CITADEL ADVISORS LLC historic quarter change: USA Bonds: Convertible Notes, New
In convertible notes that pay a coupon (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 1,005 positions, added to 266, reduced 334 and sold out of 965.
- Q4 2021: Stock PLUG PWR INC; Country of operation —; Class NOTE 3.750% 6/0; Principal before $0.
- Q4 2021: Stock SEA LTD; Country of operation —; Class NOTE 2.375%12/0; Principal before $0.
- Q4 2021: Stock CYTOKINETICS INC; Country of operation —; Class NOTE 4.000%11/1; Principal before $0.
- Q4 2021: Stock ZILLOW GROUP INC; Country of operation —; Class NOTE 0.750% 9/0; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2021 | PLUG PWR INC
CUSIP 72919PAD5 | — | NOTE 3.750% 6/0 | $0 | $116,805,000 | +116,805,000 | $0 | $657,125 | +$657,125 | 2022-02-14 |
|---|
| Q4 2021 | SEA LTD
CUSIP 81141RAF7 | — | NOTE 2.375%12/0 | $0 | $190,272,000 | +190,272,000 | $0 | $487,197 | +$487,197 | 2022-02-14 |
|---|
| Q4 2021 | CYTOKINETICS INC
CUSIP 23282WAA8 | — | NOTE 4.000%11/1 | $0 | $57,931,000 | +57,931,000 | $0 | $258,552 | +$258,552 | 2022-02-14 |
|---|
| Q4 2021 | ZILLOW GROUP INC
CUSIP 98954MAE1 | — | NOTE 0.750% 9/0 | $0 | $153,932,000 | +153,932,000 | $0 | $239,569 | +$239,569 | 2022-02-14 |
|---|
| Q4 2021 | ZILLOW GROUP INC
CUSIP 98954MAG6 | — | NOTE 1.375% 9/0 | $0 | $145,250,000 | +145,250,000 | $0 | $234,483 | +$234,483 | 2022-02-14 |
|---|
| Q4 2021 | WAYFAIR INC
CUSIP 94419LAD3 | — | NOTE 1.125%11/0 | $0 | $126,845,000 | +126,845,000 | $0 | $222,514 | +$222,514 | 2022-02-14 |
|---|
| Q4 2021 | LIVENT CORP
CUSIP 53814LAB4 | — | NOTE 4.125% 7/1 | $0 | $70,009,000 | +70,009,000 | $0 | $206,039 | +$206,039 | 2022-02-14 |
|---|
| Q4 2021 | GDS HLDGS LTD
CUSIP 36165LAB4 | — | NOTE 2.000% 6/0 | $0 | $153,465,000 | +153,465,000 | $0 | $181,383 | +$181,383 | 2022-02-14 |
|---|
| Q4 2021 | LIBERTY MEDIA CORP DEL
CUSIP 531229AB8 | — | NOTE 1.375%10/1 | $0 | $110,931,000 | +110,931,000 | $0 | $167,237 | +$167,237 | 2022-02-14 |
|---|
| Q4 2021 | COLLIERS INTL GROUP INC
CUSIP 194693AB3 | — | NOTE 4.000% 6/0 | $0 | $59,997,000 | +59,997,000 | $0 | $157,196 | +$157,196 | 2022-02-14 |
|---|
| Q4 2021 | SAREPTA THERAPEUTICS INC
CUSIP 803607AB6 | — | DBCV 1.500%11/1 | $0 | $105,497,000 | +105,497,000 | $0 | $154,988 | +$154,988 | 2022-02-14 |
|---|
| Q4 2021 | INFINERA CORP
CUSIP 45667GAC7 | — | NOTE 2.125% 9/0 | $0 | $119,149,000 | +119,149,000 | $0 | $141,238 | +$141,238 | 2022-02-14 |
|---|
| Q4 2021 | HESKA CORP
CUSIP 42805EAB4 | — | NOTE 3.750% 9/1 | $0 | $59,384,000 | +59,384,000 | $0 | $134,048 | +$134,048 | 2022-02-14 |
|---|
| Q4 2021 | NANOSTRING TECHNOLOGIES INC
CUSIP 63009RAD1 | — | NOTE 2.625% 3/0 | $0 | $107,901,000 | +107,901,000 | $0 | $128,764 | +$128,764 | 2022-02-14 |
