ZOOM TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows, 49 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-28: Reporting owner WONG PATRICK MAN SHUN; Form 3; Security Employee Stock Options; Transaction Holding.
- 2013-11-26: Reporting owner WONG PATRICK MAN SHUN; Form 4; Security Employee Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-26: Reporting owner WONG PATRICK MAN SHUN; Form 5; Security Employee Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-13: Reporting owner WONG PATRICK MAN SHUN; Form 5; Security Employee Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-28 holding as of filing | WONG PATRICK MAN SHUN Director, Officer (CFO, Secretary) | 3 | Employee Stock Options Derivative · Direct | Holding | $0.65 exercise price | 2014-10-28 | ||
| 2013-11-26 | WONG PATRICK MAN SHUN Director, Officer (CFO, Secretary) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 32,000 owned after | $1.14 | 2014-10-28 | |
| 2013-11-26 | WONG PATRICK MAN SHUN Director, Officer (CFO, Secretary) | 5 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 32,000 owned after | $1.14 | 2014-10-28 | |
| 2013-02-13 | WONG PATRICK MAN SHUN Director, Officer (CFO, Secretary) | 5 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.17 | 2014-10-28 | |
| 2009-07-10 | WOODS J RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $1.58 exercise price | 2009-07-20 | |
| 2009-07-10 | KRAMER PETER ROBIN Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $1.58 exercise price | 2009-07-20 | |
| 2009-07-10 | FURMAN BERNARD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $1.58 exercise price | 2009-07-20 | |
| 2009-07-10 | Donovan Joseph Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $1.58 exercise price | 2009-07-20 | |
| 2009-01-22 | PANAGOPOULOS DEAN N Officer (VP, Network Products) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.80 exercise price | 2009-01-30 | |
| 2009-01-22 | CRIST ROBERT A Officer (CFO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.80 exercise price | 2009-01-27 | |
| 2009-01-22 | RANDALL DEENA M Officer (VP of Operations) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.80 exercise price | 2009-01-27 | |
| 2009-01-22 | MANNING TERRY Officer (VP Sales & Marketing) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.80 exercise price | 2009-01-27 | |
| 2009-01-22 | MANNING FRANK BLASE Officer (CEO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.80 exercise price | 2009-01-27 | |
| 2009-01-10 | FURMAN BERNARD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.77 exercise price | 2009-01-16 | |
| 2009-01-10 | KRAMER PETER ROBIN Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.77 exercise price | 2009-01-16 | |
| 2009-01-10 | Donovan Joseph Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.77 exercise price | 2009-01-16 | |
| 2009-01-10 | WOODS J RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $0.77 exercise price | 2009-01-16 | |
| 2008-07-10 | Donovan Joseph Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.36 exercise price | 2008-07-14 | |
| 2008-07-10 | FURMAN BERNARD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.36 exercise price | 2008-07-14 | |
| 2008-07-10 | WOODS J RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.36 exercise price | 2008-07-14 | |
| 2008-07-10 | KRAMER PETER ROBIN Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.36 exercise price | 2008-07-14 | |
| 2008-01-17 | PANAGOPOULOS DEAN N Officer (VP Network Operations) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.72 exercise price | 2008-01-22 | |
| 2008-01-17 | CRIST ROBERT A Officer (CFO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.72 exercise price | 2008-01-22 | |
| 2008-01-17 | RANDALL DEENA M Officer (VP Operations) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.72 exercise price | 2008-01-22 | |
| 2008-01-17 | MANNING TERRY Officer (VP Sales & Marketing) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.72 exercise price | 2008-01-22 | |
| 2008-01-17 | MANNING FRANK BLASE Officer (CEO) | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.72 exercise price | 2008-01-22 | |
| 2008-01-10 | FURMAN BERNARD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.72 exercise price | 2008-01-11 | |
| 2008-01-10 | KRAMER PETER ROBIN Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.72 exercise price | 2008-01-11 | |
| 2008-01-10 | Donovan Joseph Director | 4 | option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.72 exercise price | 2008-01-11 | |
| 2008-01-10 | WOODS J RONALD Director | 4 | option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.72 exercise price | 2008-01-11 | |
| 2007-07-10 | FURMAN BERNARD Director | 4 | option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.24 exercise price | 2007-07-12 | |
| 2007-07-10 | Donovan Joseph Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.24 exercise price | 2007-07-12 | |
| 2007-07-10 | WOODS J RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.24 exercise price | 2007-07-12 | |
| 2007-01-10 | FURMAN BERNARD Director | 4/A | Option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.19 exercise price | 2007-01-12 | |
| 2007-01-10 | WOODS J RONALD Director | 4 | Option (right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.19 exercise price | 2007-01-12 | |
| 2007-01-10 | Donovan Joseph Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.19 exercise price | 2007-01-12 | |
| 2007-01-10 | FURMAN BERNARD Director | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +12,000 12,000 owned after | $1.19 exercise price | 2007-01-12 | |
| 2006-12-12 | MANNING TERRY Officer (VP of Sales & Marketing) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.03 exercise price | 2006-12-14 | |
| 2006-12-12 | PANAGOPOULOS DEAN N Officer (VP of Network Products) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.03 exercise price | 2006-12-14 | |
| 2006-12-12 | RANDALL DEENA M Officer (Vice President of Operations) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.03 exercise price | 2006-12-14 | |
| 2006-12-12 | CRIST ROBERT A Officer (CFO/Vice President of Finance) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.03 exercise price | 2006-12-14 | |
| 2006-12-12 | KRAMER PETER ROBIN Officer (Executive Vice President) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $1.03 exercise price | 2006-12-14 | |
| 2006-12-12 | MANNING FRANK BLASE Officer (CEO/President) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.03 exercise price | 2006-12-14 | |
| 2006-07-10 | WOODS J RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.08 exercise price | 2006-07-11 | |
| 2006-07-10 | FURMAN BERNARD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.08 exercise price | 2006-07-11 | |
| 2006-07-10 | Donovan Joseph Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.08 exercise price | 2006-07-11 | |
| 2006-01-10 | WOODS J RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.47 exercise price | 2006-01-11 | |
| 2006-01-10 | FURMAN BERNARD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.47 exercise price | 2006-01-11 | |
| 2006-01-10 | Donovan Joseph Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $1.47 exercise price | 2006-01-11 |