CITADEL ADVISORS LLC historic quarter change: USA Bonds: Convertible Notes, Sold out
In convertible notes that pay a coupon (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 1,005 positions, added to 266, reduced 334 and sold out of 965.
- Q3 2021: Stock TERADYNE INC; Country of operation —; Class NOTE 1.250%12/1; Principal before $128,425,000.
- Q3 2021: Stock PLUG POWER INC; Country of operation —; Class NOTE 3.750% 6/0; Principal before $74,890,000.
- Q3 2021: Stock ZILLOW GROUP INC; Country of operation —; Class NOTE 1.375% 9/0; Principal before $147,250,000.
- Q3 2021: Stock SEA LTD; Country of operation —; Class NOTE 2.375%12/0; Principal before $124,327,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2021 | TERADYNE INC
CUSIP 880770AG7 | — | NOTE 1.250%12/1 | $128,425,000 | $0 | -128,425,000 | $544,448 | $0 | -$544,448 | 2021-11-15 |
|---|
| Q3 2021 | PLUG POWER INC
CUSIP 72919PAD5 | — | NOTE 3.750% 6/0 | $74,890,000 | $0 | -74,890,000 | $509,722 | $0 | -$509,722 | 2021-11-15 |
|---|
| Q3 2021 | ZILLOW GROUP INC
CUSIP 98954MAG6 | — | NOTE 1.375% 9/0 | $147,250,000 | $0 | -147,250,000 | $416,825 | $0 | -$416,825 | 2021-11-15 |
|---|
| Q3 2021 | SEA LTD
CUSIP 81141RAF7 | — | NOTE 2.375%12/0 | $124,327,000 | $0 | -124,327,000 | $384,110 | $0 | -$384,110 | 2021-11-15 |
|---|
| Q3 2021 | ZILLOW GROUP INC
CUSIP 98954MAE1 | — | NOTE 0.750% 9/0 | $123,932,000 | $0 | -123,932,000 | $348,306 | $0 | -$348,306 | 2021-11-15 |
|---|
| Q3 2021 | BILIBILI INC
CUSIP 090040AB2 | — | NOTE 1.375% 4/0 | $60,506,000 | $0 | -60,506,000 | $297,765 | $0 | -$297,765 | 2021-11-15 |
|---|
| Q3 2021 | NICE SYS INC
CUSIP 65366HAB9 | — | NOTE 1.250% 1/1 | $65,691,000 | $0 | -65,691,000 | $195,294 | $0 | -$195,294 | 2021-11-15 |
|---|
| Q3 2021 | NCL CORP LTD
CUSIP 62886HAT8 | — | NOTE 6.000% 5/1 | $78,500,000 | $0 | -78,500,000 | $182,580 | $0 | -$182,580 | 2021-11-15 |
|---|
| Q3 2021 | GDS HLDGS LTD
CUSIP 36165LAB4 | — | NOTE 2.000% 6/0 | $110,965,000 | $0 | -110,965,000 | $182,379 | $0 | -$182,379 | 2021-11-15 |
|---|
| Q3 2021 | CLOUDFLARE INC
CUSIP 18915MAB3 | — | NOTE 0.750% 5/1 | $57,970,000 | $0 | -57,970,000 | $165,003 | $0 | -$165,003 | 2021-11-15 |
|---|
| Q3 2021 | 2U INC
CUSIP 90214JAB7 | — | NOTE 2.250% 5/0 | $98,275,000 | $0 | -98,275,000 | $161,891 | $0 | -$161,891 | 2021-11-15 |
|---|
| Q3 2021 | HANNON ARMSTRONG SUST INFR C
CUSIP 41068XAB6 | — | NOTE 4.125% 9/0 | $73,816,000 | $0 | -73,816,000 | $152,832 | $0 | -$152,832 | 2021-11-15 |
|---|
| Q3 2021 | LIVEPERSON INC
CUSIP 538146AB7 | — | NOTE 0.750% 3/0 | $86,550,000 | $0 | -86,550,000 | $151,662 | $0 | -$151,662 | 2021-11-15 |