|---|
| Q4 2021 | INSMED INC
CUSIP 457669AB5 | — | NOTE 0.750% 6/0 | $0 | $117,654,000 | +117,654,000 | $0 | $128,381 | +$128,381 | 2022-02-14 |
|---|
| Q4 2021 | LIBERTY MEDIA CORP DEL
CUSIP 531229AF9 | — | NOTE 1.000% 1/3 | $0 | $73,632,000 | +73,632,000 | $0 | $126,962 | +$126,962 | 2022-02-14 |
|---|
| Q4 2021 | WORLD WRESTLING ENTMT INC
CUSIP 98156QAB4 | — | NOTE 3.375%12/1 | $0 | $59,294,000 | +59,294,000 | $0 | $122,083 | +$122,083 | 2022-02-14 |
|---|
| Q4 2021 | ATLAS AIR WORLDWIDE HLDGS IN
CUSIP 049164BJ4 | — | NOTE 1.875% 6/0 | $0 | $72,819,000 | +72,819,000 | $0 | $118,627 | +$118,627 | 2022-02-14 |
|---|
| Q4 2021 | SMART GLOBAL HLDGS INC
CUSIP 83205YAB0 | — | NOTE 2.250% 2/1 | $0 | $58,379,000 | +58,379,000 | $0 | $108,728 | +$108,728 | 2022-02-14 |
|---|
| Q4 2021 | NCL CORP LTD
CUSIP 62886HAX9 | — | NOTE 5.375% 8/0 | $0 | $75,576,000 | +75,576,000 | $0 | $107,601 | +$107,601 | 2022-02-14 |
|---|
| Q4 2021 | AMERICAN EAGLE OUTFITTERS IN
CUSIP 02553EAB2 | — | NOTE 3.750% 4/1 | $0 | $35,000,000 | +35,000,000 | $0 | $106,373 | +$106,373 | 2022-02-14 |
|---|
| Q4 2021 | EXACT SCIENCES CORP
CUSIP 30063PAC9 | — | NOTE 0.375% 3/0 | $0 | $104,450,000 | +104,450,000 | $0 | $101,714 | +$101,714 | 2022-02-14 |
|---|
| Q4 2021 | GLAUKOS CORP
CUSIP 377322AB8 | — | NOTE 2.750% 6/1 | $0 | $85,197,000 | +85,197,000 | $0 | $101,053 | +$101,053 | 2022-02-14 |
|---|
| Q4 2021 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAF5 | — | NOTE 0.750% 6/1 | $0 | $90,100,000 | +90,100,000 | $0 | $100,067 | +$100,067 | 2022-02-14 |
|---|
| Q4 2021 | 2U INC
CUSIP 90214JAB7 | — | NOTE 2.250% 5/0 | $0 | $93,771,000 | +93,771,000 | $0 | $100,020 | +$100,020 | 2022-02-14 |
|---|
| Q4 2021 | CARDLYTICS INC
CUSIP 14161WAB1 | — | NOTE 1.000% 9/1 | $0 | $88,500,000 | +88,500,000 | $0 | $98,497 | +$98,497 | 2022-02-14 |
|---|
| Q4 2021 | CINEMARK HLDGS INC
CUSIP 17243VAB8 | — | NOTE 4.500% 8/1 | $0 | $65,880,000 | +65,880,000 | $0 | $94,268 | +$94,268 | 2022-02-14 |
|---|
| Q4 2021 | COPA HOLDINGS SA
CUSIP 21720AAB8 | — | NOTE 4.500% 4/1 | $0 | $52,950,000 | +52,950,000 | $0 | $92,898 | +$92,898 | 2022-02-14 |
|---|
| Q4 2021 | RAPID7 INC
CUSIP 753422AD6 | — | NOTE 2.250% 5/0 | $0 | $46,050,000 | +46,050,000 | $0 | $92,596 | +$92,596 | 2022-02-14 |
|---|
| Q4 2021 | CERENCE INC
CUSIP 156727AB5 | — | NOTE 3.000% 6/0 | $0 | $42,276,000 | +42,276,000 | $0 | $92,324 | +$92,324 | 2022-02-14 |
|---|
| Q4 2021 | LIVEPERSON INC
CUSIP 538146AB7 | — | NOTE 0.750% 3/0 | $0 | $77,550,000 | +77,550,000 | $0 | $90,685 | +$90,685 | 2022-02-14 |
|---|
| Q4 2021 | ATLANTICA SUSTAINABLE INFRA
CUSIP 04916EAB0 | — | NOTE 4.000% 7/1 | $0 | $76,688,000 | +76,688,000 | $0 | $89,315 | +$89,315 | 2022-02-14 |
