CITADEL ADVISORS LLC historic quarter change: USA Bonds: Convertible Notes, New
In convertible notes that pay a coupon (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 1,005 positions, added to 266, reduced 334 and sold out of 965.
- Q1 2021: Stock SEA LTD; Country of operation —; Class NOTE 1.000%12/0; Principal before $0.
- Q1 2021: Stock TERADYNE INC; Country of operation —; Class NOTE 1.250%12/1; Principal before $0.
- Q1 2021: Stock INSULET CORP; Country of operation —; Class NOTE 1.375%11/1; Principal before $0.
- Q1 2021: Stock TELADOC HEALTH INC; Country of operation —; Class NOTE 1.375% 5/1; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q1 2021 | SEA LTD
CUSIP 81141RAD2 | — | NOTE 1.000%12/0 | $0 | $142,131,000 | +142,131,000 | $0 | $632,517 | +$632,517 | 2021-05-17 |
|---|
| Q1 2021 | TERADYNE INC
CUSIP 880770AG7 | — | NOTE 1.250%12/1 | $0 | $128,425,000 | +128,425,000 | $0 | $493,744 | +$493,744 | 2021-05-17 |
|---|
| Q1 2021 | INSULET CORP
CUSIP 45784PAH4 | — | NOTE 1.375%11/1 | $0 | $174,883,000 | +174,883,000 | $0 | $489,877 | +$489,877 | 2021-05-17 |
|---|
| Q1 2021 | TELADOC HEALTH INC
CUSIP 87918AAC9 | — | NOTE 1.375% 5/1 | $0 | $137,648,000 | +137,648,000 | $0 | $467,030 | +$467,030 | 2021-05-17 |
|---|
| Q1 2021 | ZILLOW GROUP INC
CUSIP 98954MAG6 | — | NOTE 1.375% 9/0 | $0 | $114,750,000 | +114,750,000 | $0 | $343,327 | +$343,327 | 2021-05-17 |
|---|
| Q1 2021 | ZILLOW GROUP INC
CUSIP 98954MAE1 | — | NOTE 0.750% 9/0 | $0 | $102,932,000 | +102,932,000 | $0 | $306,746 | +$306,746 | 2021-05-17 |
|---|
| Q1 2021 | SQUARE INC
CUSIP 852234AD5 | — | NOTE 0.500% 5/1 | $0 | $80,260,000 | +80,260,000 | $0 | $234,649 | +$234,649 | 2021-05-17 |
|---|
| Q1 2021 | BILIBILI INC
CUSIP 090040AB2 | — | NOTE 1.375% 4/0 | $0 | $54,000,000 | +54,000,000 | $0 | $234,080 | +$234,080 | 2021-05-17 |
|---|
| Q1 2021 | NICE SYS INC
CUSIP 65366HAB9 | — | NOTE 1.250% 1/1 | $0 | $65,691,000 | +65,691,000 | $0 | $171,771 | +$171,771 | 2021-05-17 |
|---|
| Q1 2021 | GDS HLDGS LTD
CUSIP 36165LAB4 | — | NOTE 2.000% 6/0 | $0 | $97,500,000 | +97,500,000 | $0 | $163,977 | +$163,977 | 2021-05-17 |
|---|
| Q1 2021 | HANNON ARMSTRONG SUST INFR C
CUSIP 41068XAB6 | — | NOTE 4.125% 9/0 | $0 | $73,816,000 | +73,816,000 | $0 | $151,993 | +$151,993 | 2021-05-17 |
|---|
| Q1 2021 | NUANCE COMMUNICATIONS INC
CUSIP 67020YAN0 | — | NOTE 1.250% 4/0 | $0 | $61,147,000 | +61,147,000 | $0 | $139,333 | +$139,333 | 2021-05-17 |
|---|
| Q1 2021 | LIVEPERSON INC
CUSIP 538146AB7 | — | NOTE 0.750% 3/0 | $0 | $86,550,000 | +86,550,000 | $0 | $133,431 | +$133,431 | 2021-05-17 |
|---|
| Q1 2021 | EXACT SCIENCES CORP
CUSIP 30063PAC9 | — | NOTE 0.375% 3/0 | $0 | $100,950,000 | +100,950,000 | $0 | $130,190 | +$130,190 | 2021-05-17 |
