YuMe Inc Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-05-23: Federal exemption Rule 506; Types of securities offered Equity; Series D-1 Preferred Stock and underlying Common Stock issuable upon conversion thereof.; Date of first sale 2011-10-28; Total offering amount $21,999,996.
- 2011-11-15: Federal exemption Rule 506; Types of securities offered Equity; Series D-1 Preferred Stock and underlying Common Stock issuable upon conversion thereof.; Date of first sale 2011-10-28; Total offering amount $18,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-05-23 D/A | Rule 506 | Equity; Series D-1 Preferred Stock and underlying Common Stock issuable upon conversion thereof. | 2011-10-28 | $21,999,996 | $21,999,996 | $0 | 4 |
| 2011-11-15 | Rule 506 | Equity; Series D-1 Preferred Stock and underlying Common Stock issuable upon conversion thereof. | 2011-10-28 | $18,000,000 | $11,999,997 | $6,000,003 | 3 |