|---|
| Q3 2021 | NANOSTRING TECHNOLOGIES INC
CUSIP 63009RAD1 | — | NOTE 2.625% 3/0 | $89,401,000 | $0 | -89,401,000 | $141,647 | $0 | -$141,647 | 2021-11-15 |
|---|
| Q3 2021 | SNAP INC
CUSIP 83304AAD8 | — | NOTE 0.250% 5/0 | $44,500,000 | $0 | -44,500,000 | $140,139 | $0 | -$140,139 | 2021-11-15 |
|---|
| Q3 2021 | WORLD WRESTLING ENTMT INC
CUSIP 98156QAB4 | — | NOTE 3.375%12/1 | $57,294,000 | $0 | -57,294,000 | $136,938 | $0 | -$136,938 | 2021-11-15 |
|---|
| Q3 2021 | REVANCE THERAPEUTICS INC
CUSIP 761330AB5 | — | NOTE 1.750% 2/1 | $104,329,000 | $0 | -104,329,000 | $122,081 | $0 | -$122,081 | 2021-11-15 |
|---|
| Q3 2021 | BRIDGEBIO PHARMA INC
CUSIP 10806XAB8 | United States | NOTE 2.500% 3/1 | $73,450,000 | $0 | -73,450,000 | $120,618 | $0 | -$120,618 | 2021-11-15 |
|---|
| Q3 2021 | EXACT SCIENCES CORP
CUSIP 30063PAC9 | — | NOTE 0.375% 3/0 | $96,950,000 | $0 | -96,950,000 | $120,175 | $0 | -$120,175 | 2021-11-15 |
|---|
| Q3 2021 | LIBERTY MEDIA CORP DEL
CUSIP 531229AB8 | — | NOTE 1.375%10/1 | $86,931,000 | $0 | -86,931,000 | $116,057 | $0 | -$116,057 | 2021-11-15 |
|---|
| Q3 2021 | COLONY STARWOOD HOMES
CUSIP 19625XAB8 | — | NOTE 3.500% 1/1 | $69,493,000 | $0 | -69,493,000 | $113,882 | $0 | -$113,882 | 2021-11-15 |
|---|
| Q3 2021 | GLAUKOS CORP
CUSIP 377322AB8 | — | NOTE 2.750% 6/1 | $65,000,000 | $0 | -65,000,000 | $111,008 | $0 | -$111,008 | 2021-11-15 |
|---|
| Q3 2021 | COLLIERS INTL GROUP INC
CUSIP 194693AB3 | — | NOTE 4.000% 6/0 | $54,747,000 | $0 | -54,747,000 | $110,962 | $0 | -$110,962 | 2021-11-15 |
|---|
| Q3 2021 | CYTOKINETICS INC
CUSIP 23282WAA8 | — | NOTE 4.000%11/1 | $51,050,000 | $0 | -51,050,000 | $105,552 | $0 | -$105,552 | 2021-11-15 |
|---|
| Q3 2021 | BILIBILI INC
CUSIP 090040AD8 | — | NOTE 1.250% 6/1 | $34,372,000 | $0 | -34,372,000 | $104,052 | $0 | -$104,052 | 2021-11-15 |
|---|
| Q3 2021 | SMART GLOBAL HLDGS INC
CUSIP 83205YAB0 | — | NOTE 2.250% 2/1 | $73,379,000 | $0 | -73,379,000 | $101,088 | $0 | -$101,088 | 2021-11-15 |
|---|
| Q3 2021 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAF5 | — | NOTE 0.750% 6/1 | $84,800,000 | $0 | -84,800,000 | $99,519 | $0 | -$99,519 | 2021-11-15 |
|---|
| Q3 2021 | IQIYI INC
CUSIP 46267XAE8 | — | NOTE 4.000%12/1 | $92,500,000 | $0 | -92,500,000 | $93,358 | $0 | -$93,358 | 2021-11-15 |
|---|
| Q3 2021 | SAREPTA THERAPEUTICS INC
CUSIP 803607AB6 | — | DBCV 1.500%11/1 | $70,497,000 | $0 | -70,497,000 | $93,227 | $0 | -$93,227 | 2021-11-15 |
|---|
| Q3 2021 | LIVENT CORP
CUSIP 53814LAB4 | — | NOTE 4.125% 7/1 | $35,830,000 | $0 | -35,830,000 | $85,774 | $0 | -$85,774 | 2021-11-15 |