|---|
| Q4 2021 | INFINERA CORP
CUSIP 45667GAE3 | — | NOTE 2.500% 3/0 | $0 | $55,500,000 | +55,500,000 | $0 | $81,910 | +$81,910 | 2022-02-14 |
|---|
| Q4 2021 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAH1 | — | NOTE 1.500% 6/1 | $0 | $68,788,000 | +68,788,000 | $0 | $77,945 | +$77,945 | 2022-02-14 |
|---|
| Q4 2021 | PAR TECHNOLOGY CORP
CUSIP 698884AE3 | — | NOTE 1.500%10/1 | $0 | $75,500,000 | +75,500,000 | $0 | $76,135 | +$76,135 | 2022-02-14 |
|---|
| Q4 2021 | REVANCE THERAPEUTICS INC
CUSIP 761330AB5 | — | NOTE 1.750% 2/1 | $0 | $78,204,000 | +78,204,000 | $0 | $69,333 | +$69,333 | 2022-02-14 |
|---|
| Q4 2021 | GRANITE CONSTR INC
CUSIP 387328AB3 | — | NOTE 2.750%11/0 | $0 | $50,503,000 | +50,503,000 | $0 | $68,814 | +$68,814 | 2022-02-14 |
|---|
| Q4 2021 | EVENTBRITE INC
CUSIP 29975EAB5 | — | NOTE 5.000%12/0 | $0 | $37,850,000 | +37,850,000 | $0 | $62,153 | +$62,153 | 2022-02-14 |
|---|
| Q4 2021 | PROS HOLDINGS INC
CUSIP 74346YAG8 | — | NOTE 2.250% 9/1 | $0 | $54,500,000 | +54,500,000 | $0 | $59,942 | +$59,942 | 2022-02-14 |
|---|
| Q4 2021 | HARMONIC INC
CUSIP 413160AD4 | — | DBCV 2.000% 9/0 | $0 | $39,000,000 | +39,000,000 | $0 | $58,598 | +$58,598 | 2022-02-14 |
|---|
| Q4 2021 | TIMKENSTEEL CORPORATION
CUSIP 887399AB9 | — | NOTE 6.000%12/0 | $0 | $25,200,000 | +25,200,000 | $0 | $58,248 | +$58,248 | 2022-02-14 |
|---|
| Q4 2021 | SUMMIT HOTEL PPTYS
CUSIP 866082AA8 | — | NOTE 1.500% 2/1 | $0 | $54,778,000 | +54,778,000 | $0 | $57,183 | +$57,183 | 2022-02-14 |
|---|
| Q4 2021 | LYFT INC
CUSIP 55087PAB0 | — | NOTE 1.500% 5/1 | $0 | $42,500,000 | +42,500,000 | $0 | $56,777 | +$56,777 | 2022-02-14 |
|---|
| Q4 2021 | THE REALREAL INC
CUSIP 88339PAB7 | — | NOTE 3.000% 6/1 | $0 | $54,390,000 | +54,390,000 | $0 | $56,368 | +$56,368 | 2022-02-14 |
|---|
| Q4 2021 | MAXEON SOLAR TECHNOLOGIES LT
CUSIP 57779BAB0 | — | NOTE 6.500% 7/1 | $0 | $50,400,000 | +50,400,000 | $0 | $55,266 | +$55,266 | 2022-02-14 |
|---|
| Q4 2021 | BRIDGEBIO PHARMA INC
CUSIP 10806XAB8 | United States | NOTE 2.500% 3/1 | $0 | $73,950,000 | +73,950,000 | $0 | $54,361 | +$54,361 | 2022-02-14 |
|---|
| Q4 2021 | BANDWIDTH INC
CUSIP 05988JAB9 | — | NOTE 0.250% 3/0 | $0 | $50,245,000 | +50,245,000 | $0 | $53,539 | +$53,539 | 2022-02-14 |
|---|
| Q4 2021 | EVOLENT HEALTH INC
CUSIP 30050BAF8 | — | NOTE 3.500%12/0 | $0 | $32,500,000 | +32,500,000 | $0 | $53,364 | +$53,364 | 2022-02-14 |
|---|
| Q4 2021 | VEECO INSTRS INC DEL
CUSIP 922417AF7 | — | NOTE 3.750% 6/0 | $0 | $23,500,000 | +23,500,000 | $0 | $51,414 | +$51,414 | 2022-02-14 |
|---|
| Q4 2021 | PEBBLEBROOK HOTEL TR
CUSIP 70509VAA8 | — | NOTE 1.750%12/1 | $0 | $46,376,000 | +46,376,000 | $0 | $51,159 | +$51,159 | 2022-02-14 |