|---|
| Q1 2021 | WORLD WRESTLING ENTMT INC
CUSIP 98156QAB4 | — | NOTE 3.375%12/1 | $0 | $57,294,000 | +57,294,000 | $0 | $129,059 | +$129,059 | 2021-05-17 |
|---|
| Q1 2021 | REVANCE THERAPEUTICS INC
CUSIP 761330AB5 | — | NOTE 1.750% 2/1 | $0 | $104,329,000 | +104,329,000 | $0 | $117,539 | +$117,539 | 2021-05-17 |
|---|
| Q1 2021 | INSIGHT ENTERPRISES INC
CUSIP 45765UAB9 | — | NOTE 0.750% 2/1 | $0 | $75,069,000 | +75,069,000 | $0 | $110,593 | +$110,593 | 2021-05-17 |
|---|
| Q1 2021 | ETSY INC
CUSIP 29786AAJ5 | — | NOTE 0.125%10/0 | $0 | $46,305,000 | +46,305,000 | $0 | $109,726 | +$109,726 | 2021-05-17 |
|---|
| Q1 2021 | LIBERTY MEDIA CORP DEL
CUSIP 531229AB8 | — | NOTE 1.375%10/1 | $0 | $84,500,000 | +84,500,000 | $0 | $107,793 | +$107,793 | 2021-05-17 |
|---|
| Q1 2021 | IQIYI INC
CUSIP 46267XAE8 | — | NOTE 4.000%12/1 | $0 | $95,000,000 | +95,000,000 | $0 | $98,528 | +$98,528 | 2021-05-17 |
|---|
| Q1 2021 | CYTOKINETICS INC
CUSIP 23282WAA8 | — | NOTE 4.000%11/1 | $0 | $40,050,000 | +40,050,000 | $0 | $95,277 | +$95,277 | 2021-05-17 |
|---|
| Q1 2021 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAF5 | — | NOTE 0.750% 6/1 | $0 | $84,800,000 | +84,800,000 | $0 | $93,634 | +$93,634 | 2021-05-17 |
|---|
| Q1 2021 | CONMED CORP
CUSIP 207410AF8 | — | NOTE 2.625% 2/0 | $0 | $58,621,000 | +58,621,000 | $0 | $91,854 | +$91,854 | 2021-05-17 |
|---|
| Q1 2021 | COLONY STARWOOD HOMES
CUSIP 19625XAB8 | — | NOTE 3.500% 1/1 | $0 | $64,582,000 | +64,582,000 | $0 | $91,504 | +$91,504 | 2021-05-17 |
|---|
| Q1 2021 | SMART GLOBAL HLDGS INC
CUSIP 83205YAB0 | — | NOTE 2.250% 2/1 | $0 | $68,379,000 | +68,379,000 | $0 | $90,426 | +$90,426 | 2021-05-17 |
|---|
| Q1 2021 | SAREPTA THERAPEUTICS INC
CUSIP 803607AB6 | — | DBCV 1.500%11/1 | $0 | $67,497,000 | +67,497,000 | $0 | $88,265 | +$88,265 | 2021-05-17 |
|---|
| Q1 2021 | AKAMAI TECHNOLOGIES INC
CUSIP 00971TAL5 | — | NOTE 0.375% 9/0 | $0 | $79,468,000 | +79,468,000 | $0 | $86,564 | +$86,564 | 2021-05-17 |
|---|
| Q1 2021 | PROOFPOINT INC
CUSIP 743424AF0 | — | NOTE 0.250% 8/1 | $0 | $73,650,000 | +73,650,000 | $0 | $78,635 | +$78,635 | 2021-05-17 |
|---|
| Q1 2021 | MESA LABS INC
CUSIP 59064RAA7 | — | NOTE 1.375% 8/1 | $0 | $71,308,000 | +71,308,000 | $0 | $78,025 | +$78,025 | 2021-05-17 |
|---|
| Q1 2021 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAH1 | — | NOTE 1.500% 6/1 | $0 | $68,788,000 | +68,788,000 | $0 | $77,681 | +$77,681 | 2021-05-17 |
|---|
| Q1 2021 | LIBERTY MEDIA CORP DEL
CUSIP 531229AF9 | — | NOTE 1.000% 1/3 | $0 | $58,319,000 | +58,319,000 | $0 | $74,561 | +$74,561 | 2021-05-17 |
|---|
| Q1 2021 | BRIDGEBIO PHARMA INC