|---|
| Q3 2021 | MESA LABS INC
CUSIP 59064RAA7 | — | NOTE 1.375% 8/1 | $71,308,000 | $0 | -71,308,000 | $82,363 | $0 | -$82,363 | 2021-11-15 |
|---|
| Q3 2021 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAH1 | — | NOTE 1.500% 6/1 | $68,788,000 | $0 | -68,788,000 | $82,290 | $0 | -$82,290 | 2021-11-15 |
|---|
| Q3 2021 | CERENCE INC
CUSIP 156727AB5 | — | NOTE 3.000% 6/0 | $27,500,000 | $0 | -27,500,000 | $81,150 | $0 | -$81,150 | 2021-11-15 |
|---|
| Q3 2021 | PEBBLEBROOK HOTEL TR
CUSIP 70509VAA8 | — | NOTE 1.750%12/1 | $70,631,000 | $0 | -70,631,000 | $80,370 | $0 | -$80,370 | 2021-11-15 |
|---|
| Q3 2021 | HCI GROUP INC
CUSIP 40416EAD5 | — | NOTE 4.250% 3/0 | $46,997,000 | $0 | -46,997,000 | $77,343 | $0 | -$77,343 | 2021-11-15 |
|---|
| Q3 2021 | RAPID7 INC
CUSIP 753422AD6 | — | NOTE 2.250% 5/0 | $46,050,000 | $0 | -46,050,000 | $76,601 | $0 | -$76,601 | 2021-11-15 |
|---|
| Q3 2021 | GRANITE CONSTR INC
CUSIP 387328AB3 | — | NOTE 2.750%11/0 | $51,500,000 | $0 | -51,500,000 | $74,832 | $0 | -$74,832 | 2021-11-15 |
|---|
| Q3 2021 | AKAMAI TECHNOLOGIES INC
CUSIP 00971TAL5 | — | NOTE 0.375% 9/0 | $63,468,000 | $0 | -63,468,000 | $73,648 | $0 | -$73,648 | 2021-11-15 |
|---|
| Q3 2021 | APELLIS PHARMACEUTICALS INC
CUSIP 03753UAB2 | — | NOTE 3.500% 9/1 | $39,311,000 | $0 | -39,311,000 | $73,196 | $0 | -$73,196 | 2021-11-15 |
|---|
| Q3 2021 | INFINERA CORP
CUSIP 45667GAE3 | — | NOTE 2.500% 3/0 | $47,000,000 | $0 | -47,000,000 | $71,605 | $0 | -$71,605 | 2021-11-15 |
|---|
| Q3 2021 | CONMED CORP
CUSIP 207410AF8 | — | NOTE 2.625% 2/0 | $40,121,000 | $0 | -40,121,000 | $64,859 | $0 | -$64,859 | 2021-11-15 |
|---|
| Q3 2021 | IMPINJ INC
CUSIP 453204AA7 | — | NOTE 2.000%12/1 | $37,200,000 | $0 | -37,200,000 | $62,079 | $0 | -$62,079 | 2021-11-15 |
|---|
| Q3 2021 | SLACK TECHNOLOGIES INC
CUSIP 83088VAB8 | — | NOTE 0.500% 4/1 | $40,750,000 | $0 | -40,750,000 | $61,537 | $0 | -$61,537 | 2021-11-15 |
|---|
| Q3 2021 | SUMMIT HOTEL PPTYS INC
CUSIP 866082AA8 | — | NOTE 1.500% 2/1 | $57,825,000 | $0 | -57,825,000 | $59,902 | $0 | -$59,902 | 2021-11-15 |
|---|
| Q3 2021 | EVENTBRITE INC
CUSIP 29975EAB5 | — | NOTE 5.000%12/0 | $32,850,000 | $0 | -32,850,000 | $57,593 | $0 | -$57,593 | 2021-11-15 |
|---|
| Q3 2021 | INSMED INC
CUSIP 457669AB5 | — | NOTE 0.750% 6/0 | $50,000,000 | $0 | -50,000,000 | $55,395 | $0 | -$55,395 | 2021-11-15 |
|---|
| Q3 2021 | PRA GROUP INC
CUSIP 69354NAB2 | — | NOTE 3.500% 6/0 | $49,562,000 | $0 | -49,562,000 | $53,729 | $0 | -$53,729 | 2021-11-15 |
|---|
| Q3 2021 | KARYOPHARM THERAPEUTICS INC
