XZERES Corp. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-24: Reporting owner DEBRUCE PAUL; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2015-09-24: Reporting owner DEBRUCE PAUL; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2015-09-24: Reporting owner DEBRUCE PAUL; Form 4; Security Warrants (right to buy); Transaction Holding.
- 2015-09-24: Reporting owner DEBRUCE PAUL; Form 4; Security Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-24 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 976,658 owned after | $0.23 exercise price | 2015-09-24 | |
| 2015-09-24 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 687,047 owned after | $0.25 exercise price | 2015-09-24 | |
| 2015-09-24 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,794,256 owned after | $0.31 exercise price | 2015-09-24 | |
| 2015-09-24 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,144,984 owned after | $0.30 exercise price | 2015-09-24 | |
| 2015-08-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 976,658 owned after | $0.23 exercise price | 2015-08-25 | |
| 2015-08-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 687,047 owned after | $0.25 exercise price | 2015-08-25 | |
| 2015-08-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,794,256 owned after | $0.31 exercise price | 2015-08-25 | |
| 2015-08-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,144,984 owned after | $0.30 exercise price | 2015-08-25 | |
| 2015-04-07 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 976,658 owned after | $0.23 exercise price | 2015-04-07 | |
| 2015-04-07 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 687,047 owned after | $0.25 exercise price | 2015-04-07 | |
| 2015-04-07 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,794,256 owned after | $0.31 exercise price | 2015-04-07 | |
| 2015-04-07 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 1,144,984 owned after | $0.30 exercise price | 2015-04-07 | |
| 2014-08-27 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 583,347 owned after | $0.28 exercise price | 2014-08-27 | |
| 2014-08-27 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,372,503 owned after | $0.36 exercise price | 2014-08-27 | |
| 2014-08-27 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 972,165 owned after | $0.28 exercise price | 2014-08-27 | |
| 2014-08-21 | RAVAGO HOLDINGS AMERICA INC. 10% Owner | 4/A | Common Stock Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,120,687 0 owned after | $0.35 exercise price | 2015-04-07 | |
| 2014-08-21 | RAVAGO HOLDINGS AMERICA INC. 10% Owner | 4 | Common Stock Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −117,227 0 owned after | $0.35 exercise price | 2014-08-27 | |
| 2014-08-21 | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,168,654 0 owned after | $0.28 exercise price | 2014-08-27 | |
| 2014-08-21 | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −45,454 829,246 owned after | $0.28 exercise price | 2014-08-27 | |
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.35 exercise price | 2014-06-25 | ||
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.35 exercise price | 2014-06-25 | ||
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.35 exercise price | 2014-06-25 | ||
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.39 exercise price | 2014-06-25 | ||
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,500,000 owned after | $0.35 exercise price | 2014-06-25 | |
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 690,000 owned after | $0.35 exercise price | 2014-06-25 | |
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 498,333 owned after | $0.35 exercise price | 2014-06-25 | |
| 2014-06-25 holding as of filing | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | Holding | 2,222,222 owned after | $0.39 exercise price | 2014-06-25 | |
| 2014-06-12 holding as of filing | GARFF ROBERT N Director | 3/A | Warrants Derivative · Direct | Holding | $1.50 exercise price | 2014-06-12 | ||
| 2014-06-12 holding as of filing | GARFF ROBERT N Director | 3/A | Warrants Derivative · Direct | Holding | $1.00 exercise price | 2014-06-12 | ||
| 2014-06-12 holding as of filing | GARFF ROBERT N Director | 3/A | Warrants Derivative · Direct | Holding | $0.80 exercise price | 2014-06-12 | ||
| 2014-06-12 holding as of filing | GARFF ROBERT N Director | 3/A | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2014-06-12 | ||
| 2014-06-12 holding as of filing | HOFFLICH & ASSOCIATES INC 10% Owner | 3/A | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2014-06-12 | ||
| 2014-06-12 holding as of filing | MAX VALUE ADVISORS LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2014-06-12 | ||
| 2014-06-12 holding as of filing | MAX VALUE ADVISORS LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2014-06-12 | ||
| 2014-06-11 holding as of filing | RAVAGO HOLDINGS AMERICA INC. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2014-06-11 | ||
| 2014-04-23 | DEBRUCE PAUL 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +969,160 969,160 owned after | $0.35 exercise price | 2014-06-25 | |
| 2013-10-22 holding as of filing | Elvidge Ron 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.39 exercise price | 2013-10-22 | ||
| 2013-06-20 holding as of filing | GARFF ROBERT N Director | 3 | Warrants Derivative · Direct | Holding | $1.50 exercise price | 2013-06-20 | ||
| 2013-06-20 holding as of filing | GARFF ROBERT N Director | 3 | Warrants Derivative · Direct | Holding | $1.00 exercise price | 2013-06-20 | ||
| 2013-06-20 holding as of filing | GARFF ROBERT N Director | 3 | Warrants Derivative · Direct | Holding | $0.80 exercise price | 2013-06-20 | ||
| 2013-06-20 holding as of filing | GARFF ROBERT N Director | 3 | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2013-06-20 | ||
| 2013-06-20 holding as of filing | HOFFLICH & ASSOCIATES INC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2013-06-20 | ||
| 2013-06-20 holding as of filing | RENEWABLE POWER RESOURCES, LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2013-06-20 | ||
| 2013-06-19 holding as of filing | CORE FUND L P Director | 3 | Warrants Derivative · Direct | Holding | $0.35 exercise price | 2013-06-19 | ||
| 2013-05-10 | CORE FUND L P Director | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +250,000 706,159 owned after | $0.35 exercise price | 2014-06-11 | |
| 2013-05-10 | HAGLER WILLIAM N Director | 4/A | Warrants Derivative · Indirect · Co-Trustee | J Other acquisition or disposition (describe transaction) | +517,500 2,629,203 owned after | $0.35 exercise price | 2014-06-10 | |
| 2013-05-10 | HAGLER WILLIAM N Director | 4/A | Warrants Derivative · Indirect · Co-Trustee | J Other acquisition or disposition (describe transaction) | +517,500 2,122,711 owned after | $0.35 exercise price | 2013-06-25 | |
| 2013-05-10 | HAGLER WILLIAM N Director | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +517,500 2,122,711 owned after | $0.35 exercise price | 2013-06-17 |