Bruderman Asset Management, LLC quarter change: USA Stocks, Unchanged
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Bruderman Asset Management, LLC opened 15 positions, added to 101, reduced 45, sold out of 11 and left 67 unchanged. The largest increase in value was IBM (+$3,006,000); the largest decrease was PNW (-$2,183,000).
- CME: Country of operation United States; Class COM; Shares 2016-06-30 100,000; Shares 2016-09-30 100,000.
- CHDN: Country of operation United States; Class COM; Shares 2016-06-30 1,108; Shares 2016-09-30 1,108.
- CW: Country of operation United States; Class COM; Shares 2016-06-30 2,798; Shares 2016-09-30 2,798.
- SHW: Country of operation United States; Class COM; Shares 2016-06-30 815; Shares 2016-09-30 815.
Two Form 13F-HR filings compared (SEC CIK 1633673): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
CME
CME GROUP INC | United States | COM | 100,000 | 100,000 | 0 | $9,740,000 | $10,452,000 | +$712,000 |
|---|
CHDN
CHURCHILL DOWNS INC | United States | COM | 1,108 | 1,108 | 0 | $140,000 | $162,000 | +$22,000 |
|---|
CW
CURTISS WRIGHT CORP | United States | COM | 2,798 | 2,798 | 0 | $236,000 | $255,000 | +$19,000 |
|---|
SHW
SHERWIN WILLIAMS CO | United States | COM | 815 | 815 | 0 | $239,000 | $225,000 | -$14,000 |
|---|
CPB
CAMPBELL SOUP CO | United States | COM | 700 | 700 | 0 | $47,000 | $38,000 | -$9,000 |
|---|
UNM
UNUM GROUP | United States | COM | 2,200 | 2,200 | 0 | $70,000 | $78,000 | +$8,000 |
|---|
WPC
W P CAREY INC | United States | COM | 1,744 | 1,744 | 0 | $121,000 | $113,000 | -$8,000 |
|---|
FL
FOOT LOCKER INC | United States | COM | 600 | 600 | 0 | $33,000 | $41,000 | +$8,000 |
|---|
NOC
NORTHROP GRUMMAN CORP | United States | COM | 976 | 976 | 0 | $217,000 | $209,000 | -$8,000 |
|---|
KMI
KINDER MORGAN INC DEL | United States | COM | 1,320 | 1,320 | 0 | $25,000 | $31,000 | +$6,000 |
|---|
NPK
NATIONAL PRESTO INDS INC | United States | COM | 921 | 921 | 0 | $87,000 | $81,000 | -$6,000 |
|---|
PNC
PNC FINL SVCS GROUP INC | United States | COM | 454 | 454 | 0 | $37,000 | $41,000 | +$4,000 |
|---|
EPD
ENTERPRISE PRODS PARTNERS L | United States | COM | 2,473 | 2,473 | 0 | $72,000 | $68,000 | -$4,000 |
|---|
ES
EVERSOURCE ENERGY | United States | COM | 787 | 787 | 0 | $47,000 | $43,000 | -$4,000 |
|---|
HII
HUNTINGTON INGALLS INDS INC | United States | COM | 266 | 266 | 0 | $45,000 | $41,000 | -$4,000 |
|---|
TAP
MOLSON COORS BREWING CO | | CL B | 500 | 500 | 0 | $51,000 | $55,000 | +$4,000 |
|---|
APLE
APPLE HOSPITALITY REIT INC | United States | COM NEW | 9,989 | 9,989 | 0 | $188,000 | $185,000 | -$3,000 |
|---|
GS
GOLDMAN SACHS GROUP INC | United States | COM | 300 | 300 | 0 | $45,000 | $48,000 | +$3,000 |
|---|
HPE
HEWLETT PACKARD ENTERPRISE C | United States | COM | 563 | 563 | 0 | $10,000 | $13,000 | +$3,000 |
|---|
SWKS
SKYWORKS SOLUTIONS INC | United States | COM | 101 | 101 | 0 | $6,000 | $8,000 | +$2,000 |
|---|
SWK
STANLEY BLACK & DECKER INC | United States | COM | 127 | 127 | 0 | $14,000 | $16,000 | +$2,000 |
|---|
TDC
TERADATA CORP DEL | United States | COM | 348 | 348 | 0 | $9,000 | $11,000 | +$2,000 |
|---|
TRV
TRAVELERS COMPANIES INC | United States | COM | 301 | 301 | 0 | $36,000 | $34,000 | -$2,000 |
|---|
USB
US BANCORP DEL | United States | COM NEW | 575 | 575 | 0 | $23,000 | $25,000 | +$2,000 |
|---|
AXP
AMERICAN EXPRESS CO | United States | COM | 644 | 644 | 0 | $39,000 | $41,000 | +$2,000 |
|---|
WRB
BERKLEY W R CORP | United States | COM | 900 | 900 | 0 | $54,000 | $52,000 | -$2,000 |
|---|
CACI
CACI INTL INC | United States | CL A | 105 | 105 | 0 | $9,000 | $11,000 | +$2,000 |
|---|
DVN
DEVON ENERGY CORP NEW | United States | COM | 200 | 200 | 0 | $7,000 | $9,000 | +$2,000 |
|---|
GAB
