ZYNEX, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows, 23 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-16: Reporting owner Sandgaard Thomas; Form 4; Security Options to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-10-16: Reporting owner Sandgaard Thomas; Form 4; Security Options to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-10-16: Reporting owner Sandgaard Thomas; Form 4; Security Options to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-10-16: Reporting owner Sandgaard Thomas; Form 4; Security Options to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-16 | Sandgaard Thomas Director, Officer (PRESIDENT, CEO AND CHAIRMAN), 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,250 156,750 owned after | $0.20 exercise price | 2023-10-17 | |
| 2023-10-16 | Sandgaard Thomas Director, Officer (PRESIDENT, CEO AND CHAIRMAN), 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,250 104,500 owned after | $0.20 exercise price | 2023-10-17 | |
| 2023-10-16 | Sandgaard Thomas Director, Officer (PRESIDENT, CEO AND CHAIRMAN), 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,250 52,250 owned after | $0.20 exercise price | 2023-10-17 | |
| 2023-10-16 | Sandgaard Thomas Director, Officer (PRESIDENT, CEO AND CHAIRMAN), 10% Owner | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,250 0 owned after | $0.20 exercise price | 2023-10-17 | |
| 2021-04-14 | Papandrea Giuseppe Officer (COO - Zynex Medical, Inc.) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $7.87 exercise price | 2021-04-16 | |
| 2021-04-14 | Papandrea Giuseppe Officer (COO - Zynex Medical, Inc.) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 0 owned after | $8.96 exercise price | 2021-04-16 | |
| 2021-02-03 holding as of filing | Lucsok Anna Officer (See Remarks) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $2.63 exercise price | 2021-02-03 | ||
| 2021-02-03 holding as of filing | Lucsok Anna Officer (See Remarks) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $3.44 exercise price | 2021-02-03 | ||
| 2021-02-03 holding as of filing | Lucsok Anna Officer (See Remarks) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $3.95 exercise price | 2021-02-03 | ||
| 2021-02-03 holding as of filing | Lucsok Anna Officer (See Remarks) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $8.94 exercise price | 2021-02-03 | ||
| 2020-03-03 | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 140,000 owned after | $0.40 exercise price | 2020-03-04 | |
| 2020-03-03 | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 120,000 owned after | $0.40 exercise price | 2020-03-04 | |
| 2019-10-16 | Sandgaard Thomas Director, Officer (President, CEO and Chairman), 10% Owner | 4 | Option(right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −203,571 0 owned after | $0.14 exercise price | 2019-10-17 | |
| 2019-07-23 holding as of filing | Papandrea Giuseppe Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 200,000 owned after | no price filed | 2019-07-23 | |
| 2019-06-10 | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 170,000 owned after | $0.40 exercise price | 2019-06-12 | |
| 2019-05-08 | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 4/A | Options to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 180,000 owned after | $0.40 exercise price | 2019-05-14 | |
| 2019-05-08 | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 4 | Options to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 180,000 owned after | $0.40 | 2019-05-10 | |
| 2018-07-09 holding as of filing | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock) Derivative · Direct | Holding | $0.40 exercise price | 2018-07-09 | ||
| 2018-07-09 holding as of filing | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.39 exercise price | 2018-07-09 | ||
| 2018-07-09 holding as of filing | MOORHEAD DANIEL J Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $2.50 exercise price | 2018-07-09 | ||
| 2018-07-09 holding as of filing | Sandgaard Holdings LLC | Sandgaard Thomas 10% Owner | Officer (President, CEO and Chairman), 10% Owner | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $0.22 exercise price | 2018-07-09 | ||
| 2018-07-09 holding as of filing | Sandgaard Holdings LLC | Sandgaard Thomas 10% Owner | Officer (President, CEO and Chairman), 10% Owner | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $0.14 exercise price | 2018-07-09 | ||
| 2018-07-09 holding as of filing | Sandgaard Holdings LLC | Sandgaard Thomas 10% Owner | Officer (President, CEO and Chairman), 10% Owner | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $2.76 exercise price | 2018-07-09 |