ZYNGA INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner GORDON WILLIAM B; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2011-12-21: Reporting owner GORDON WILLIAM B; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2011-12-21: Reporting owner GORDON WILLIAM B; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2011-12-21: Reporting owner GORDON WILLIAM B; Form 4; Security Class B Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | GORDON WILLIAM B Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | +23,041,532 37,323,908 owned after | $0.00 | 2011-12-21 | |
| 2011-12-21 | GORDON WILLIAM B Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | +1,679,723 1,679,723 owned after | $0.00 | 2011-12-21 | |
| 2011-12-21 | GORDON WILLIAM B Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | +102,287 102,287 owned after | $0.00 | 2011-12-21 | |
| 2011-12-21 holding as of filing | GORDON WILLIAM B Director, 10% Owner | 4 | Class B Common Stock Derivative · Direct | Holding | 911,118 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 | KPCB Digital Growth Founders Fund, LLC | KPCB DGF Associates, LLC | KPCB XIII Associates, LLC | KLEINER PERKINS CAUFIELD & BYERS XIII, LLC | KPCB Digital Growth Fund, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | +23,041,532 37,323,908 owned after | $0.00 | 2011-12-21 | |
| 2011-12-21 | KPCB Digital Growth Founders Fund, LLC | KPCB DGF Associates, LLC | KPCB XIII Associates, LLC | KLEINER PERKINS CAUFIELD & BYERS XIII, LLC | KPCB Digital Growth Fund, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | +1,679,723 1,679,723 owned after | $0.00 | 2011-12-21 | |
| 2011-12-21 | KPCB Digital Growth Founders Fund, LLC | KPCB DGF Associates, LLC | KPCB XIII Associates, LLC | KLEINER PERKINS CAUFIELD & BYERS XIII, LLC | KPCB Digital Growth Fund, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | +102,287 102,287 owned after | $0.00 | 2011-12-21 | |
| 2011-12-21 | Hoffman Reid Director | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | +3,109,744 3,109,744 owned after | $0.00 | 2011-12-21 | |
| 2011-12-21 holding as of filing | Hoffman Reid Director | 4 | Class B Common Stock Derivative · Direct | Holding | 1,412,998 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −350,000 0 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 2,767,300 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 27,765,634 owned after | no price filed | 2011-12-21 | |
| 2011-12-21 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 53,652,912 owned after | no price filed | 2011-12-21 | |
| 2011-12-16 holding as of filing | Vranesh Mark Officer (Chief Accounting Officer) | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 147,490 owned after | no price filed | 2011-12-16 | |
| 2011-12-16 holding as of filing | Vranesh Mark Officer (Chief Accounting Officer) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 1,694,108 owned after | no price filed | 2011-12-16 | |
| 2011-12-16 holding as of filing | Vranesh Mark Officer (Chief Accounting Officer) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 300,000 owned after | no price filed | 2011-12-16 | |
| 2011-12-16 holding as of filing | LEE CADIR B Officer (Executive VP, CTO) | 4 | Class B Common Stock Derivative · Direct | Holding | 83,510 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | Hoffman Reid Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,412,997 1,412,997 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Van Natta Owen Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +703,125 703,125 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Van Natta Owen Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −318,469 384,656 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Van Natta Owen Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +233,336 617,992 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Van Natta Owen Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −108,922 509,070 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Vranesh Mark Officer (Chief Accounting Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +75,000 75,000 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Vranesh Mark Officer (Chief Accounting Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −27,510 47,490 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Davis Reginald D. Officer (Senior VP, GC, Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,334 13,334 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Davis Reginald D. Officer (Senior VP, GC, Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,225 7,109 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Davis Reginald D. Officer (Senior VP, GC, Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +215,001 222,110 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Davis Reginald D. Officer (Senior VP, GC, Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −92,938 129,172 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Davis Reginald D. Officer (Senior VP, GC, Secretary) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,500 146,672 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Davis Reginald D. Officer (Senior VP, GC, Secretary) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,419 140,253 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | LEE CADIR B Officer (Executive VP, CTO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 500 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | LEE CADIR B Officer (Executive VP, CTO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −234 266 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | LEE CADIR B Officer (Executive VP, CTO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +236 502 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | LEE CADIR B Officer (Executive VP, CTO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −111 391 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | LEE CADIR B Officer (Executive VP, CTO) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,851 6,242 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | LEE CADIR B Officer (Executive VP, CTO) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,732 3,510 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Wehner David M. Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | +781,250 781,250 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 | Wehner David M. Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −355,672 425,578 owned after | $0.00 | 2011-12-16 | |
| 2011-12-15 holding as of filing | GORDON WILLIAM B Director, 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | GORDON WILLIAM B Director, 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | KPCB DGF Associates, LLC | KLEINER PERKINS CAUFIELD & BYERS XIII, LLC | KPCB XIII Associates, LLC | KPCB Digital Growth Fund, LLC | KPCB Digital Growth Founders Fund, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | MERESMAN STANLEY J Director | 3 | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | MERESMAN STANLEY J Director | 3 | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | KATZENBERG JEFFREY Director | 3 | Class B Common Stock Derivative · Indirect · See footnote | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | Vranesh Mark Officer (Chief Accounting Officer) | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | Vranesh Mark Officer (Chief Accounting Officer) | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | Vranesh Mark Officer (Chief Accounting Officer) | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | Davis Reginald D. Officer (Senior VP, GC, Secretary) | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | LEE CADIR B Officer (Executive VP, CTO) | 3 | Class B Common Stock Derivative · Direct | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 3 | Class B Common Stock Derivative · Direct · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 3 | Class B Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-15 holding as of filing | PINCUS MARK J Director, Officer (CEO, Chief Product Officer), 10% Owner | 3 | Class C Common Stock Derivative · Direct · (m) | Holding | no price filed | 2011-12-15 | ||
| 2011-12-09 | GORDON WILLIAM B Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote. | X Exercise of in-the-money or at-the-money derivative security | +16,936,016 35,282,376 owned after | $0.00 | 2011-12-21 | |
| 2011-12-09 | GORDON WILLIAM B Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote. | C Conversion of derivative security | −21,000,000 14,282,376 owned after | $0.00 | 2011-12-21 | |
| 2011-06-20 | GORDON WILLIAM B Director, 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote. | P Open market or private purchase of non-derivative or derivative security | +1,000,000 18,346,360 owned after | $17.09 | 2011-12-21 |