WESTMORELAND COAL CO Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-23: Reporting owner VICINO FRANK JR; Form 5/A; Security "Depositary Shares ""A"" Preferred"; Transaction Holding.
- 2011-06-23: Reporting owner VICINO FRANK JR; Form 5/A; Security "Depositary Shares ""A"" Preferred"; Transaction Holding.
- 2011-06-23: Reporting owner VICINO FRANK JR; Form 5/A; Security "Depositary Shares ""A"" Preferred"; Transaction Holding.
- 2010-03-12: Reporting owner TONTINE CAPITAL MANAGEMENT LLC | TONTINE MANAGEMENT LLC | TONTINE OVERSEAS ASSOCIATES LLC | TONTINE CAPITAL PARTNERS L P | TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. | GENDELL JEFFREY L ET AL | TONTINE PARTNERS L P | TONTINE ASSET ASSOCIATES, L.L.C.; Form 4; Security Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-23 holding as of filing | VICINO FRANK JR 10% Owner | 5/A | "Depositary Shares ""A"" Preferred" Non-derivative · Indirect · Trustee for Irrev. Trust dtd. 9/26/97 for Hannah K. Vicino | Holding | 1,400 owned after | no price filed | 2011-06-23 | |
| 2011-06-23 holding as of filing | VICINO FRANK JR 10% Owner | 5/A | "Depositary Shares ""A"" Preferred" Non-derivative · Indirect · Trustee for Irrev. Trust dtd. 9/26/97 for Shelby T. Vicino | Holding | 0 owned after | no price filed | 2011-06-23 | |
| 2011-06-23 holding as of filing | VICINO FRANK JR 10% Owner | 5/A | "Depositary Shares ""A"" Preferred" Non-derivative · Indirect · 24.5% ownership in Vicino Family LP and 50% in Vicino Family Holding, Inc. | Holding | 4,550 owned after | no price filed | 2011-06-23 |