|---|
| Q4 2021 | WAYFAIR INC
CUSIP 94419LAF8 | — | NOTE 1.000% 8/1 | $0 | $33,500,000 | +33,500,000 | $0 | $50,466 | +$50,466 | 2022-02-14 |
|---|
| Q4 2021 | ZILLOW GROUP INC
CUSIP 98954MAH4 | — | NOTE 2.750% 5/1 | $0 | $39,000,000 | +39,000,000 | $0 | $50,236 | +$50,236 | 2022-02-14 |
|---|
| Q4 2021 | ZSCALER INC
CUSIP 98980GAB8 | — | NOTE 0.125% 7/0 | $0 | $21,000,000 | +21,000,000 | $0 | $45,997 | +$45,997 | 2022-02-14 |
|---|
| Q4 2021 | ACCELERATE DIAGNOSTICS INC
CUSIP 00430HAB8 | — | NOTE 2.500% 3/1 | $0 | $60,655,000 | +60,655,000 | $0 | $45,465 | +$45,465 | 2022-02-14 |
|---|
| Q4 2021 | MODEL N INC
CUSIP 607525AB8 | — | NOTE 2.625% 6/0 | $0 | $35,365,000 | +35,365,000 | $0 | $41,181 | +$41,181 | 2022-02-14 |
|---|
| Q4 2021 | HERCULES CAPITAL INC
CUSIP 427096AF9 | — | DBCV 4.375% 2/0 | $0 | $38,525,000 | +38,525,000 | $0 | $39,790 | +$39,790 | 2022-02-14 |
|---|
| Q4 2021 | MERCADOLIBRE INC
CUSIP 58733RAD4 | — | NOTE 2.000% 8/1 | $0 | $12,793,000 | +12,793,000 | $0 | $39,720 | +$39,720 | 2022-02-14 |
|---|
| Q4 2021 | COHERUS BIOSCIENCES INC
CUSIP 19249HAB9 | — | NOTE 1.500% 4/1 | $0 | $35,350,000 | +35,350,000 | $0 | $39,389 | +$39,389 | 2022-02-14 |
|---|
| Q4 2021 | BILIBILI INC
CUSIP 090040AD8 | — | NOTE 1.250% 6/1 | $0 | $25,943,000 | +25,943,000 | $0 | $35,988 | +$35,988 | 2022-02-14 |
|---|
| Q4 2021 | GREEN PLAINS INC
CUSIP 393222AK0 | United States | NOTE 2.250% 3/1 | $0 | $25,484,000 | +25,484,000 | $0 | $34,139 | +$34,139 | 2022-02-14 |
|---|
| Q4 2021 | PURE STORAGE INC
CUSIP 74624MAB8 | — | NOTE 0.125% 4/1 | $0 | $25,250,000 | +25,250,000 | $0 | $33,760 | +$33,760 | 2022-02-14 |
|---|
| Q4 2021 | TURNING PT BRANDS INC
CUSIP 90041LAE5 | — | NOTE 2.500% 7/1 | $0 | $32,300,000 | +32,300,000 | $0 | $33,057 | +$33,057 | 2022-02-14 |
|---|
| Q4 2021 | SNAP INC
CUSIP 83304AAB2 | — | NOTE 0.750% 8/0 | $0 | $15,039,000 | +15,039,000 | $0 | $32,616 | +$32,616 | 2022-02-14 |
|---|
| Q4 2021 | INVITAE CORP
CUSIP 46185LAB9 | — | NOTE 2.000% 9/0 | $0 | $32,500,000 | +32,500,000 | $0 | $30,642 | +$30,642 | 2022-02-14 |
|---|
| Q4 2021 | ZOGENIX INC
CUSIP 98978LAB1 | — | NOTE 2.750%10/0 | $0 | $29,500,000 | +29,500,000 | $0 | $29,500 | +$29,500 | 2022-02-14 |
|---|
| Q4 2021 | 1LIFE HEALTHCARE INC
CUSIP 68269GAB3 | — | NOTE 3.000% 6/1 | $0 | $32,250,000 | +32,250,000 | $0 | $29,367 | +$29,367 | 2022-02-14 |
|---|
| Q4 2021 | PAR TECHNOLOGY CORP
CUSIP 698884AC7 | — | NOTE 2.875% 4/1 | $0 | $19,000,000 | +19,000,000 | $0 | $27,704 | +$27,704 | 2022-02-14 |
|---|
| Q4 2021 | GREENLIGHT CAP RE LTD
CUSIP 395366AB3 | — | NOTE 4.000% 8/0 | $0 | $28,350,000 | +28,350,000 | $0 | $27,216 | +$27,216 | 2022-02-14 |
|---|
| Q4 2021 | LCI INDS
