-15 |
|---|
| Q3 2021 | HERCULES CAPITAL INC
CUSIP 427096AF9 | — | DBCV 4.375% 2/0 | $13,854,000 | $0 | -13,854,000 | $14,719 | $0 | -$14,719 | 2021-11-15 |
|---|
| Q3 2021 | HEALTH CATALYST INC
CUSIP 42225TAB3 | — | NOTE 2.500% 4/1 | $7,500,000 | $0 | -7,500,000 | $14,390 | $0 | -$14,390 | 2021-11-15 |
|---|
| Q3 2021 | WINNEBAGO INDS INC
CUSIP 974637AB6 | — | NOTE 1.500% 4/0 | $11,000,000 | $0 | -11,000,000 | $14,134 | $0 | -$14,134 | 2021-11-15 |
|---|
| Q3 2021 | OPKO HEALTH INC
CUSIP 68375NAD5 | — | NOTE 4.500% 2/1 | $9,550,000 | $0 | -9,550,000 | $12,415 | $0 | -$12,415 | 2021-11-15 |
|---|
| Q3 2021 | KNOWLES CORP
CUSIP 49926DAB5 | — | NOTE 3.250%11/0 | $10,925,000 | $0 | -10,925,000 | $12,165 | $0 | -$12,165 | 2021-11-15 |
|---|
| Q3 2021 | PROS HOLDINGS INC
CUSIP 74346YAH6 | — | NOTE 1.000% 5/1 | $11,905,000 | $0 | -11,905,000 | $12,143 | $0 | -$12,143 | 2021-11-15 |
|---|
| Q3 2021 | ALTERYX INC
CUSIP 02156BAB9 | — | NOTE 0.500% 6/0 | $6,052,000 | $0 | -6,052,000 | $12,134 | $0 | -$12,134 | 2021-11-15 |
|---|
| Q3 2021 | HERITAGE INSURANCE HLDGS INC
CUSIP 42727JAB8 | — | NOTE 5.875% 8/0 | $10,663,000 | $0 | -10,663,000 | $10,177 | $0 | -$10,177 | 2021-11-15 |
|---|
| Q3 2021 | LUMINEX CORP DEL
CUSIP 55027EAA0 | — | NOTE 3.000% 5/1 | $10,000,000 | $0 | -10,000,000 | $10,066 | $0 | -$10,066 | 2021-11-15 |
|---|
| Q3 2021 | AVAYA HLDGS CORP
CUSIP 05351XAB7 | — | NOTE 2.250% 6/1 | $8,500,000 | $0 | -8,500,000 | $10,019 | $0 | -$10,019 | 2021-11-15 |
|---|
| Q3 2021 | INVACARE CORP
CUSIP 461203AJ0 | — | NOTE 5.000%11/1 | $10,336,000 | $0 | -10,336,000 | $9,966 | $0 | -$9,966 | 2021-11-15 |
|---|
| Q3 2021 | IQIYI INC
CUSIP 46267XAB4 | — | NOTE 3.750%12/0 | $9,400,000 | $0 | -9,400,000 | $9,474 | $0 | -$9,474 | 2021-11-15 |
|---|
| Q3 2021 | OSI SYSTEMS INC
CUSIP 671044AD7 | — | NOTE 1.250% 9/0 | $8,150,000 | $0 | -8,150,000 | $8,706 | $0 | -$8,706 | 2021-11-15 |
|---|
| Q3 2021 | ALLSCRIPTS HEALTHCARE SOLUTN
CUSIP 01988PAF5 | — | NOTE 0.875% 1/0 | $5,500,000 | $0 | -5,500,000 | $8,194 | $0 | -$8,194 | 2021-11-15 |
|---|
| Q3 2021 | GOSSAMER BIO INC
CUSIP 38341PAA0 | — | NOTE 5.000% 6/0 | $10,000,000 | $0 | -10,000,000 | $8,030 | $0 | -$8,030 | 2021-11-15 |