CUSIP 10806XAB8 | United States | NOTE 2.500% 3/1 | $0 | $44,700,000 | +44,700,000 | $0 | $74,011 | +$74,011 | 2021-05-17 |
|---|
| Q1 2021 | NEOGENOMICS INC
CUSIP 64049MAA8 | — | NOTE 1.250% 5/0 | $0 | $48,540,000 | +48,540,000 | $0 | $72,945 | +$72,945 | 2021-05-17 |
|---|
| Q1 2021 | GRANITE CONSTR INC
CUSIP 387328AB3 | — | NOTE 2.750%11/0 | $0 | $49,000,000 | +49,000,000 | $0 | $68,212 | +$68,212 | 2021-05-17 |
|---|
| Q1 2021 | NUANCE COMMUNICATIONS INC
CUSIP 67020YAK6 | — | DBCV 1.000%12/1 | $0 | $36,500,000 | +36,500,000 | $0 | $67,620 | +$67,620 | 2021-05-17 |
|---|
| Q1 2021 | PRA GROUP INC
CUSIP 69354NAB2 | — | NOTE 3.500% 6/0 | $0 | $62,062,000 | +62,062,000 | $0 | $66,783 | +$66,783 | 2021-05-17 |
|---|
| Q1 2021 | SUMMIT HOTEL PPTYS INC
CUSIP 866082AA8 | — | NOTE 1.500% 2/1 | $0 | $57,825,000 | +57,825,000 | $0 | $63,836 | +$63,836 | 2021-05-17 |
|---|
| Q1 2021 | EVERBRIDGE INC
CUSIP 29978AAC8 | — | NOTE 0.125%12/1 | $0 | $49,833,000 | +49,833,000 | $0 | $63,672 | +$63,672 | 2021-05-17 |
|---|
| Q1 2021 | PAR TECHNOLOGY CORP
CUSIP 698884AC7 | — | NOTE 2.875% 4/1 | $0 | $37,000,000 | +37,000,000 | $0 | $63,423 | +$63,423 | 2021-05-17 |
|---|
| Q1 2021 | IMPINJ INC
CUSIP 453204AA7 | — | NOTE 2.000%12/1 | $0 | $34,640,000 | +34,640,000 | $0 | $62,460 | +$62,460 | 2021-05-17 |
|---|
| Q1 2021 | HCI GROUP INC
CUSIP 40416EAD5 | — | NOTE 4.250% 3/0 | $0 | $46,997,000 | +46,997,000 | $0 | $60,793 | +$60,793 | 2021-05-17 |
|---|
| Q1 2021 | INFINERA CORP
CUSIP 45667GAE3 | — | NOTE 2.500% 3/0 | $0 | $41,000,000 | +41,000,000 | $0 | $60,176 | +$60,176 | 2021-05-17 |
|---|
| Q1 2021 | SNAP INC
CUSIP 83304AAB2 | — | NOTE 0.750% 8/0 | $0 | $25,500,000 | +25,500,000 | $0 | $60,166 | +$60,166 | 2021-05-17 |
|---|
| Q1 2021 | Q2 HLDGS INC
CUSIP 74736LAD1 | — | NOTE 0.750% 6/0 | $0 | $45,338,000 | +45,338,000 | $0 | $58,792 | +$58,792 | 2021-05-17 |
|---|
| Q1 2021 | PEBBLEBROOK HOTEL TR
CUSIP 70509VAA8 | — | NOTE 1.750%12/1 | $0 | $49,631,000 | +49,631,000 | $0 | $58,513 | +$58,513 | 2021-05-17 |
|---|
| Q1 2021 | THERAVANCE BIOPHARMA INC
CUSIP 88339KAA0 | — | NOTE 3.250%11/0 | $0 | $57,128,000 | +57,128,000 | $0 | $58,386 | +$58,386 | 2021-05-17 |
|---|
| Q1 2021 | HERBALIFE LTD
CUSIP 42703MAD5 | — | NOTE 2.625% 3/1 | $0 | $55,327,000 | +55,327,000 | $0 | $57,994 | +$57,994 | 2021-05-17 |
|---|
| Q1 2021 | EXACT SCIENCES CORP
CUSIP 30063PAB1 | — | NOTE 0.375% 3/1 | $0 | $40,293,000 | +40,293,000 | $0 | $55,101 | +$55,101 | 2021-05-17 |
|---|
| Q1 2021 | TABULA RASA HEALTHCARE INC
CUSIP 873379AA9 | — | NOTE 1.750% 2/1 | $0 | $51,500,000 | +51,500,000 | $0 | $51,603 | +$51,603 | 2021-05-17 |
|---|
| Q1 2021 | KARYOPHARM THERAPEUTICS INC
CUSIP 48576UAA4 | — | NOTE 3.000%10/1 | $0 | $48,300,000 | +48,300,000 | $0 | $50,405 | +$50,405 | 2021-05-17 |