CUSIP 48576UAA4 | — | NOTE 3.000%10/1 | $53,300,000 | $0 | -53,300,000 | $53,128 | $0 | -$53,128 | 2021-11-15 |
|---|
| Q3 2021 | 1LIFE HEALTHCARE INC
CUSIP 68269GAB3 | — | NOTE 3.000% 6/1 | $46,750,000 | $0 | -46,750,000 | $51,792 | $0 | -$51,792 | 2021-11-15 |
|---|
| Q3 2021 | FARFETCH LTD
CUSIP 30744WAD9 | — | NOTE 3.750% 5/0 | $15,750,000 | $0 | -15,750,000 | $51,341 | $0 | -$51,341 | 2021-11-15 |
|---|
| Q3 2021 | CNX RES CORP
CUSIP 12653CAG3 | — | NOTE 2.250% 5/0 | $38,650,000 | $0 | -38,650,000 | $50,280 | $0 | -$50,280 | 2021-11-15 |
|---|
| Q3 2021 | TABULA RASA HEALTHCARE INC
CUSIP 873379AA9 | — | NOTE 1.750% 2/1 | $48,407,000 | $0 | -48,407,000 | $49,385 | $0 | -$49,385 | 2021-11-15 |
|---|
| Q3 2021 | MODEL N INC
CUSIP 607525AB8 | — | NOTE 2.625% 6/0 | $38,365,000 | $0 | -38,365,000 | $48,742 | $0 | -$48,742 | 2021-11-15 |
|---|
| Q3 2021 | ATLAS AIR WORLDWIDE HLDGS IN
CUSIP 049164BJ4 | — | NOTE 1.875% 6/0 | $37,500,000 | $0 | -37,500,000 | $47,856 | $0 | -$47,856 | 2021-11-15 |
|---|
| Q3 2021 | PEGASYSTEMS INC
CUSIP 705573AB9 | — | NOTE 0.750% 3/0 | $39,500,000 | $0 | -39,500,000 | $47,313 | $0 | -$47,313 | 2021-11-15 |
|---|
| Q3 2021 | VEONEER INC
CUSIP 92336XAA7 | — | NOTE 4.000% 6/0 | $36,280,000 | $0 | -36,280,000 | $45,925 | $0 | -$45,925 | 2021-11-15 |
|---|
| Q3 2021 | PAR TECHNOLOGY CORP
CUSIP 698884AC7 | — | NOTE 2.875% 4/1 | $25,000,000 | $0 | -25,000,000 | $45,350 | $0 | -$45,350 | 2021-11-15 |
|---|
| Q3 2021 | HARMONIC INC
CUSIP 413160AD4 | — | DBCV 2.000% 9/0 | $37,000,000 | $0 | -37,000,000 | $44,123 | $0 | -$44,123 | 2021-11-15 |
|---|
| Q3 2021 | ACCELERATE DIAGNOSTICS INC
CUSIP 00430HAB8 | — | NOTE 2.500% 3/1 | $66,655,000 | $0 | -66,655,000 | $43,446 | $0 | -$43,446 | 2021-11-15 |
|---|
| Q3 2021 | THERAVANCE BIOPHARMA INC
CUSIP 88339KAA0 | — | NOTE 3.250%11/0 | $45,128,000 | $0 | -45,128,000 | $42,800 | $0 | -$42,800 | 2021-11-15 |
|---|
| Q3 2021 | FIRST MAJESTIC SILVER CORP
CUSIP 32076VAB9 | — | NOTE 1.875% 3/0 | $25,700,000 | $0 | -25,700,000 | $42,750 | $0 | -$42,750 | 2021-11-15 |
|---|
| Q3 2021 | INFINERA CORP
CUSIP 45667GAC7 | — | NOTE 2.125% 9/0 | $33,399,000 | $0 | -33,399,000 | $41,019 | $0 | -$41,019 | 2021-11-15 |
|---|
| Q3 2021 | LENDINGTREE INC NEW
CUSIP 52603BAA5 | — | NOTE 0.625% 6/0 | $33,707,000 | $0 | -33,707,000 | $40,187 | $0 | -$40,187 | 2021-11-15 |
|---|
| Q3 2021 | HERBALIFE LTD
CUSIP 42703MAD5 | — | NOTE 2.625% 3/1 | $35,327,000 | $0 | -35,327,000 | $38,557 | $0 | -$38,557 | 2021-11-15 |
|---|
| Q3 2021 | GUESS INC
CUSIP 401617AD7 | — | NOTE 2.000% 4/1 | $29,000,000 | $0 | -29,000,000 | $36,140 | $0 | -$36,140 | 2021-11-15 |
|---|