|---|
| Q3 2021 | INSEEGO CORP
CUSIP 45782BAD6 | — | NOTE 3.250% 5/0 | $7,500,000 | $0 | -7,500,000 | $7,974 | $0 | -$7,974 | 2021-11-15 |
|---|
| Q3 2021 | PLATINUM GROUP METALS LTD
CUSIP 72765QAC0 | — | NOTE 6.875% 7/0 | $11,990,000 | $0 | -11,990,000 | $7,194 | $0 | -$7,194 | 2021-11-15 |
|---|
| Q3 2021 | PATRICK INDS INC
CUSIP 703343AB9 | — | DBCV 1.000% 2/0 | $6,500,000 | $0 | -6,500,000 | $7,074 | $0 | -$7,074 | 2021-11-15 |
|---|
| Q3 2021 | KBR INC
CUSIP 48242WAB2 | — | NOTE 2.500%11/0 | $4,385,000 | $0 | -4,385,000 | $6,874 | $0 | -$6,874 | 2021-11-15 |
|---|
| Q3 2021 | HC2 HLDGS INC
CUSIP 404139AG2 | — | NOTE 7.500% 8/0 | $5,700,000 | $0 | -5,700,000 | $6,662 | $0 | -$6,662 | 2021-11-15 |
|---|
| Q3 2021 | NATIONAL VISION HLDGS INC
CUSIP 63845RAB3 | — | NOTE 2.500% 5/1 | $3,493,000 | $0 | -3,493,000 | $6,169 | $0 | -$6,169 | 2021-11-15 |
|---|
| Q3 2021 | II-VI INC
CUSIP 902104AB4 | — | NOTE 0.250% 9/0 | $3,535,000 | $0 | -3,535,000 | $5,596 | $0 | -$5,596 | 2021-11-15 |
|---|
| Q3 2021 | OMEROS CORP
CUSIP 682143AE2 | — | NOTE 6.250%11/1 | $4,230,000 | $0 | -4,230,000 | $4,689 | $0 | -$4,689 | 2021-11-15 |
|---|
| Q3 2021 | EXACT SCIENCES CORP
CUSIP 30063PAA3 | — | NOTE 1.000% 1/1 | $2,500,000 | $0 | -2,500,000 | $4,442 | $0 | -$4,442 | 2021-11-15 |
|---|
| Q3 2021 | ENCORE CAP GROUP INC
CUSIP 292554AM4 | — | NOTE 3.250%10/0 | $3,000,000 | $0 | -3,000,000 | $4,074 | $0 | -$4,074 | 2021-11-15 |
|---|
| Q3 2021 | MICROCHIP TECHNOLOGY INC.
CUSIP 595017AH7 | — | NOTE 2.250% 2/1 | $1,800,000 | $0 | -1,800,000 | $4,053 | $0 | -$4,053 | 2021-11-15 |
|---|
| Q3 2021 | TRICIDA INC
CUSIP 89610FAB7 | — | NOTE 3.500% 5/1 | $10,111,000 | $0 | -10,111,000 | $3,842 | $0 | -$3,842 | 2021-11-15 |
|---|
| Q3 2021 | LIBERTY LATIN AMERICA LTD
CUSIP 53069QAB5 | — | NOTE 2.000% 7/1 | $3,000,000 | $0 | -3,000,000 | $3,034 | $0 | -$3,034 | 2021-11-15 |
|---|
| Q3 2021 | ARBOR REALTY TRUST INC
CUSIP 038923AP3 | — | NOTE 4.750%11/0 | $2,000,000 | $0 | -2,000,000 | $2,172 | $0 | -$2,172 | 2021-11-15 |
|---|
| Q3 2021 | INVITAE CORP
CUSIP 46185LAB9 | — | NOTE 2.000% 9/0 | $689,000 | $0 | -689,000 | $934 | $0 | -$934 | 2021-11-15 |
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