WORTHINGTON ENERGY, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-05-13: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; The Company sold units, consisting of a secured convertible debenture and warrants to purchase common stock.; Date of first sale 2011-05-05; Total offering amount $2,550,000.
- 2010-10-21: Federal exemption Rule 506; Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2010-09-21; Total offering amount $5,250,000.
- 2010-09-30: Federal exemption Rule 506; Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2010-09-21; Total offering amount $5,250,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-05-13 | Rule 506 | Debt; OptionToAcquire; The Company sold units, consisting of a secured convertible debenture and warrants to purchase common stock. | 2011-05-05 | $2,550,000 | $2,418,750 | $131,250 | 31 |
| 2010-10-21 D/A | Rule 506 | Equity; SecurityToBeAcquired | 2010-09-21 | $5,250,000 | $105,000 | $5,145,000 | 4 |
| 2010-09-30 | Rule 506 | Equity; SecurityToBeAcquired | 2010-09-21 | $5,250,000 | $30,000 | $5,220,000 | 1 |