|---|
| Q1 2021 | COWEN INC
CUSIP 223622AE1 | — | NOTE 3.000%12/1 | $0 | $24,181,000 | +24,181,000 | $0 | $49,816 | +$49,816 | 2021-05-17 |
|---|
| Q1 2021 | NEVRO CORP
CUSIP 64157FAC7 | — | NOTE 2.750% 4/0 | $0 | $32,059,000 | +32,059,000 | $0 | $48,702 | +$48,702 | 2021-05-17 |
|---|
| Q1 2021 | GUIDEWIRE SOFTWARE INC
CUSIP 40171VAA8 | — | NOTE 1.250% 3/1 | $0 | $41,025,000 | +41,025,000 | $0 | $46,314 | +$46,314 | 2021-05-17 |
|---|
| Q1 2021 | HARMONIC INC
CUSIP 413160AD4 | — | DBCV 2.000% 9/0 | $0 | $40,000,000 | +40,000,000 | $0 | $45,237 | +$45,237 | 2021-05-17 |
|---|
| Q1 2021 | ACCELERATE DIAGNOSTICS INC
CUSIP 00430HAB8 | — | NOTE 2.500% 3/1 | $0 | $66,655,000 | +66,655,000 | $0 | $44,578 | +$44,578 | 2021-05-17 |
|---|
| Q1 2021 | INFINERA CORP
CUSIP 45667GAC7 | — | NOTE 2.125% 9/0 | $0 | $36,399,000 | +36,399,000 | $0 | $43,259 | +$43,259 | 2021-05-17 |
|---|
| Q1 2021 | FIRST MAJESTIC SILVER CORP
CUSIP 32076VAB9 | — | NOTE 1.875% 3/0 | $0 | $25,700,000 | +25,700,000 | $0 | $42,297 | +$42,297 | 2021-05-17 |
|---|
| Q1 2021 | NEVRO CORP
CUSIP 64157FAA1 | — | NOTE 1.750% 6/0 | $0 | $29,066,000 | +29,066,000 | $0 | $42,190 | +$42,190 | 2021-05-17 |
|---|
| Q1 2021 | INTEGRA LIFESCIENCES HLDGS C
CUSIP 457985AM1 | — | NOTE 0.500% 8/1 | $0 | $37,501,000 | +37,501,000 | $0 | $42,065 | +$42,065 | 2021-05-17 |
|---|
| Q1 2021 | VIAVI SOLUTIONS INC
CUSIP 925550AB1 | — | NOTE 1.000% 3/0 | $0 | $31,412,000 | +31,412,000 | $0 | $41,442 | +$41,442 | 2021-05-17 |
|---|
| Q1 2021 | IONIS PHARMACEUTICALS INC
CUSIP 462222AB6 | — | NOTE 0.125%12/1 | $0 | $42,905,000 | +42,905,000 | $0 | $41,032 | +$41,032 | 2021-05-17 |
|---|
| Q1 2021 | LENDINGTREE INC NEW
CUSIP 52603BAA5 | — | NOTE 0.625% 6/0 | $0 | $33,707,000 | +33,707,000 | $0 | $40,475 | +$40,475 | 2021-05-17 |
|---|
| Q1 2021 | INTREXON CORP
CUSIP 46122TAA0 | — | NOTE 3.500% 7/0 | $0 | $44,100,000 | +44,100,000 | $0 | $36,630 | +$36,630 | 2021-05-17 |
|---|
| Q1 2021 | INVITAE CORP
CUSIP 46185LAB9 | — | NOTE 2.000% 9/0 | $0 | $24,189,000 | +24,189,000 | $0 | $36,596 | +$36,596 | 2021-05-17 |
|---|
| Q1 2021 | WINNEBAGO INDS INC
CUSIP 974637AB6 | — | NOTE 1.500% 4/0 | $0 | $26,000,000 | +26,000,000 | $0 | $36,087 | +$36,087 | 2021-05-17 |
|---|
| Q1 2021 | YY INC
CUSIP 98426TAF3 | — | NOTE 1.375% 6/1 | $0 | $30,000,000 | +30,000,000 | $0 | $35,674 | +$35,674 | 2021-05-17 |
|---|
| Q1 2021 | GOLDEN STAR RES LTD CDA
CUSIP 38119TAG9 | — | NOTE 7.000% 8/1 | $0 | $32,599,000 | +32,599,000 | $0 | $33,273 | +$33,273 | 2021-05-17 |
|---|
| Q1 2021 | ATLAS AIR WORLDWIDE HLDGS IN
CUSIP 049164BJ4 | — | NOTE 1.875% 6/0 | $0 | $27,500,000 | +27,500,000 | $0 | $33,119 | +$33,119 | 2021-05-17 |
