Block, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-12-08: Federal exemption Rule 506; Types of securities offered Equity; Series C Preferred; Date of first sale 2011-06-27; Total offering amount $103,000,025.
- 2011-09-30: Federal exemption Rule 506; Types of securities offered Equity; Series C Preferred; Date of first sale 2011-06-27; Total offering amount $100,000,052.
- 2011-09-30: Federal exemption Rule 506; Types of securities offered Equity; Series B-1 and B-2 Preferred; Date of first sale 2011-01-10; Total offering amount $31,749,894.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-12-08 D/A | Rule 506 | Equity; Series C Preferred | 2011-06-27 | $103,000,025 | $103,000,025 | $0 | 17 |
| 2011-09-30 | Rule 506 | Equity; Series C Preferred | 2011-06-27 | $100,000,052 | $100,000,052 | $0 | 16 |
| 2011-09-30 D/A | Rule 506 | Equity; Series B-1 and B-2 Preferred | 2011-01-10 | $31,749,894 | $31,749,894 | $0 | 13 |