Whitestone REIT Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-02: Reporting owner MASTANDREA JAMES C; Form 4; Security OP Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-06-02: Reporting owner Mastandrea Christine J; Form 4; Security OP Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-26: Reporting owner Mastandrea Christine J; Form 3; Security Units; Transaction Holding.
- 2012-06-12: Reporting owner Keating Donald F; Form 4; Security Operating Partnership Units; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-02 | MASTANDREA JAMES C Director, Officer (CHAIRMAN & CEO) | 4 | OP Units Derivative · Indirect · By L.P. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126,431 0 owned after | $0.00 | 2021-03-18 | |
| 2020-06-02 | Mastandrea Christine J Officer (EVP CORPORATE STRATEGY) | 4 | OP Units Derivative · Indirect · By L.P. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126,431 0 owned after | $0.00 | 2021-03-18 | |
| 2014-03-26 holding as of filing | Mastandrea Christine J Officer (VP Strategy & Mkt Research) | 3 | Units Derivative · Indirect · By Spouse | Holding | no price filed | 2014-03-26 | ||
| 2012-06-12 | Keating Donald F Director | 4 | Operating Partnership Units Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,707 1,912 owned after | no price filed | 2012-06-12 | |
| 2012-01-18 | Keating Donald F Director | 4 | Operating Partnership Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −648 2,707 owned after | no price filed | 2013-04-10 | |
| 2011-10-14 | Keating Donald F Director | 4 | Operating Partnership Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,264 3,355 owned after | no price filed | 2013-04-10 | |
| 2011-10-06 | MAHAFFEY JACK L Director | 4/A | Operating Partnership Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,760 0 owned after | no price filed | 2013-04-10 | |
| 2011-10-06 | Keating Donald F Director | 4 | Operating Partnership Units Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,339 4,619 owned after | no price filed | 2011-10-14 | |
| 2009-04-27 | Keating Donald F Director | 4 | Operating Partnership Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −181 29,874 owned after | no price filed | 2011-10-14 | |
| 2009-01-15 | MASTANDREA JAMES C Director, Officer (Chairman & CEO) | 4 | Units Derivative · Indirect · By L.P. | J Other acquisition or disposition (describe transaction) | +703,912 703,912 owned after | $0.00 | 2009-01-21 | |
| 2008-08-21 | Keating Donald F Director | 4 | Operating Partnership Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,736 29,693 owned after | no price filed | 2011-10-14 | |
| 2008-06-25 holding as of filing | Keating Donald F Director | 3 | OP Units Derivative · Direct | Holding | no price filed | 2008-06-25 |