Zosano Pharma Corp Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-08-29: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-08-19; Total offering amount $7,536,000.
- 2015-06-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-06-23; Total offering amount $300,000.
- 2014-12-04: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2014-12-02; Total offering amount $2,000,000.
- 2014-03-05: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Date of first sale 2014-02-26; Total offering amount $2,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-08-29 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-08-19 | $7,536,000 | $7,536,000 | $0 | 18 |
| 2015-06-30 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2015-06-23 | $300,000 | $0 | $300,000 | 1 |
| 2014-12-04 | Rule 506(b) | Debt; OptionToAcquire | 2014-12-02 | $2,000,000 | $1,333,000 | $667,000 | 2 |
| 2014-03-05 | Rule 506(b) | Debt; OptionToAcquire | 2014-02-26 | $2,500,000 | $2,500,000 | $0 | 3 |
| 2013-09-20 | Rule 506 | Debt; OptionToAcquire | 2013-09-09 | $3,033,723 | $3,033,723 | $0 | 5 |