CETERA INVESTMENT MANAGEMENT LLC quarter change: USA ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, CETERA INVESTMENT MANAGEMENT LLC opened 5 positions, added to 1, reduced 43, sold out of 3 and left 3 unchanged. The largest increase in value was HEFA (+$2,107,000); the largest decrease was HYG (-$3,597,000).
- HEFA: Country of operation —; Class HDG MSCI EAFE; Shares 2016-06-30 149,747; Shares 2016-09-30 229,664.
Two Form 13F-HR filings compared (SEC CIK 1665979): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-15). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| HEFA ISHARES TR | HDG MSCI EAFE | 149,747 | 229,664 | +79,917 | $3,591,000 | $5,698,000 | +$2,107,000 |
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