GABELLI EQUITY TR INC | United States | COM | 11,700 | 11,700 | 0 | $64,000 | $66,000 | +$2,000 |
|---|
GILD
GILEAD SCIENCES INC | United States | COM | 554 | 554 | 0 | $46,000 | $44,000 | -$2,000 |
|---|
HPQ
HP INC | United States | COM | 500 | 500 | 0 | $6,000 | $8,000 | +$2,000 |
|---|
MDU
MDU RES GROUP INC | United States | COM | 1,125 | 1,125 | 0 | $27,000 | $29,000 | +$2,000 |
|---|
NFLX
NETFLIX INC | United States | COM | 200 | 200 | 0 | $18,000 | $20,000 | +$2,000 |
|---|
PCG
PG&E CORP | United States | COM | 300 | 300 | 0 | $19,000 | $18,000 | -$1,000 |
|---|
ROK
ROCKWELL AUTOMATION INC | United States | COM | 150 | 150 | 0 | $17,000 | $18,000 | +$1,000 |
|---|
SSUP
SUPERIOR INDS INTL INC | United States | COM | 620 | 620 | 0 | $17,000 | $18,000 | +$1,000 |
|---|
WELL
WELLTOWER INC | United States | COM | 1,000 | 1,000 | 0 | $76,000 | $75,000 | -$1,000 |
|---|
ACN
ACCENTURE PLC IRELAND | | SHS CLASS A | 200 | 200 | 0 | $23,000 | $24,000 | +$1,000 |
|---|
AB
ALLIANCEBERNSTEIN HOLDING LP | United States | UNIT LTD PARTN | 1,200 | 1,200 | 0 | $28,000 | $27,000 | -$1,000 |
|---|
ADM
ARCHER DANIELS MIDLAND CO | United States | COM | 884 | 884 | 0 | $38,000 | $37,000 | -$1,000 |
|---|
CHE
CHEMED CORP NEW | United States | COM | 221 | 221 | 0 | $30,000 | $31,000 | +$1,000 |
|---|
CB
CHUBB LIMITED | | COM | 240 | 240 | 0 | $31,000 | $30,000 | -$1,000 |
|---|
FITB
FIFTH THIRD BANCORP | United States | COM | 231 | 231 | 0 | $4,000 | $5,000 | +$1,000 |
|---|
HMC
HONDA MOTOR LTD | | AMERN SHS | 300 | 300 | 0 | $8,000 | $9,000 | +$1,000 |
|---|
IRM
IRON MTN INC NEW | United States | COM | 267 | 267 | 0 | $11,000 | $10,000 | -$1,000 |
|---|
MARPS
MARINE PETE TR | United States | UNIT BEN INT | 693 | 693 | 0 | $3,000 | $2,000 | -$1,000 |
|---|
MA
MASTERCARD INCORPORATED | United States | CL A | 100 | 100 | 0 | $9,000 | $10,000 | +$1,000 |
|---|
MIDD
MIDDLEBY CORP | United States | COM | 80 | 80 | 0 | $9,000 | $10,000 | +$1,000 |
|---|
MCO
MOODYS CORP | United States | COM | 84 | 84 | 0 | $8,000 | $9,000 | +$1,000 |
|---|
JPI
NUVEEN PFD & INCOME TERM FD | United States | COM | 8,780 | 8,780 | 0 | $215,000 | $216,000 | +$1,000 |
|---|
PJT
PJT PARTNERS INC | United States | COM CL A | 125 | 125 | 0 | $3,000 | $3,000 | $0 |
|---|
RCL
ROYAL CARIBBEAN CRUISES LTD | United States | COM | 100 | 100 | 0 | $7,000 | $7,000 | $0 |
|---|
SHAK
SHAKE SHACK INC | United States | CL A | 200 | 200 | 0 | $7,000 | $7,000 | $0 |
|---|
UGI
UGI CORP NEW | United States | COM | 900 | 900 | 0 | $41,000 | $41,000 | $0 |
|---|
VLY
VALLEY NATL BANCORP | United States | COM | 500 | 500 | 0 | $5,000 | $5,000 | $0 |
|---|
VRTS
VIRTUS INVT PARTNERS INC | United States | COM | 5 | 5 | 0 | $0 | $0 | $0 |
|---|
AIG
AMERICAN INTL GROUP INC | United States | COM NEW | 17 | 17 | 0 | $1,000 | $1,000 | $0 |
|---|
AMT
AMERICAN TOWER CORP NEW | United States | COM | 148 | 148 | 0 | $17,000 | $17,000 | $0 |
|---|
PLCE
CHILDRENS PL INC | United States | COM | 50 | 50 | 0 | $4,000 | $4,000 | $0 |
|---|
CMP
COMPASS MINERALS INTL INC | United States | COM | 160 | 160 | 0 | $12,000 | $12,000 | $0 |
|---|
ETR
ENTERGY CORP NEW | United States | COM | 150 | 150 | 0 | $12,000 | $12,000 | $0 |
|---|
FAF
FIRST AMERN FINL CORP | United States | COM | 1 | 1 | 0 | $0 | $0 | $0 |
|---|
FNB
FNB CORP PA | United States | COM | 692 | 692 | 0 | $9,000 | $9,000 | $0 |
|---|
HCA
HCA HOLDINGS INC | United States | COM | 79 | 79 | 0 | $6,000 | $6,000 | $0 |
|---|
MPT
MEDICAL PPTYS TRUST INC | United States | COM | 1,400 | 1,400 | 0 | $21,000 | $21,000 | $0 |
|---|
VYX
NCR CORP NEW | United States | COM | 46 | 46 | 0 | $1,000 | $1,000 | $0 |
|---|
ON
ON SEMICONDUCTOR CORP | United States | COM | 100 | 100 | 0 | $1,000 | $1,000 | $0 |
|---|
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