Winc, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2023-02-07: Form 8-K; Period of report 2023-02-07; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2023-01-26: Form 8-K; Period of report 2023-01-20; Description 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 2.01.
- 2023-01-11: Form 8-K; Period of report 2023-01-10; Description 8.01 Other Events; Details 8.01.
- 2022-12-27: Form 8-K; Period of report 2022-12-21; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2023-02-07 | 8-K | 2023-02-07 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 3, 2023, Geoffrey McFarlane notified Winc, Inc. (the “Company”) of his resignation from the Company’s Board of Directors, effective immediately. | d456725d8k.htm |
| 2023-01-26 | 8-K | 2023-01-20 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.01 On January 18, 2023 the Bankruptcy Court entered an Order authorizing and approving (a) the sale of substantially all of the Debtor’s assets free and clear of all liens, claims and encumbrances and (b) the assumption and assignment of certain executory contracts and unexpired leases in connection therewith and granting related relief, pursuant to which, among other things, the Bankruptcy Court approved the sale of substantially all of the Debtor’ assets to pursuant to a Stalking Horse Agreement for an aggregate of $ $11 million (the “Sale”). 5.02 In connection with the Closing and effective January 20, 2023, the Company terminated Brian Smith, the Company’s President and Interim Chief Executive Officer, Carol Brault, the Company’s Chief Financial Officer, and Erin Green, the Company’s Chief Operating Officer. | d438781d8k.htm |
| 2023-01-11 | 8-K | 2023-01-10 | 8.01 Other Events | 8.01 As previously disclosed, on December 7, 2022, the Debtors filed a motion (the "Sale Motion") with the Bankruptcy Court seeking an order, among other things, approving proposed bidding procedures, authorizing the Debtors to schedule an auction to sell all or substantially all of the Debtors' assets (the "Assets") and scheduling a hearing to approve such sale. | wbev-20230110.htm |
| 2022-12-27 | 8-K | 2022-12-21 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 As previously disclosed, on December 7, 2022, the Debtors filed a motion (the "Sale Motion") with the Bankruptcy Court seeking an order, among other things, approving proposed bidding procedures, authorizing the Debtors to schedule an auction to sell all or substantially all of the Debtors' assets (the "Assets") and scheduling a hearing to approve such sale. | wbev-20221221.htm |
| 2022-12-12 | 8-K | 2022-12-07 | 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership | 1.01 Entry into a Material Definitive Agreement. 1.03 The information set forth above in Item 1.01 of this Current Report on Form 8-K is hereby incorporated by reference into this Item 1.03. | wbev-20221207.htm |
| 2022-12-08 | 8-K | 2022-12-05 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 3.01 As previously disclosed, on November 30, 2022, Winc, Inc., a Delaware corporation (the "Company"), together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions (collectively, the "Chapter 11 Cases") for relief under Chapter 11 of Title 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). 7.01 On December 8, 2022, the Company issued a press release announcing (i) that the Bankruptcy Court had approved the Debtors' first-day motions, including interim approval to access debtor-in-possession financing, and (ii) the notice of delisting of the Common Stock. | wbev-20221205.htm |
| 2022-12-01 | 8-K | 2022-11-30 | 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 8.01 Other Events | 1.03 On November 30, 2022, Winc, Inc., a Delaware corporation (the “Company”), together with its subsidiaries (collectively, the “Debtors”), filed voluntary petitions (collectively, the “Bankruptcy Petitions”) for relief under Chapter 11 of Title 11 of the United States Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the “Court”). 2.04 The filing of the Bankruptcy Petitions constitutes an event of default that accelerated the obligations of the Company under that certain Credit Agreement, dated as of December 15, 2020, by and among the Company, BWSC, LLC and Banc of California, N.A., as successor-by-merger to Pacific Mercantile Bank (“Banc of California”), as amended (the “Credit Agreement”). 8.01 On November 30, 2022, the Company entered into a confidential, non-binding agreement with a potential stalking horse bidder (the “Bidder”) for substantially all of the Company’s assets. | wbev-20221130.htm |
