Western Refining Logistics, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-10-30: Reporting owner Western Refining Southwest, Inc. | Western Acquisition Holdings, LLC | Giant Industries, Inc. | Western Refining, Inc.; Form 4; Security Common units representing limited partnership interests; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-10-30: Reporting owner Western Refining Southwest, Inc. | Western Acquisition Holdings, LLC | Giant Industries, Inc. | Western Refining, Inc.; Form 4; Security Common units representing limited partnership interests; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-10-30: Reporting owner Western Refining Southwest, Inc. | Western Acquisition Holdings, LLC | Giant Industries, Inc. | Western Refining, Inc.; Form 4; Security TexNew Mex Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-10-30: Reporting owner Atterbury Andrew L; Form 4; Security Common Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-10-30 | Western Refining Southwest, Inc. | Western Acquisition Holdings, LLC | Giant Industries, Inc. | Western Refining, Inc. | | | | 4 | Common units representing limited partnership interests Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,390,623 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | Western Refining Southwest, Inc. | Western Acquisition Holdings, LLC | Giant Industries, Inc. | Western Refining, Inc. | | | | 4 | Common units representing limited partnership interests Non-derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −628,224 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | Western Refining Southwest, Inc. | Western Acquisition Holdings, LLC | Giant Industries, Inc. | Western Refining, Inc. | | | | 4 | TexNew Mex Units Non-derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | Atterbury Andrew L Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,996 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | Atterbury Andrew L Director | 4 | Phantom Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,923 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | KINDER DAVID D Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,223 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | KINDER DAVID D Director | 4 | Phantom Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,923 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | Linn Michael C Director | 4 | Common Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,423 0 owned after | no price filed | 2017-11-01 | |
| 2017-10-30 | Linn Michael C Director | 4 | Phantom Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,923 0 owned after | no price filed | 2017-11-01 | |
| 2017-09-26 | Atterbury Andrew L Director | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,171 32,996 owned after | $0.00 | 2017-09-28 | |
| 2017-09-26 | Atterbury Andrew L Director | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 2,923 owned after | $0.00 | 2017-09-28 | |
| 2017-09-26 | KINDER DAVID D Director | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,171 27,223 owned after | $0.00 | 2017-09-28 | |
| 2017-09-26 | KINDER DAVID D Director | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 2,923 owned after | $0.00 | 2017-09-28 | |
| 2017-09-26 | Linn Michael C Director | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,171 34,423 owned after | $0.00 | 2017-09-28 | |
| 2017-09-26 | Linn Michael C Director | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 2,923 owned after | $0.00 | 2017-09-28 | |
| 2017-07-25 | Atterbury Andrew L Director | 4 | Phantom Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,923 6,094 owned after | $0.00 | 2017-07-27 | |
| 2017-07-25 | KINDER DAVID D Director | 4 | Phantom Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,923 6,094 owned after | no price filed | 2017-07-27 | |
| 2017-07-25 | Linn Michael C Director | 4 | Phantom Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,923 6,094 owned after | no price filed | 2017-07-27 | |
| 2017-06-02 holding as of filing | Smith Mark J Officer (EVP - Operations) | 4 | Common Units Non-derivative · Indirect · By Mark J. Smith & Brenda J. Smith Living Trust dated 05/09/2014 | Holding | 4,671 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Foster Paul L Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,171 805,655 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | Foster Paul L Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Stevens Jeff A Director, Officer (President and CEO) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +41,857 465,545 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | Stevens Jeff A Director, Officer (President and CEO) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −18,128 447,417 owned after | $24.70 | 2017-06-02 | |
| 2017-06-01 | Stevens Jeff A Director, Officer (President and CEO) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,857 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Smith Mark J Officer (EVP - Operations) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,672 55,635 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | Smith Mark J Officer (EVP - Operations) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −6,384 49,251 owned after | $24.70 | 2017-06-02 | |
| 2017-06-01 | Smith Mark J Officer (EVP - Operations) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,672 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Barfield Lowry Officer (SVP - Legal, GC & Secretary) | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,381 25,412 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | Barfield Lowry Officer (SVP - Legal, GC & Secretary) | 4 | Common Units Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −4,667 20,745 owned after | $24.70 | 2017-06-02 | |
| 2017-06-01 | Barfield Lowry Officer (SVP - Legal, GC & Secretary) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,381 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | WEAVER SCOTT D Director | 4 | Common Units Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,171 126,544 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | WEAVER SCOTT D Director | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,171 0 owned after | no price filed | 2017-06-02 | |
| 2017-03-30 holding as of filing | Smith Mark J Officer (Executive Vice President) | 4 | Common Unit Non-derivative · Indirect · By Mark J. Smith & Brenda J. Smith Living Trust dated 05/09/2014 | Holding | 4,671 owned after | no price filed | 2017-03-30 | |
| 2017-03-28 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,929 13,536 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Common Unit Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,505 11,031 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,929 14,381 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Yoder Matthew L. Officer (Senior VP - WNRL) | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,597 24,319 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Yoder Matthew L. Officer (Senior VP - WNRL) | 4 | Common Unit Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,217 21,102 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Yoder Matthew L. Officer (Senior VP - WNRL) | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,597 20,999 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Yoder Matthew L. Officer (Senior VP - WNRL) | 4 | Phantom Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,821 32,820 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Stevens Jeff A Director, Officer (President and CEO) | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,605 430,296 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Stevens Jeff A Director, Officer (President and CEO) | 4 | Common Unit Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −6,608 423,688 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Stevens Jeff A Director, Officer (President and CEO) | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,605 41,857 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Smith Mark J Officer (Executive Vice President) | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,613 39,329 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Smith Mark J Officer (Executive Vice President) | 4 | Common Unit Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,366 35,963 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Smith Mark J Officer (Executive Vice President) | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,613 19,672 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Beyersdorfer Jeffrey S. Officer (Sr. VP-Corp. Dev. & Treasurer) | 4 | Common Unit Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,183 12,868 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Beyersdorfer Jeffrey S. Officer (Sr. VP-Corp. Dev. & Treasurer) | 4 | Common Unit Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,830 11,038 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Beyersdorfer Jeffrey S. Officer (Sr. VP-Corp. Dev. & Treasurer) | 4 | Phantom Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,183 10,538 owned after | $0.00 | 2017-03-30 | |
| 2017-03-02 | Giant Industries, Inc. | Western Acquisition Holdings, LLC | Western Refining Southwest, Inc. | Western Refining, Inc. | | | | 4 | Common Units representing limited partner interests Non-derivative · Direct | C Conversion of derivative security | +22,811,000 31,390,623 owned after | $0.00 | 2017-03-02 | |
| 2017-03-02 holding as of filing | Giant Industries, Inc. | Western Acquisition Holdings, LLC | Western Refining Southwest, Inc. | Western Refining, Inc. | | | | 4 | Common Units representing limited partner interests Non-derivative · Indirect · (m) | Holding | 628,224 owned after | no price filed | 2017-03-02 | |
| 2017-03-02 holding as of filing | Giant Industries, Inc. | Western Acquisition Holdings, LLC | Western Refining Southwest, Inc. | Western Refining, Inc. | | | | 4 | TexNew Mex Units Non-derivative · Direct · (m) | Holding | 80,000 owned after | no price filed | 2017-03-02 | |
| 2017-03-02 | Giant Industries, Inc. | Western Acquisition Holdings, LLC | Western Refining Southwest, Inc. | Western Refining, Inc. | | | | 4 | Subordinated units representing limited partner interests Derivative · Direct | C Conversion of derivative security | −22,811,000 0 owned after | $0.00 | 2017-03-02 |