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WisdomTree, Inc. (WT) Material Contracts

WisdomTree, Inc. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2024-08-08: Form 8-K; Exhibit 10.1; Description Stock Repurchase Agreement, dated as of August 5, 2024, by and between WisdomTree, Inc. and ETFS Capital Limited.
  • 2024-02-23: Form 10-K; Exhibit 10.31; Description Form of Restricted Stock Agreement for Executive Officers applicable to grants after January 1, 2024 (2022 Equity Plan).
  • 2023-11-20: Form 8-K; Exhibit 10.1; Description Stock Repurchase Agreement, dated as of November 20, 2023, by and between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited.
  • 2023-05-10: Form 8-K; Exhibit 10.1; Description Sale, Purchase and Assignment Deed, dated as of May 10, 2023, by and between WisdomTree, Inc., WisdomTree International Holdings Ltd, Electra Target HoldCo Limited, ETFS Capital Limited, World Gold Council, Gold Bullion Holdings (Jersey) Limited, Rodber Investments Limited and Graham Tuckwell.
FiledFormExhibitDescription
2024-08-088-K10.1Stock Repurchase Agreement, dated as of August 5, 2024, by and between WisdomTree, Inc. and ETFS Capital Limited
2024-02-2310-K10.31Form of Restricted Stock Agreement for Executive Officers applicable to grants after January 1, 2024 (2022 Equity Plan)
2023-11-208-K10.1Stock Repurchase Agreement, dated as of November 20, 2023, by and between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited
2023-05-108-K10.1Sale, Purchase and Assignment Deed, dated as of May 10, 2023, by and between WisdomTree, Inc., WisdomTree International Holdings Ltd, Electra Target HoldCo Limited, ETFS Capital Limited, World Gold Council, Gold Bullion Holdings (Jersey) Limited, Rodber Investments Limited and Graham Tuckwell
2023-05-0910-Q10.4Form of Employee Confidentiality, Assignment and Restrictive Covenant Agreement executed by participants of the WisdomTree, Inc. Executive Severance Plan
2023-05-0910-Q10.3WisdomTree, Inc. Executive Severance Plan
2023-05-0910-Q10.2Form of Amendment, dated April 21, 2023, to Employment Agreements between the Registrant and each of Jonathan Steinberg, Peter M. Ziemba, R. Jarrett Lilien and Marci Frankenthaler
2023-05-0910-Q10.1Amendment to Employment Agreement between the Registrant and Alexis Marinof, dated April 21, 2023
2023-02-2810-K10.26Non-Employee Director Deferred Compensation Program (filed herewith)
2023-02-2810-K10.25Form of Performance-Based Restricted Stock Unit Award Agreement for U.K. Executive Officers (2022 Equity Plan) (filed herewith)
2023-02-2810-K10.24Form of Performance-Based Restricted Stock Unit Award Agreement for U.S. Executive Officers (2022 Equity Plan) (filed herewith)
2023-02-2810-K10.23Form of Restricted Stock Agreement for Executive Officers (2022 Equity Plan) (filed herewith)
2022-11-0410-Q10.2Form of Restricted Stock Unit Award Agreement (Deferred) for Non-Employee Directors
2022-11-0410-Q10.1Form of Restricted Stock Agreement for Non-Employee Directors
2022-05-268-K10.2Letter Agreement, dated as of May 25, 2022, by and between the Company and Deborah A. Fuhr.
2022-05-268-K10.1Cooperation Agreement, dated May 25, 2022, by and among the Investor Group and the Company.
2021-04-3010-K/A10.24Form of Performance-Based Restricted Stock Unit Award Agreement for U.K. Executive Officers after January 1, 2021
2021-04-3010-K/A10.23Form of Performance-Based Restricted Stock Unit Award Agreement for U.S. Executive Officers after January 1, 2021
2021-04-3010-K/A10.22Amendment to Employment Agreement between the Registrant and Alexis Marinof, dated July 20, 2017
2021-04-3010-K/A10.21Employment Agreement between the Registrant and Alexis Marinof, dated June 8, 2017
2020-11-0610-Q10.1Employment Agreement between the Registrant and Marci Frankenthaler, dated November 5, 2020
2019-08-298-K10.2Professional Services Agreement between the Company and David Abner, effective August 1, 2019
2019-08-298-K10.1Separation Agreement between the Company and David Abner, dated August 27, 2019
2019-04-3010-K/A10.22Form of Performance-Based Restricted Stock Unit Award Agreement for Executive Officers
2019-04-3010-K/A10.21Amendment to Employment Agreement between the Registrant and Gregory Barton, dated February 1, 2019
2019-03-0110-K10.20Amendment to Employment Agreement between the Registrant and Luciano Siracusano III, dated October 1, 2018 (filed herewith)
2019-03-0110-K10.15Form of Restricted Stock Agreement for Executive Officers (filed herewith)
2018-04-138-K10.2Waiver and Variation Agreement, dated April 11, 2018, by and among the Company, WisdomTree International and ETF Securities Limited.
2018-04-138-K10.1Credit Agreement, dated April 11, 2018, by and among the Company, WisdomTree International, certain subsidiaries of the Company as guarantors, the lenders party thereto and Credit Suisse AG, Cayman Islands Branch, as administrative agent, collateral agent, L/C Issuer and lender.
2018-03-0110-K10.21Amendment to Employment Agreement between the Registrant and David Abner, dated August 9, 2016 (filed herewith)
2018-03-0110-K10.20Employment Agreement between the Registrant and David Abner, dated July 25, 2016 (filed herewith)
2018-03-0110-K10.19Employment Agreement between the Registrant and R. Jarrett Lilien, dated November 27, 2017 (filed herewith)
2017-05-0810-Q10.1Reference is made to the letter
2017-03-0110-K10.17RESTRICTED STOCK AGREEMENT
2017-03-0110-K10.16RESTRICTED STOCK AGREEMENT
2017-01-278-K10.1.FAppendix A to Employment Letter dated January 26, 2017
2016-12-238-K10.1This letter agreement
2016-12-238-K10.1.AAppendix A to Executive Employment Letter dated December 22, 2016
2016-12-238-K10.1.BAppendix A to Executive Employment Letter dated December 22, 2016
2016-12-238-K10.1.CAppendix A to Executive Employment Letter dated December 22, 2016
2016-12-238-K10.1.DAppendix A to Executive Employment Letter dated December 22, 2016
2016-12-238-K10.1.EAppendix A to Executive Employment Letter dated December 22, 2016
2016-08-0910-Q10.1WISDOMTREE INVESTMENTS, INC. 2016 EQUITY PLAN
2016-05-0910-Q10.1WISDOMTREE ASSET MANAGEMENT, INC.
2012-10-108-K10.1EMPLOYMENT AGREEMENT
2012-05-1410-Q10.2AMENDED AND RESTATED LICENSE AGREEMENT
2012-04-268-K10.31.1FURTHER AMENDED AND RESTATED EMPLOYMENT AGREEMENT

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