Williams Partners L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-28: Reporting owner WILLIAMS COMPANIES INC; Form 3; Security Subordinated Units; Transaction Holding.
- 2012-12-28: Reporting owner WILLIAMS COMPANIES INC; Form 3; Security Convertible Class B Units; Transaction Holding.
- 2012-12-28: Reporting owner WILLIAMS COMPANIES INC; Form 3; Security Subordinated Class C Units; Transaction Holding.
- 2012-12-26: Reporting owner FREDERICKSON PHILIP L; Form 4; Security Common Units; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-28 holding as of filing | WILLIAMS COMPANIES INC Director, 10% Owner | 3 | Subordinated Units Derivative · Direct | Holding | no price filed | 2012-12-28 | ||
| 2012-12-28 holding as of filing | WILLIAMS COMPANIES INC Director, 10% Owner | 3 | Convertible Class B Units Derivative · Direct | Holding | no price filed | 2012-12-28 | ||
| 2012-12-28 holding as of filing | WILLIAMS COMPANIES INC Director, 10% Owner | 3 | Subordinated Class C Units Derivative · Direct | Holding | no price filed | 2012-12-28 | ||
| 2012-12-26 | FREDERICKSON PHILIP L Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,500 17,683 owned after | $32.89 | 2012-12-28 | |
| 2012-12-26 holding as of filing | GIP II Hawk Holdings Partnership GP, L.L.C. | GIP II Hawk Holdings Partnership, L.P. Director, 10% Owner | Director, 10% Owner | 3 | Convertible Class B Units Derivative · Indirect · See footnote | Holding | no price filed | 2012-12-26 | ||
| 2012-12-26 holding as of filing | GIP II Hawk Holdings Partnership GP, L.L.C. | GIP II Hawk Holdings Partnership, L.P. Director, 10% Owner | Director, 10% Owner | 3 | Subordinated Class C Units Derivative · Indirect · See footnote | Holding | no price filed | 2012-12-26 | ||
| 2012-12-24 | STICE J MICHAEL Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +9,000 27,251 owned after | $33.60 | 2012-12-27 | |
| 2012-12-24 | Daberko David A. Director | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,000 14,383 owned after | $33.20 | 2012-12-27 | |
| 2012-12-20 | Global Infrastructure GP II, L.P. | Global Infrastructure Investors II, LLC Director, 10% Owner | Director, 10% Owner | 4 | Convertible Class B Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,929,025 5,929,025 owned after | $28.93 | 2012-12-26 | |
| 2012-12-20 | Global Infrastructure GP II, L.P. | Global Infrastructure Investors II, LLC Director, 10% Owner | Director, 10% Owner | 4 | Subordinated Class C Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,599,634 5,599,634 owned after | $30.63 | 2012-12-26 | |
| 2012-12-20 | GIP-C Holding (CHK), L.P. | GIP-B Holding (CHK), L.P. | Global Infrastructure GP, L.P. | GIP-A Holding (CHK), L.P. | Global Infrastructure Investors, Ltd Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Subordinated Units Derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −34,538,061 0 owned after | $34.12 | 2012-12-26 | |
| 2012-07-02 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,520 12,482 owned after | $0.00 | 2012-07-03 | |
| 2012-07-02 | STICE J MICHAEL Director, Officer (Chief Executive Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,470 57,733 owned after | $0.00 | 2012-07-03 | |
| 2012-07-02 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,325 12,097 owned after | $0.00 | 2012-07-03 | |
| 2012-07-01 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +548 1,349 owned after | $0.00 | 2012-07-03 | |
| 2012-07-01 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −174 1,175 owned after | $27.21 | 2012-07-03 | |
| 2012-07-01 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −548 7,962 owned after | $0.00 | 2012-07-03 | |
| 2012-07-01 | STICE J MICHAEL Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,802 19,416 owned after | $0.00 | 2012-07-03 | |
| 2012-07-01 | STICE J MICHAEL Director, Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,165 18,251 owned after | $27.21 | 2012-07-03 | |
| 2012-07-01 | STICE J MICHAEL Director, Officer (Chief Executive Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,802 48,263 owned after | $0.00 | 2012-07-03 | |
| 2012-07-01 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +548 15,549 owned after | $0.00 | 2012-07-03 | |
| 2012-07-01 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −174 15,375 owned after | $27.21 | 2012-07-03 | |
| 2012-07-01 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −548 5,772 owned after | $0.00 | 2012-07-03 | |
| 2012-06-29 | CHESAPEAKE MIDSTREAM HOLDINGS LLC | CHESAPEAKE ENERGY CORP Director, 10% Owner | Director, 10% Owner | 4 | Common Units Non-derivative · Indirect · See Explanation of Responses | S Open market or private sale of non-derivative or derivative security | −33,704,666 0 owned after | $24.91 | 2012-07-03 | |
| 2012-06-29 | CHESAPEAKE MIDSTREAM HOLDINGS LLC | CHESAPEAKE ENERGY CORP Director, 10% Owner | Director, 10% Owner | 4 | Subordinated Units Derivative · Indirect · See Explanation of Responses | S Open market or private sale of non-derivative or derivative security | −6,438,115 0 owned after | $24.91 | 2012-07-03 | |
| 2012-06-25 holding as of filing | GIP II Eagle Holdings Partnership, L.P. | GIP II Eagle Acquisition Holdings GP, LLC 10% Owner | 10% Owner | 3 | Common Units Non-derivative · Indirect · See footnotes | Holding | 33,704,666 owned after | no price filed | 2012-06-25 | |
| 2012-06-25 holding as of filing | GIP II Eagle Holdings Partnership, L.P. | GIP II Eagle Acquisition Holdings GP, LLC 10% Owner | 10% Owner | 3 | Subordinated Units Derivative · Indirect · See footnotes | Holding | no price filed | 2012-06-25 | ||