| Q3 2021 | EXACT SCIENCES CORP
CUSIP 30063PAB1 | — | NOTE 0.375% 3/1 | $26,293,000 | $0 | -26,293,000 | $34,911 | $0 | -$34,911 | 2021-11-15 |
|---|
| Q3 2021 | GOLDEN STAR RES LTD CDA
CUSIP 38119TAG9 | — | NOTE 7.000% 8/1 | $32,599,000 | $0 | -32,599,000 | $32,789 | $0 | -$32,789 | 2021-11-15 |
|---|
| Q3 2021 | KAMAN CORP
CUSIP 483548AF0 | — | NOTE 3.250% 5/0 | $30,322,000 | $0 | -30,322,000 | $32,281 | $0 | -$32,281 | 2021-11-15 |
|---|
| Q3 2021 | I3 VERTICALS LLC
CUSIP 44933TAB2 | — | NOTE 1.000% 2/1 | $31,370,000 | $0 | -31,370,000 | $31,871 | $0 | -$31,871 | 2021-11-15 |
|---|
| Q3 2021 | VONAGE HLDGS CORP
CUSIP 92886TAJ1 | — | NOTE 1.750% 6/0 | $28,118,000 | $0 | -28,118,000 | $31,456 | $0 | -$31,456 | 2021-11-15 |
|---|
| Q3 2021 | AIR TRANSPORT SERVICES GRP I
CUSIP 00922RAB1 | — | NOTE 1.125%10/1 | $29,396,000 | $0 | -29,396,000 | $29,986 | $0 | -$29,986 | 2021-11-15 |
|---|
| Q3 2021 | NEVRO CORP
CUSIP 64157FAC7 | — | NOTE 2.750% 4/0 | $17,059,000 | $0 | -17,059,000 | $29,650 | $0 | -$29,650 | 2021-11-15 |
|---|
| Q3 2021 | NEOGENOMICS INC
CUSIP 64049MAB6 | — | NOTE 0.250% 1/1 | $30,000,000 | $0 | -30,000,000 | $29,388 | $0 | -$29,388 | 2021-11-15 |
|---|
| Q3 2021 | EVERBRIDGE INC
CUSIP 29978AAC8 | — | NOTE 0.125%12/1 | $21,333,000 | $0 | -21,333,000 | $29,232 | $0 | -$29,232 | 2021-11-15 |
|---|
| Q3 2021 | NEOGENOMICS INC
CUSIP 64049MAA8 | — | NOTE 1.250% 5/0 | $20,540,000 | $0 | -20,540,000 | $29,214 | $0 | -$29,214 | 2021-11-15 |
|---|
| Q3 2021 | THE REALREAL INC
CUSIP 88339PAB7 | — | NOTE 3.000% 6/1 | $20,690,000 | $0 | -20,690,000 | $28,274 | $0 | -$28,274 | 2021-11-15 |
|---|
| Q3 2021 | INTEGRA LIFESCIENCES HLDGS C
CUSIP 457985AM1 | — | NOTE 0.500% 8/1 | $25,501,000 | $0 | -25,501,000 | $28,111 | $0 | -$28,111 | 2021-11-15 |
|---|
| Q3 2021 | DISH NETWORK CORPORATION
CUSIP 25470MAB5 | — | NOTE 3.375% 8/1 | $27,500,000 | $0 | -27,500,000 | $28,101 | $0 | -$28,101 | 2021-11-15 |
|---|
| Q3 2021 | GREENLIGHT CAP RE LTD
CUSIP 395366AB3 | — | NOTE 4.000% 8/0 | $29,350,000 | $0 | -29,350,000 | $28,031 | $0 | -$28,031 | 2021-11-15 |
|---|
| Q3 2021 | GREEN PLAINS INC
CUSIP 393222AK0 | United States | NOTE 2.250% 3/1 | $21,484,000 | $0 | -21,484,000 | $27,708 | $0 | -$27,708 | 2021-11-15 |
|---|
| Q3 2021 | NATERA INC
CUSIP 632307AB0 | — | NOTE 2.250% 5/0 | $9,000,000 | $0 | -9,000,000 | $27,281 | $0 | -$27,281 | 2021-11-15 |
|---|
| Q3 2021 | JOYY INC
CUSIP 98426TAF3 | — | NOTE 1.375% 6/1 | $26,500,000 | $0 | -26,500,000 | $26,332 | $0 | -$26,332 | 2021-11-15 |
|---|
| Q3 2021 | GUIDEWIRE SOFTWARE INC
