ZYNERBA PHARMACEUTICALS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-10: Reporting owner ANIDO ARMANDO; Form 4; Security Series 1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-08-10: Reporting owner ANIDO ARMANDO; Form 4; Security Series 1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-08-10: Reporting owner RAPP MICHAEL; Form 4; Security Series 1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-08-04: Reporting owner RAPP MICHAEL; Form 3; Security Series 1 Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-10 | ANIDO ARMANDO Director, Officer (Chairman & Chief Exec. Officer) | 4 | Series 1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −50,000 0 owned after | $0.00 | 2015-08-10 | |
| 2015-08-10 | ANIDO ARMANDO Director, Officer (Chairman & Chief Exec. Officer) | 4 | Series 1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −25,000 0 owned after | $0.00 | 2015-08-10 | |
| 2015-08-10 | RAPP MICHAEL 10% Owner | 4 | Series 1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,066,911 0 owned after | $0.00 | 2015-08-10 | |
| 2015-08-04 holding as of filing | RAPP MICHAEL 10% Owner | 3 | Series 1 Convertible Preferred Stock Non-derivative · Direct · (m) | Holding | 567,505 owned after | no price filed | 2015-08-04 | |
| 2015-08-04 holding as of filing | ANIDO ARMANDO Director, Officer (Chairman & Chief Exec. Officer) | 3 | Series 1 Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 50,000 owned after | no price filed | 2015-08-04 | |
| 2015-08-04 holding as of filing | ANIDO ARMANDO Director, Officer (Chairman & Chief Exec. Officer) | 3 | Series 1 Convertible Preferred Stock Non-derivative · Indirect · (m) | Holding | 25,000 owned after | no price filed | 2015-08-04 |