WINDSTREAM HOLDINGS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-02-06: Reporting owner MOODY KRISTI; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-02-06: Reporting owner Eichler John C; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-02-06: Reporting owner LEVINE LAYNE; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-02-06: Reporting owner SMALL JEFFERY W.; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | MOODY KRISTI Officer (SVP-General Counsel & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.50 exercise price | 2018-02-08 | |
| 2018-02-06 | Eichler John C Officer (Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.50 exercise price | 2018-02-08 | |
| 2018-02-06 | LEVINE LAYNE Officer (President-Cloud & Connectivity) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.50 exercise price | 2018-02-08 | |
| 2018-02-06 | SMALL JEFFERY W. Officer (President-Consumer & SMB) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.50 exercise price | 2018-02-08 | |
| 2018-02-06 | Gunderman Robert E. Officer (CFO & Treasurer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +594,000 594,000 owned after | $1.50 exercise price | 2018-02-08 | |
| 2018-02-06 | Thomas Anthony W Director, Officer (Director, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,625,000 1,625,000 owned after | $1.50 exercise price | 2018-02-08 |