|---|
| Q1 2021 | KAMAN CORP
CUSIP 483548AF0 | — | NOTE 3.250% 5/0 | $0 | $29,086,000 | +29,086,000 | $0 | $31,510 | +$31,510 | 2021-05-17 |
|---|
| Q1 2021 | YY INC
CUSIP 98426TAD8 | — | NOTE 0.750% 6/1 | $0 | $25,300,000 | +25,300,000 | $0 | $30,179 | +$30,179 | 2021-05-17 |
|---|
| Q1 2021 | GREENLIGHT CAP RE LTD
CUSIP 395366AB3 | — | NOTE 4.000% 8/0 | $0 | $32,850,000 | +32,850,000 | $0 | $30,119 | +$30,119 | 2021-05-17 |
|---|
| Q1 2021 | OSI SYSTEMS INC
CUSIP 671044AD7 | — | NOTE 1.250% 9/0 | $0 | $27,650,000 | +27,650,000 | $0 | $29,806 | +$29,806 | 2021-05-17 |
|---|
| Q1 2021 | AIR TRANSPORT SERVICES GRP I
CUSIP 00922RAB1 | — | NOTE 1.125%10/1 | $0 | $26,396,000 | +26,396,000 | $0 | $29,752 | +$29,752 | 2021-05-17 |
|---|
| Q1 2021 | VONAGE HLDGS CORP
CUSIP 92886TAJ1 | — | NOTE 1.750% 6/0 | $0 | $28,118,000 | +28,118,000 | $0 | $29,528 | +$29,528 | 2021-05-17 |
|---|
| Q1 2021 | VEONEER INC
CUSIP 92336XAA7 | — | NOTE 4.000% 6/0 | $0 | $22,000,000 | +22,000,000 | $0 | $29,151 | +$29,151 | 2021-05-17 |
|---|
| Q1 2021 | LUMENTUM HLDGS INC
CUSIP 55024UAB5 | — | NOTE 0.250% 3/1 | $0 | $18,000,000 | +18,000,000 | $0 | $28,904 | +$28,904 | 2021-05-17 |
|---|
| Q1 2021 | REALPAGE INC
CUSIP 75606NAC3 | — | NOTE 1.500% 5/1 | $0 | $21,300,000 | +21,300,000 | $0 | $27,330 | +$27,330 | 2021-05-17 |
|---|
| Q1 2021 | APPLIED OPTOELECTRONICS INC
CUSIP 03823UAB8 | — | NOTE 5.000% 3/1 | $0 | $30,950,000 | +30,950,000 | $0 | $26,995 | +$26,995 | 2021-05-17 |
|---|
| Q1 2021 | PEGASYSTEMS INC
CUSIP 705573AB9 | — | NOTE 0.750% 3/0 | $0 | $24,000,000 | +24,000,000 | $0 | $26,320 | +$26,320 | 2021-05-17 |
|---|
| Q1 2021 | BAOZUN INC
CUSIP 06684LAB9 | — | NOTE 1.625% 5/0 | $0 | $25,350,000 | +25,350,000 | $0 | $26,252 | +$26,252 | 2021-05-17 |
|---|
| Q1 2021 | INNOVIVA INC
CUSIP 45781MAB7 | — | NOTE 2.500% 8/1 | $0 | $23,994,000 | +23,994,000 | $0 | $25,445 | +$25,445 | 2021-05-17 |
|---|
| Q1 2021 | ENCORE CAP GROUP INC
CUSIP 292554AK8 | — | NOTE 3.250% 3/1 | $0 | $22,800,000 | +22,800,000 | $0 | $24,886 | +$24,886 | 2021-05-17 |
|---|
| Q1 2021 | INPHI CORP
CUSIP 45772FAC1 | — | NOTE 0.750% 9/0 | $0 | $7,588,000 | +7,588,000 | $0 | $23,979 | +$23,979 | 2021-05-17 |
|---|
| Q1 2021 | NOVAVAX INC
CUSIP 670002AB0 | — | NOTE 3.750% 2/0 | $0 | $14,112,000 | +14,112,000 | $0 | $23,375 | +$23,375 | 2021-05-17 |
|---|
| Q1 2021 | WAYFAIR INC
CUSIP 94419LAF8 | — | NOTE 1.000% 8/1 | $0 | $10,500,000 | +10,500,000 | $0 | $23,275 | +$23,275 | 2021-05-17 |
|---|
| Q1 2021 | SHIP FIN INTL LTD
CUSIP 824689AG8 | — | NOTE 4.875% 5/0 | $0 | $23,300,000 | +23,300,000 | $0 | $22,485 | +$22,485 | 2021-05-17 |
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| Q1 2021 | INTERDIGITAL INC
