WORLD HEART CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2010-10-26: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-10-13; Total offering amount $25,300,002.
- 2010-02-03: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-01-21; Total offering amount $21,209,954.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2010-10-26 | Rule 506 | Equity; OptionToAcquire | 2010-10-13 | $25,300,002 | $25,300,002 | $0 | 34 |
| 2010-02-03 | Rule 506 | Equity; OptionToAcquire | 2010-01-21 | $21,209,954 | $7,306,439 | $13,903,515 | 14 |