WHITING HOLDINGS LLC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows, 35 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-07-01: Reporting owner LOHOEFENER SIRIKKA R; Form 4; Security Warrants to Purchase Shares of Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-07-01: Reporting owner Rimer Charles J.; Form 4; Security Warrants to Purchase Shares of Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-07-01: Reporting owner Regan Michael Scott; Form 4; Security Warrants to Purchase Shares of Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-11-03: Reporting owner Regan Michael Scott; Form 3; Security Warrants (Right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-07-01 | LOHOEFENER SIRIKKA R Officer (Former VP and Controller) | 4 | Warrants to Purchase Shares of Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,567 0 owned after | no price filed | 2022-07-05 | |
| 2022-07-01 | Rimer Charles J. Officer (Former EVP Operations & COO) | 4 | Warrants to Purchase Shares of Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,482 0 owned after | no price filed | 2022-07-05 | |
| 2022-07-01 | Regan Michael Scott Officer (Former VP, Legal, GC and Sec) | 4 | Warrants to Purchase Shares of Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,283 0 owned after | no price filed | 2022-07-05 | |
| 2020-11-03 holding as of filing | Regan Michael Scott Officer (VP, Legal, GC and Secretary) | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $73.44 exercise price | 2020-11-03 | ||
| 2020-11-03 holding as of filing | Regan Michael Scott Officer (VP, Legal, GC and Secretary) | 3 | Warrants (Right to buy) Derivative · Direct | Holding | $83.45 exercise price | 2020-11-03 | ||
| 2020-10-01 holding as of filing | Rimer Charles J. Officer (EVP Operations & COO) | 4 | Warrants (Right to buy) Derivative · Direct | Holding | 1,182 owned after | $83.45 exercise price | 2020-10-01 | |
| 2020-10-01 holding as of filing | Rimer Charles J. Officer (EVP Operations & COO) | 4 | Warrants (Right to buy) Derivative · Direct | Holding | 2,364 owned after | $73.44 exercise price | 2020-10-01 | |
| 2020-09-01 | LOHOEFENER SIRIKKA R Officer (Vice President and Controller) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,044 1,044 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | LOHOEFENER SIRIKKA R Officer (Vice President and Controller) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +523 523 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | DEBOER BRUCE R Officer (CAO and Secretary) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,716 3,716 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | DEBOER BRUCE R Officer (CAO and Secretary) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,859 1,859 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Rimer Charles J. Officer (Chief Operating Officer) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,364 2,364 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Rimer Charles J. Officer (Chief Operating Officer) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,182 1,182 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Loeffler Correne S Officer (Chief Financial Officer) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,339 1,339 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Loeffler Correne S Officer (Chief Financial Officer) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +670 670 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Holly Bradley J Director, Officer (President & CEO) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,876 6,876 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Holly Bradley J Director, Officer (President & CEO) | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,438 3,438 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | WALEN MICHAEL B Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +555 555 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | WALEN MICHAEL B Director | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,110 1,110 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Knickel Carin S. Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +530 530 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Knickel Carin S. Director | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,060 1,060 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Hutchinson Michael G Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +282 282 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Hutchinson Michael G Director | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +563 563 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Doty Philip Edward Director | 4 | Warrants (Right to Buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +508 508 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Doty Philip Edward Director | 4 | Warrants (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 7 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Doty Philip Edward Director | 4 | Warrants (Right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,015 1,015 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Doty Philip Edward Director | 4 | Warrants (Right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 13 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Catlin James E Director | 4 | Warrants (Right to Buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,655 1,655 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Catlin James E Director | 4 | Warrants (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +380 380 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | Catlin James E Director | 4 | Warrants (Right to buy) Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,310 3,310 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | Catlin James E Director | 4 | Warrants (Right to buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +760 760 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | ANDRICH LYNE B Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +282 282 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | ANDRICH LYNE B Director | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +563 563 owned after | $73.44 exercise price | 2020-09-03 | |
| 2020-09-01 | ALLER THOMAS L Director | 4 | Warrants (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +720 720 owned after | $83.45 exercise price | 2020-09-03 | |
| 2020-09-01 | ALLER THOMAS L Director | 4 | Warrants (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,439 1,439 owned after | $73.44 exercise price | 2020-09-03 |