CUSIP 45867GAB7 | — | NOTE 2.000% 6/0 | $0 | $20,720,000 | +20,720,000 | $0 | $22,025 | +$22,025 | 2021-05-17 |
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| Q1 2021 | TWO HBRS INVT CORP
CUSIP 90187BAB7 | — | NOTE 6.250% 1/1 | $0 | $20,000,000 | +20,000,000 | $0 | $21,856 | +$21,856 | 2021-05-17 |
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| Q1 2021 | AMERICAN AIRLS GROUP INC
CUSIP 02376RAF9 | — | NOTE 6.500% 7/0 | $0 | $12,607,000 | +12,607,000 | $0 | $21,656 | +$21,656 | 2021-05-17 |
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| Q1 2021 | ENCORE CAP EUROPE FIN LTD
CUSIP 29260UAA5 | — | NOTE 4.500% 9/0 | $0 | $18,750,000 | +18,750,000 | $0 | $21,499 | +$21,499 | 2021-05-17 |
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| Q1 2021 | INSEEGO CORP
CUSIP 45782BAD6 | — | NOTE 3.250% 5/0 | $0 | $20,000,000 | +20,000,000 | $0 | $21,325 | +$21,325 | 2021-05-17 |
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| Q1 2021 | OMEROS CORP
CUSIP 682143AG7 | — | NOTE 5.250% 2/1 | $0 | $17,000,000 | +17,000,000 | $0 | $21,170 | +$21,170 | 2021-05-17 |
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| Q1 2021 | TURNING PT BRANDS INC
CUSIP 90041LAE5 | — | NOTE 2.500% 7/1 | $0 | $17,300,000 | +17,300,000 | $0 | $20,965 | +$20,965 | 2021-05-17 |
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| Q1 2021 | INVACARE CORP
CUSIP 461203AL5 | — | NOTE 5.000%11/1 | $0 | $21,000,000 | +21,000,000 | $0 | $20,654 | +$20,654 | 2021-05-17 |
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| Q1 2021 | THERAVANCE INC
CUSIP 88338TAB0 | — | NOTE 2.125% 1/1 | $0 | $20,389,000 | +20,389,000 | $0 | $20,513 | +$20,513 | 2021-05-17 |
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| Q1 2021 | NEOGENOMICS INC
CUSIP 64049MAB6 | — | NOTE 0.250% 1/1 | $0 | $20,000,000 | +20,000,000 | $0 | $20,239 | +$20,239 | 2021-05-17 |
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| Q1 2021 | INSMED INC
CUSIP 457669AA7 | — | NOTE 1.750% 1/1 | $0 | $17,686,000 | +17,686,000 | $0 | $19,753 | +$19,753 | 2021-05-17 |
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| Q1 2021 | GREENBRIER COS INC
CUSIP 393657AK7 | — | NOTE 2.875% 2/0 | $0 | $17,520,000 | +17,520,000 | $0 | $19,181 | +$19,181 | 2021-05-17 |
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| Q1 2021 | TPG SPECIALTY LENDING INC
CUSIP 87265KAD4 | — | NOTE 4.500% 8/0 | $0 | $16,300,000 | +16,300,000 | $0 | $18,338 | +$18,338 | 2021-05-17 |
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| Q1 2021 | IQIYI INC
CUSIP 46267XAB4 | — | NOTE 3.750%12/0 | $0 | $18,000,000 | +18,000,000 | $0 | $18,150 | +$18,150 | 2021-05-17 |
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