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3D ASSET MANAGEMENT, INC Historic Quarter Change: USA Stocks, Reduced

3D ASSET MANAGEMENT, INC historic quarter change: USA Stocks, Reduced

In share positions in stocks (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, 3D ASSET MANAGEMENT, INC opened 2 positions, added to 7, reduced 9 and sold out of 2.

  • Q3 2016: Stock DJP; Country of operation United Kingdom; Class DJUBS CMDT ETN36; Shares before 25,759.
  • Q2 2016: Stock DJP; Country of operation United Kingdom; Class DJUBS CMDT ETN36; Shares before 27,399.
  • Q1 2016: Stock DJP; Country of operation United Kingdom; Class DJUBS CMDT ETN36; Shares before 28,565.
  • Q4 2015: Stock DJP; Country of operation United Kingdom; Class DJUBS CMDT ETN36; Shares before 29,254.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1359371), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-10); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-23); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-18); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-28); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-31); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-24); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-31); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-01). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3625,75924,156-1,603$637,000$567,000-$70,0002016-10-24
Q2 2016DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3627,39925,759-1,640$589,000$637,000+$48,0002016-08-10
Q1 2016DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3628,56527,399-1,166$613,000$589,000-$24,0002016-05-13
Q4 2015DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3629,25428,565-689$715,000$613,000-$102,0002016-02-08
Q4 2014DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3627,37924,441-2,938$941,000$731,000-$210,0002015-02-10
Q3 2014DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3630,35327,379-2,974$1,197,000$941,000-$256,0002014-10-27
Q2 2014DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3681,15230,353-50,799$3,201,000$1,197,000-$2,004,0002014-07-31
Q1 2014DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3697,01781,152-15,865$3,565,000$3,201,000-$364,0002014-04-24
Q3 2013DJP
BARCLAYS BK PLC
United KingdomDJUBS CMDT ETN3694,97792,532-2,445$3,466,000$3,448,000-$18,0002013-11-01

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