| 2012-06-25 holding as of filing | Global Infrastructure GP II, L.P. | GIP II Eagle 4 Holding, L.P. | Global Infrastructure Investors II, LLC | GIP II Eagle 1 Holding, L.P. | GIP II Eagle 2 Holding, L.P. | GIP II Eagle 3 Holding, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Units Non-derivative · Indirect · See footnotes | Holding | 33,704,666 owned after | no price filed | 2012-06-25 | |
| 2012-06-25 holding as of filing | Global Infrastructure GP II, L.P. | GIP II Eagle 4 Holding, L.P. | Global Infrastructure Investors II, LLC | GIP II Eagle 1 Holding, L.P. | GIP II Eagle 2 Holding, L.P. | GIP II Eagle 3 Holding, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Units Derivative · Indirect · See footnotes | Holding | no price filed | 2012-06-25 | ||
| 2012-06-25 | GIP II Eagle 4 Holding, L.P. | GIP II Eagle 1 Holding, L.P. | GIP II Eagle 3 Holding, L.P. | GIP II Eagle 2 Holding, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Units Non-derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −33,704,666 0 owned after | no price filed | 2012-06-25 | |
| 2012-06-15 | CHESAPEAKE MIDSTREAM HOLDINGS LLC | CHESAPEAKE ENERGY CORP Director, 10% Owner | Director, 10% Owner | 4 | Subordinated Units Derivative · Indirect · See Explanation of Responses | S Open market or private sale of non-derivative or derivative security | −28,099,946 6,438,115 owned after | $24.91 | 2012-06-19 | |
| 2012-03-02 | STICE J MICHAEL Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,000 16,614 owned after | $28.89 | 2012-03-06 | |
| 2012-02-07 | Global Infrastructure Investors, Ltd | GIP-C Holding (CHK), L.P. | Global Infrastructure Management, LLC | GIP-A Holding (CHK), L.P. | GIP-B Holding (CHK), L.P. | Global Infrastructure GP, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Units Non-derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −10,497,003 0 owned after | $27.68 | 2012-02-09 | |
| 2012-01-03 | DABERKO DAVID A Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +437 7,955 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | DABERKO DAVID A Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +428 8,383 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | DABERKO DAVID A Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,712 3,023 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | DABERKO DAVID A Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −437 2,586 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | DABERKO DAVID A Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −428 2,158 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FREDERICKSON PHILIP L Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +437 12,755 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FREDERICKSON PHILIP L Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +428 13,183 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FREDERICKSON PHILIP L Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,712 3,023 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FREDERICKSON PHILIP L Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −437 2,586 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | FREDERICKSON PHILIP L Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −428 2,158 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | KELLY SUEDEEN G Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +437 3,255 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | KELLY SUEDEEN G Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +428 3,683 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | KELLY SUEDEEN G Director | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,712 3,023 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | KELLY SUEDEEN G Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −437 2,586 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | KELLY SUEDEEN G Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −428 2,158 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,250 15,450 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −449 15,001 owned after | $29.21 | 2012-01-05 | |
| 2012-01-03 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,570 9,760 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | Purgason Robert S Officer (Chief Operating Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 8,510 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,250 1,250 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −449 801 owned after | $29.21 | 2012-01-05 | |
| 2012-01-03 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,570 9,760 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | SHIELS DAVID C Officer (Chief Financial Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 8,510 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | STICE J MICHAEL Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,875 14,209 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | STICE J MICHAEL Officer (Chief Executive Officer) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −595 13,614 owned after | $29.21 | 2012-01-05 | |
| 2012-01-03 | STICE J MICHAEL Officer (Chief Executive Officer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,235 52,940 owned after | $0.00 | 2012-01-05 | |
| 2012-01-03 | STICE J MICHAEL Officer (Chief Executive Officer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 51,065 owned after | $0.00 | 2012-01-05 |