| 2022-11-14 | 8-K | 2022-11-14 | 2.02 Results of Operations and Financial Condition | 2.02 On November 14, 2022, Winc, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2022. | wbev-20221114.htm |
| 2022-10-31 | 8-K | 2022-10-28 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 is hereby incorporated by reference into this Item 2.03. | wbev-20221028.htm |
| 2022-09-29 | 8-K/A | 2022-09-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On September 19, 2022, Geoffrey McFarlane, Chief Executive Officer of Winc, Inc. (the “Company”), stepped down as the Company’s Chief Executive Officer, effective immediately. | tm2226879d1_8ka.htm |
| 2022-09-20 | 8-K | 2022-09-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) On September 19, 2022, Geoffrey McFarlane, Chief Executive Officer of Winc, Inc. (the “Company”), stepped down as the Company’s Chief Executive Officer, effective immediately. | tm2226274d1_8k.htm |
| 2022-08-11 | 8-K | 2022-08-11 | 2.02 Results of Operations and Financial Condition | 2.02 On August 11, 2022, Winc, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2022. | wbev-20220811.htm |
| 2022-06-27 | 8-K | 2022-06-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 is hereby incorporated by reference into this Item 2.03. | wbev-20220624.htm |
| 2022-06-09 | 8-K | 2022-06-09 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On June 9, 2022, Winc, Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”) virtually via live webcast. | wbev-20220609.htm |
| 2022-05-11 | 8-K | 2022-05-11 | 2.02 Results of Operations and Financial Condition | 2.02 On May 11, 2022, Winc, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended March 31, 2021. | wbev-20220511.htm |
| 2022-03-29 | 8-K | 2022-03-29 | 2.02 Results of Operations and Financial Condition | 2.02 On March 29, 2022, Winc, Inc. (the “Company”) issued a press release announcing its financial results for the quarter and full year ended December 31, 2021. | wbev-20220329.htm |
| 2022-03-28 | 8-K | 2022-03-25 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth under Item 1.01 is hereby incorporated by reference into this Item 2.03. | wbev-20220325.htm |
| 2022-03-10 | 8-K | 2022-03-09 | 8.01 Other Events | 8.01 On March 9, 2022, Winc, Inc. (the “Company”) received confirmation that the maturity date of the Company’s $7.0 million line of credit under the Company’s Credit Agreement, by and between the Company, BWSC, LLC and Banc of California, dated as of December 15, 2020 (the “BoC Credit Agreement”), was approved for a 90-day extension to June 30, 2022. | d329242d8k.htm |
| 2022-03-03 | 8-K | 2022-02-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 28, 2022, the Compensation Committee of the Board of Directors (the "Board") of Winc, Inc. (the "Company") approved an amendment and restatement of the Company's Executive Severance Plan (the "Amended and Restated Executive Severance Plan"). | wbev-20220228.htm |
| 2022-01-10 | 8-K | 2022-01-10 | 7.01 Regulation FD Disclosure | 7.01 On January 10, 2022, Winc, Inc. (the “Company”) posted an investor presentation to its website at https://ir.winc.com/news-events/ir-calendar (the “Investor Presentation”). | tm221988d1_8k.htm |
| 2021-12-08 | 8-K | 2021-12-08 | 2.02 Results of Operations and Financial Condition | 2.02 On December 8, 2021, Winc, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2021. | wbev-20211208.htm |
| 2021-11-17 | 8-K | 2021-11-15 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On November 15, 2021, Winc, Inc. (the “Company”) filed the amended and restated certificate of incorporation (the “Amended and Restated Certificate”) with the Secretary of State of the State of Delaware in connection with the closing of the initial public offering (the “IPO”) of shares of its common stock. | tm2133307d1_8k.htm |