Bruderman Asset Management, LLC historic quarter change: Foreign Stocks, Reduced
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 6 quarters from 2015-03-31 to 2016-09-30, Bruderman Asset Management, LLC opened 7 positions, added to 36, reduced 29 and sold out of 9.
- Q3 2016: Stock SNY; Country of operation —; Class SPONSORED ADR; Shares before 184,607.
- Q3 2016: Stock DEO; Country of operation —; Class SPON ADR NEW; Shares before 75,152.
- Q3 2016: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 22,063.
- Q3 2016: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 88,939.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1633673), 6 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-08); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-09); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-19); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-03-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | SNY
SANOFI | | SPONSORED ADR | 184,607 | 145,840 | -38,767 | $7,726,000 | $5,570,000 | -$2,156,000 | 2016-11-08 |
|---|
| Q3 2016 | DEO
DIAGEO P L C | | SPON ADR NEW | 75,152 | 58,839 | -16,313 | $8,483,000 | $6,828,000 | -$1,655,000 | 2016-11-08 |
|---|
| Q3 2016 | BP
BP PLC | | SPONSORED ADR | 22,063 | 1,671 | -20,392 | $783,000 | $59,000 | -$724,000 | 2016-11-08 |
|---|
| Q3 2016 | NVS
NOVARTIS A G | | SPONSORED ADR | 88,939 | 88,223 | -716 | $7,338,000 | $6,966,000 | -$372,000 | 2016-11-08 |
|---|
| Q3 2016 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 81,199 | 80,352 | -847 | $2,130,000 | $2,458,000 | +$328,000 | 2016-11-08 |
|---|
| Q3 2016 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 18,691 | 17,975 | -716 | $895,000 | $852,000 | -$43,000 | 2016-11-08 |
|---|
| Q2 2016 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 67,509 | 18,691 | -48,818 | $3,050,000 | $895,000 | -$2,155,000 | 2016-08-09 |
|---|
| Q2 2016 | BP
BP PLC | | SPONSORED ADR | 50,798 | 22,063 | -28,735 | $1,533,000 | $783,000 | -$750,000 | 2016-08-09 |
|---|
| Q2 2016 | NVO
NOVO-NORDISK A S | | ADR | 18,753 | 13,167 | -5,586 | $1,016,000 | $708,000 | -$308,000 | 2016-08-09 |
|---|
| Q2 2016 | CAJPY
CANON INC | Japan | SPONSORED ADR | 36,125 | 36,010 | -115 | $1,077,000 | $1,030,000 | -$47,000 | 2016-08-09 |
|---|
| Q2 2016 | BUD
ANHEUSER BUSCH INBEV SA/NV | | SPONSORED ADR | 4,152 | 3,998 | -154 | $518,000 | $526,000 | +$8,000 | 2016-08-09 |
|---|
| Q1 2016 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 133,114 | 67,509 | -65,605 | $5,740,000 | $3,050,000 | -$2,690,000 | 2016-05-09 |
|---|
| Q1 2016 | NVO
NOVO-NORDISK A S | | ADR | 32,898 | 18,753 | -14,145 | $1,911,000 | $1,016,000 | -$895,000 | 2016-05-09 |
|---|
| Q1 2016 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 97,845 | 81,051 | -16,794 | $2,226,000 | $2,124,000 | -$102,000 | 2016-05-09 |
|---|
| Q1 2016 | CAJPY
CANON INC | Japan | SPONSORED ADR | 38,300 | 36,125 | -2,175 | $1,154,000 | $1,077,000 | -$77,000 | 2016-05-09 |
|---|
| Q1 2016 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 533 | 346 | -187 | $59,000 | $41,000 | -$18,000 | 2016-05-09 |
|---|
| Q1 2016 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 4,229 | 3,767 | -462 | $136,000 | $121,000 | -$15,000 | 2016-05-09 |
|---|
| Q4 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 51,603 | 4,229 | -47,374 | $1,638,000 | $136,000 | -$1,502,000 | 2016-02-08 |
|---|
| Q4 2015 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 136,267 | 133,114 | -3,153 | $5,557,000 | $5,740,000 | +$183,000 | 2016-02-08 |
|---|
| Q4 2015 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 1,466 | 533 | -933 | $161,000 | $59,000 | -$102,000 | 2016-02-08 |
|---|
| Q4 2015 | NVO
NOVO-NORDISK A S | | ADR | 33,905 | 32,898 | -1,007 | $1,839,000 | $1,911,000 | +$72,000 | 2016-02-08 |
|---|
| Q4 2015 | CAJPY
CANON INC | Japan | SPONSORED ADR | 38,405 | 38,300 | -105 | $1,113,000 | $1,154,000 | +$41,000 | 2016-02-08 |
|---|
| Q4 2015 | INFY
INFOSYS LTD | | SPONSORED ADR | 12,574 | 12,058 | -516 | $240,000 | $202,000 | -$38,000 | 2016-02-08 |
|---|
| Q3 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 77,636 | 51,603 | -26,033 | $2,830,000 | $1,638,000 | -$1,192,000 | 2015-11-19 |
|---|
| Q3 2015 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 11,086 | 1,466 | -9,620 | $1,200,000 | $161,000 | -$1,039,000 | 2015-11-19 |
|---|
| Q3 2015 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 139,132 | 136,267 | -2,865 | $5,977,000 | $5,557,000 | -$420,000 | 2015-11-19 |
|---|
| Q2 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 105,149 | 77,636 | -27,513 | $3,436,000 | $2,830,000 | -$606,000 | 2015-08-13 |
|---|
| Q2 2015 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 31,020 | 18,340 | -12,680 | $728,000 | $417,000 | -$311,000 | 2015-08-13 |
|---|
| Q2 2015 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 13,289 | 11,086 | -2,203 | $1,379,000 | $1,200,000 | -$179,000 | 2015-08-13 |
|---|
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