CUSIP 40171VAA8 | — | NOTE 1.250% 3/1 | $21,915,000 | $0 | -21,915,000 | $25,667 | $0 | -$25,667 | 2021-11-15 |
|---|
| Q3 2021 | APPLIED OPTOELECTRONICS INC
CUSIP 03823UAB8 | — | NOTE 5.000% 3/1 | $29,950,000 | $0 | -29,950,000 | $25,518 | $0 | -$25,518 | 2021-11-15 |
|---|
| Q3 2021 | NOVAVAX INC
CUSIP 670002AB0 | — | NOTE 3.750% 2/0 | $14,112,000 | $0 | -14,112,000 | $25,275 | $0 | -$25,275 | 2021-11-15 |
|---|
| Q3 2021 | ETSY INC
CUSIP 29786AAJ5 | — | NOTE 0.125%10/0 | $10,055,000 | $0 | -10,055,000 | $24,115 | $0 | -$24,115 | 2021-11-15 |
|---|
| Q3 2021 | ENCORE CAP EUROPE FIN LTD
CUSIP 29260UAA5 | — | NOTE 4.500% 9/0 | $18,750,000 | $0 | -18,750,000 | $23,665 | $0 | -$23,665 | 2021-11-15 |
|---|
| Q3 2021 | Q2 HLDGS INC
CUSIP 74736LAD1 | — | NOTE 0.750% 6/0 | $17,671,000 | $0 | -17,671,000 | $23,156 | $0 | -$23,156 | 2021-11-15 |
|---|
| Q3 2021 | INSIGHT ENTERPRISES INC
CUSIP 45765UAB9 | — | NOTE 0.750% 2/1 | $15,069,000 | $0 | -15,069,000 | $23,037 | $0 | -$23,037 | 2021-11-15 |
|---|
| Q3 2021 | SHIP FIN INTL LTD
CUSIP 824689AG8 | — | NOTE 4.875% 5/0 | $23,300,000 | $0 | -23,300,000 | $22,937 | $0 | -$22,937 | 2021-11-15 |
|---|
| Q3 2021 | TWO HBRS INVT CORP
CUSIP 90187BAB7 | — | NOTE 6.250% 1/1 | $20,000,000 | $0 | -20,000,000 | $21,956 | $0 | -$21,956 | 2021-11-15 |
|---|
| Q3 2021 | INNOVIVA INC
CUSIP 45781MAB7 | — | NOTE 2.500% 8/1 | $19,994,000 | $0 | -19,994,000 | $21,822 | $0 | -$21,822 | 2021-11-15 |
|---|
| Q3 2021 | VARONIS SYS INC
CUSIP 922280AB8 | — | NOTE 1.250% 8/1 | $11,000,000 | $0 | -11,000,000 | $21,571 | $0 | -$21,571 | 2021-11-15 |
|---|
| Q3 2021 | BAOZUN INC
CUSIP 06684LAB9 | — | NOTE 1.625% 5/0 | $20,350,000 | $0 | -20,350,000 | $20,583 | $0 | -$20,583 | 2021-11-15 |
|---|
| Q3 2021 | INTREXON CORP
CUSIP 46122TAA0 | — | NOTE 3.500% 7/0 | $23,600,000 | $0 | -23,600,000 | $20,351 | $0 | -$20,351 | 2021-11-15 |
|---|
| Q3 2021 | HELIX ENERGY SOLUTIONS GRP I
CUSIP 42330PAK3 | — | NOTE 6.750% 2/1 | $15,690,000 | $0 | -15,690,000 | $19,396 | $0 | -$19,396 | 2021-11-15 |
|---|
| Q3 2021 | TPG SPECIALTY LENDING INC
CUSIP 87265KAD4 | — | NOTE 4.500% 8/0 | $16,300,000 | $0 | -16,300,000 | $19,193 | $0 | -$19,193 | 2021-11-15 |
|---|
| Q3 2021 | TURNING PT BRANDS INC
CUSIP 90041LAE5 | — | NOTE 2.500% 7/1 | $17,300,000 | $0 | -17,300,000 | $19,166 | $0 | -$19,166 | 2021-11-15 |
|---|
| Q3 2021 | CENTENNIAL RESOURCE DEV INC
CUSIP 15136AAA0 | — | NOTE 3.250% 4/0 | $14,100,000 | $0 | -14,100,000 | $18,754 | $0 | -$18,754 | 2021-11-15 |
|---|
| Q3 2021 | FLUIDIGM CORP DEL
CUSIP 34385PAF5 | — | NOTE 5.250%12/0 | $8,147,000 | $0 | -8,147,000 | $18,133 | $0 | -$18,133 | 2021-11-15 |
|---|