ZNERGY, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-13: Reporting owner Peek Jennifer Joann; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2017-05-12: Reporting owner FLOYD CHRISTOPHER J; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-05-12: Reporting owner BAKER DAVE JOSEPH; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-04-03: Reporting owner MIKLES RICHARD; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-13 holding as of filing | Peek Jennifer Joann Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.10 exercise price | 2017-10-13 | ||
| 2017-05-12 | FLOYD CHRISTOPHER J Officer (CHIEF FINANCIAL OFFICER) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000,000 10,000,000 owned after | $0.10 exercise price | 2017-08-30 | |
| 2017-05-12 | BAKER DAVE JOSEPH Officer (CHIEF EXECUTIVE OFFICER) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 10,000,000 owned after | $0.10 exercise price | 2017-08-30 | |
| 2017-04-03 holding as of filing | MIKLES RICHARD Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.10 exercise price | 2017-04-03 | ||
| 2017-04-03 holding as of filing | MIKLES RICHARD Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.10 exercise price | 2017-04-03 | ||
| 2017-03-30 holding as of filing | FILLMORE ARTHUR E | 3 | Stock Option (Right to Buy) Derivative · Indirect · See Note 2 | Holding | $0.10 exercise price | 2017-03-30 | ||
| 2017-03-01 holding as of filing | HARRINGTON KEVIN Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.10 exercise price | 2017-03-01 | ||
| 2017-01-24 holding as of filing | BAKER DAVE JOSEPH Officer (SENIOR VICE PRESIDENT) | 3 | OPTIONS Derivative · Direct | Holding | $0.10 exercise price | 2017-01-24 |