CUSIP 501812AB7 | — | NOTE 1.125% 5/1 | $0 | $24,484,000 | +24,484,000 | $0 | $26,979 | +$26,979 | 2022-02-14 |
|---|
| Q4 2021 | I3 VERTICALS LLC
CUSIP 44933TAB2 | — | NOTE 1.000% 2/1 | $0 | $28,870,000 | +28,870,000 | $0 | $26,877 | +$26,877 | 2022-02-14 |
|---|
| Q4 2021 | DATADOG INC
CUSIP 23804LAB9 | — | NOTE 0.125% 6/1 | $0 | $12,000,000 | +12,000,000 | $0 | $24,137 | +$24,137 | 2022-02-14 |
|---|
| Q4 2021 | KARYOPHARM THERAPEUTICS INC
CUSIP 48576UAA4 | — | NOTE 3.000%10/1 | $0 | $29,800,000 | +29,800,000 | $0 | $23,822 | +$23,822 | 2022-02-14 |
|---|
| Q4 2021 | BLOOMIN BRANDS INC
CUSIP 094235AB4 | — | NOTE 5.000% 5/0 | $0 | $12,000,000 | +12,000,000 | $0 | $23,333 | +$23,333 | 2022-02-14 |
|---|
| Q4 2021 | APPLIED OPTOELECTRONICS INC
CUSIP 03823UAB8 | — | NOTE 5.000% 3/1 | $0 | $29,950,000 | +29,950,000 | $0 | $22,220 | +$22,220 | 2022-02-14 |
|---|
| Q4 2021 | SSR MNG INC
CUSIP 784730AB9 | — | NOTE 2.500% 4/0 | $0 | $16,850,000 | +16,850,000 | $0 | $20,705 | +$20,705 | 2022-02-14 |
|---|
| Q4 2021 | ENCORE CAP EUROPE FIN LTD
CUSIP 29260UAA5 | — | NOTE 4.500% 9/0 | $0 | $13,750,000 | +13,750,000 | $0 | $20,524 | +$20,524 | 2022-02-14 |
|---|
| Q4 2021 | GUESS INC
CUSIP 401617AD7 | — | NOTE 2.000% 4/1 | $0 | $17,500,000 | +17,500,000 | $0 | $20,353 | +$20,353 | 2022-02-14 |
|---|
| Q4 2021 | NEOGENOMICS INC
CUSIP 64049MAB6 | — | NOTE 0.250% 1/1 | $0 | $23,500,000 | +23,500,000 | $0 | $20,128 | +$20,128 | 2022-02-14 |
|---|
| Q4 2021 | ENCORE CAP GROUP INC
CUSIP 292554AK8 | — | NOTE 3.250% 3/1 | $0 | $14,500,000 | +14,500,000 | $0 | $19,882 | +$19,882 | 2022-02-14 |
|---|
| Q4 2021 | VAREX IMAGING CORP
CUSIP 92214XAB2 | — | NOTE 4.000% 6/0 | $0 | $11,872,000 | +11,872,000 | $0 | $19,817 | +$19,817 | 2022-02-14 |
|---|
| Q4 2021 | NCL CORP LTD
CUSIP 62886HAT8 | — | NOTE 6.000% 5/1 | $0 | $11,000,000 | +11,000,000 | $0 | $19,038 | +$19,038 | 2022-02-14 |
|---|
| Q4 2021 | NATIONAL VISION HLDGS INC
CUSIP 63845RAB3 | — | NOTE 2.500% 5/1 | $0 | $11,000,000 | +11,000,000 | $0 | $18,472 | +$18,472 | 2022-02-14 |
|---|
| Q4 2021 | CENTENNIAL RESOURCE DEV INC
CUSIP 15136AAA0 | — | NOTE 3.250% 4/0 | $0 | $13,600,000 | +13,600,000 | $0 | $17,060 | +$17,060 | 2022-02-14 |
|---|
| Q4 2021 | WOLFSPEED INC
CUSIP 225447AD3 | — | NOTE 1.750% 5/0 | $0 | $6,500,000 | +6,500,000 | $0 | $15,958 | +$15,958 | 2022-02-14 |
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| Q4 2021 | EXACT SCIENCES CORP
CUSIP 30063PAB1 | — | NOTE 0.375% 3/1 | $0 | $15,500,000 | +15,500,000 | $0 | $15,884 | +$15,884 | 2022-02-14 |
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| Q4 2021 | Q2 HLDGS INC
CUSIP 74736LAD1 | — | NOTE 0.750% 6/0 | $0 | $13,905,000 | +13,905,000 | $0 | $15,677 | +$15,677 | 2022-02-14 |
