Zymeworks BC Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-01-21: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-01-07; Total offering amount $75,000,003.
- 2015-02-27: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-02-17; Total offering amount $1,785,700.
- 2015-01-20: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-10-22; Total offering amount $23,988,700.
- 2015-01-08: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-12-24; Total offering amount $8,601,260.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-01-21 | Rule 506(b) | Equity | 2016-01-07 | $75,000,003 | $61,517,859 | $13,482,144 | 15 |
| 2015-02-27 | Rule 506(b) | Equity | 2015-02-17 | $1,785,700 | $1,785,700 | $0 | 1 |
| 2015-01-20 D/A | Rule 506(b) | Equity | 2014-10-22 | $23,988,700 | $23,988,700 | $0 | 1 |
| 2015-01-08 | Rule 506(b) | Equity | 2014-12-24 | $8,601,260 | $8,601,260 | $0 | 1 |
| 2014-11-04 | Rule 506(b) | Equity | 2014-10-22 | $27,000,000 | $27,000,000 | $0 | 1 |
| 2014-04-21 D/A | Rule 506(b) | Equity | 2013-12-06 | $1,025,752 | $1,025,752 | $0 | 3 |
| 2014-02-14 D/A | Rule 506(b) | Equity | 2013-12-06 | $949,288 | $949,288 | $0 | 2 |
| 2013-12-17 | Rule 506(b) | Equity | 2013-12-06 | $20,000 | $20,000 | $0 | 1 |
| 2012-08-22 | Rule 506 | Equity | 2012-08-16 | $10,853,700 | $10,853,700 | $0 | 31 |
| 2011-10-27 | Rule 506 | Equity | 2009-06-19 | $7,092,463 | $7,092,463 | $0 | 25 |
| 2009-07-02 | Rule 506 | Equity | 2009-06-19 | $451,847 | $451,847 | $0 | 9 |