Bruderman Asset Management, LLC historic quarter change: Foreign ADRs, Added
In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 6 quarters from 2015-03-31 to 2016-09-30, Bruderman Asset Management, LLC opened 6 positions, added to 17, reduced 8 and sold out of 4.
- Q3 2016: Stock GLAXOSMITHKLINE PLC; Country of operation —; Class SPONSORED ADR; Shares before 66,866.
- Q3 2016: Stock ROYAL DUTCH SHELL PLC; Country of operation —; Class SPON ADR B; Shares before 197,936.
- Q3 2016: Stock ROYAL DUTCH SHELL PLC; Country of operation —; Class SPONS ADR A; Shares before 31,545.
- Q3 2016: Stock ASTRAZENECA PLC; Country of operation —; Class SPONSORED ADR; Shares before 642.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1633673), 6 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-08); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-09); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-19); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-03-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | GLAXOSMITHKLINE PLC
CUSIP 37733W105 | | SPONSORED ADR | 66,866 | 131,919 | +65,053 | $2,898,000 | $5,690,000 | +$2,792,000 | 2016-11-08 |
|---|
| Q3 2016 | ROYAL DUTCH SHELL PLC
CUSIP 780259107 | | SPON ADR B | 197,936 | 220,548 | +22,612 | $11,084,000 | $11,652,000 | +$568,000 | 2016-11-08 |
|---|
| Q3 2016 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 31,545 | 34,495 | +2,950 | $1,742,000 | $1,727,000 | -$15,000 | 2016-11-08 |
|---|
| Q3 2016 | ASTRAZENECA PLC
CUSIP 046353108 | | SPONSORED ADR | 642 | 651 | +9 | $19,000 | $21,000 | +$2,000 | 2016-11-08 |
|---|
| Q2 2016 | ROYAL DUTCH SHELL PLC
CUSIP 780259107 | | SPON ADR B | 177,248 | 197,936 | +20,688 | $8,719,000 | $11,084,000 | +$2,365,000 | 2016-08-09 |
|---|
| Q2 2016 | TOTAL S A
CUSIP 89151E109 | | SPONSORED ADR | 135,437 | 138,490 | +3,053 | $6,152,000 | $6,661,000 | +$509,000 | 2016-08-09 |
|---|
| Q2 2016 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 27,277 | 31,545 | +4,268 | $1,322,000 | $1,742,000 | +$420,000 | 2016-08-09 |
|---|
| Q2 2016 | BARCLAYS BANK PLC
CUSIP 06739H776 | | SP ADR 7.1%PF3 | 400 | 1,900 | +1,500 | $10,000 | $49,000 | +$39,000 | 2016-08-09 |
|---|
| Q1 2016 | ROYAL DUTCH SHELL PLC
CUSIP 780259107 | | SPON ADR B | 87,860 | 177,248 | +89,388 | $4,045,000 | $8,719,000 | +$4,674,000 | 2016-05-09 |
|---|
| Q1 2016 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 23,255 | 27,277 | +4,022 | $1,065,000 | $1,322,000 | +$257,000 | 2016-05-09 |
|---|
| Q3 2015 | ROYAL DUTCH SHELL PLC
CUSIP 780259107 | | SPON ADR B | 108,629 | 110,703 | +2,074 | $6,230,000 | $5,256,000 | -$974,000 | 2015-11-19 |
|---|
| Q3 2015 | TOTAL S A
CUSIP 89151E109 | | SPONSORED ADR | 205,946 | 215,944 | +9,998 | $10,126,000 | $9,655,000 | -$471,000 | 2015-11-19 |
|---|
| Q3 2015 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 31,092 | 32,216 | +1,124 | $1,773,000 | $1,527,000 | -$246,000 | 2015-11-19 |
|---|
| Q3 2015 | ASTRAZENECA PLC
CUSIP 046353108 | | SPONSORED ADR | 321 | 642 | +321 | $20,000 | $20,000 | $0 | 2015-11-19 |
|---|
| Q2 2015 | TOTAL S A
CUSIP 89151E109 | | SPONSORED ADR | 192,868 | 205,946 | +13,078 | $9,578,000 | $10,126,000 | +$548,000 | 2015-08-13 |
|---|
| Q2 2015 | ROYAL DUTCH SHELL PLC
CUSIP 780259107 | | SPON ADR B | 103,420 | 108,629 | +5,209 | $6,484,000 | $6,230,000 | -$254,000 | 2015-08-13 |
|---|
| Q2 2015 | ROYAL DUTCH SHELL PLC
CUSIP 780259206 | | SPONS ADR A | 30,991 | 31,092 | +101 | $1,849,000 | $1,773,000 | -$76,000 | 2015-08-13 |
|---|
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