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| Q4 2021 | GOSSAMER BIO INC
CUSIP 38341PAA0 | — | NOTE 5.000% 6/0 | $0 | $15,700,000 | +15,700,000 | $0 | $15,516 | +$15,516 | 2022-02-14 |
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| Q4 2021 | HELIX ENERGY SOLUTIONS GRP I
CUSIP 42330PAK3 | — | NOTE 6.750% 2/1 | $0 | $15,490,000 | +15,490,000 | $0 | $15,393 | +$15,393 | 2022-02-14 |
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| Q4 2021 | NOVAVAX INC
CUSIP 670002AB0 | — | NOTE 3.750% 2/0 | $0 | $11,000,000 | +11,000,000 | $0 | $14,962 | +$14,962 | 2022-02-14 |
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| Q4 2021 | OPKO HEALTH INC
CUSIP 68375NAD5 | — | NOTE 4.500% 2/1 | $0 | $9,550,000 | +9,550,000 | $0 | $13,128 | +$13,128 | 2022-02-14 |
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| Q4 2021 | FLUIDIGM CORPORATION
CUSIP 34385PAF5 | — | NOTE 5.250%12/0 | $0 | $8,147,000 | +8,147,000 | $0 | $11,964 | +$11,964 | 2022-02-14 |
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| Q4 2021 | FARFETCH LTD
CUSIP 30744WAD9 | — | NOTE 3.750% 5/0 | $0 | $5,000,000 | +5,000,000 | $0 | $11,361 | +$11,361 | 2022-02-14 |
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| Q4 2021 | HERITAGE INSURANCE HLDGS INC
CUSIP 42727JAB8 | — | NOTE 5.875% 8/0 | $0 | $10,663,000 | +10,663,000 | $0 | $10,236 | +$10,236 | 2022-02-14 |
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| Q4 2021 | ALTERYX INC
CUSIP 02156BAB9 | — | NOTE 0.500% 6/0 | $0 | $6,052,000 | +6,052,000 | $0 | $9,010 | +$9,010 | 2022-02-14 |
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| Q4 2021 | INNOVIVA INC
CUSIP 45781MAB7 | — | NOTE 2.500% 8/1 | $0 | $7,095,000 | +7,095,000 | $0 | $8,676 | +$8,676 | 2022-02-14 |
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| Q4 2021 | MONGODB INC
CUSIP 60937PAD8 | — | NOTE 0.250% 1/1 | $0 | $3,000,000 | +3,000,000 | $0 | $7,666 | +$7,666 | 2022-02-14 |
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| Q4 2021 | PAGERDUTY INC
CUSIP 69553PAB6 | — | NOTE 1.250% 7/0 | $0 | $6,000,000 | +6,000,000 | $0 | $6,970 | +$6,970 | 2022-02-14 |
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| Q4 2021 | INNOVATE CORP
CUSIP 404139AG2 | — | NOTE 7.500% 8/0 | $0 | $5,700,000 | +5,700,000 | $0 | $6,527 | +$6,527 | 2022-02-14 |
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| Q4 2021 | INSEEGO CORP
CUSIP 45782BAD6 | — | NOTE 3.250% 5/0 | $0 | $7,500,000 | +7,500,000 | $0 | $6,164 | +$6,164 | 2022-02-14 |
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| Q4 2021 | FIVE9 INC
CUSIP 338307AD3 | — | NOTE 0.500% 6/0 | $0 | $5,000,000 | +5,000,000 | $0 | $6,147 | +$6,147 | 2022-02-14 |
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