ZEP INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-26: Reporting owner Bachmann Mark R; Form 4; Security Performance Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-06-26: Reporting owner Bachmann Mark R; Form 4; Security Performance Share units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-06-26: Reporting owner Bachmann Mark R; Form 4; Security Performance Share units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-06-26: Reporting owner Bachmann Mark R; Form 4; Security Share units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-26 | Bachmann Mark R Officer (EVP & Chief Financial Officer) | 4 | Performance Shares Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,870 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Bachmann Mark R Officer (EVP & Chief Financial Officer) | 4 | Performance Share units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,692 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Bachmann Mark R Officer (EVP & Chief Financial Officer) | 4 | Performance Share units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,510 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Bachmann Mark R Officer (EVP & Chief Financial Officer) | 4 | Share units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,257 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Fleck Jeffrey L Officer (SVP, Operations) | 4 | Performance Shares Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,696 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Fleck Jeffrey L Officer (SVP, Operations) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,692 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Fleck Jeffrey L Officer (SVP, Operations) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,973 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Fleck Jeffrey L Officer (SVP, Operations) | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,222 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | NICHOLS STEVEN E Officer (SVP & Chief Commercial Officer) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,231 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | NICHOLS STEVEN E Officer (SVP & Chief Commercial Officer) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,055 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | NICHOLS STEVEN E Officer (SVP & Chief Commercial Officer) | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,102 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | COLLINS ROBERT P Officer (SVP & Chief Admin. Officer) | 4 | Performance Shares Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,870 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | COLLINS ROBERT P Officer (SVP & Chief Admin. Officer) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,000 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | COLLINS ROBERT P Officer (SVP & Chief Admin. Officer) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,327 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | COLLINS ROBERT P Officer (SVP & Chief Admin. Officer) | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,466 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | MORGAN JOHN K Director, Officer (Former President & CEO) | 4 | Performance Shares Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,881 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | MORGAN JOHN K Director, Officer (Former President & CEO) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,495 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | MORGAN JOHN K Director, Officer (Former President & CEO) | 4 | Performance Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −43,343 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | MORGAN JOHN K Director, Officer (Former President & CEO) | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,052 0 owned after | no price filed | 2015-06-30 | |
| 2015-06-26 | Dudley-Williams Carol A Director | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,442 0 owned after | no price filed | 2015-06-29 | |
| 2015-06-26 | TEVENS TIMOTHY T Director | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,904 0 owned after | no price filed | 2015-06-29 | |
| 2015-06-26 | Squicciarino Joseph Director | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,526 0 owned after | no price filed | 2015-06-29 | |
| 2015-06-26 | Nurkin Sidney J Director | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,526 0 owned after | no price filed | 2015-06-29 | |
| 2015-06-26 | MANGANELLO TIMOTHY Director | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,383 0 owned after | no price filed | 2015-06-29 | |
| 2015-06-26 | HALL GRAYSON Director | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,098 0 owned after | $20.05 | 2015-06-29 | |
| 2015-06-26 | BROWN RONALD D Director | 4 | Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,065 0 owned after | $20.05 | 2015-06-29 | |
| 2015-02-10 holding as of filing | NICHOLS STEVEN E Officer (SVP & Chief Commercial Officer) | 3 | Share Units Derivative · Direct | Holding | no price filed | 2015-02-10 | ||
| 2015-02-02 | Dudley-Williams Carol A Director | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 6,442 owned after | $16.35 | 2015-02-04 | |
| 2015-02-02 | TEVENS TIMOTHY T Director | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,071 14,904 owned after | $16.35 | 2015-02-04 | |
| 2015-02-02 | Squicciarino Joseph Director | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 14,526 owned after | $16.35 | 2015-02-04 | |
| 2015-02-02 | Nurkin Sidney J Director | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 14,526 owned after | $16.35 | 2015-02-04 | |
| 2015-02-02 | MANGANELLO TIMOTHY Director | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 17,383 owned after | $16.35 | 2015-02-04 | |
| 2015-02-02 | HALL GRAYSON Director | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,070 25,098 owned after | $16.35 | 2015-02-04 | |
| 2015-02-02 | BROWN RONALD D Director | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 10,065 owned after | $16.35 | 2015-02-04 | |
| 2015-01-19 | COLLINS ROBERT P Officer (Chief Administrative Officer) | 4 | Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −143 12,466 owned after | $0.00 | 2015-01-20 | |
| 2015-01-15 | COLLINS ROBERT P Officer (Chief Administrative Officer) | 4 | Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +182 12,609 owned after | $14.56 | 2015-01-20 |