YUNHONG GREEN CTI LTD. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-01-14: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2020-01-13; Total offering amount $7,000,000.
- 2016-08-17: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2016-07-29; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|
| 2020-01-14 | Rule 506(b) | Equity; SecurityToBeAcquired | 2020-01-13 | $7,000,000 | $2,500,000 | $4,500,000 | 1 |
|---|
| 2016-08-17 | Rule 506(b) | Equity; OptionToAcquire | 2016-07-29 | Indefinite | $917,100 | Indefinite | 17 |
|---|