Western Capital Resources, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-10: Reporting owner WCR, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2012-12-10: Reporting owner MILLER RICHARD EDWARD; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-10-20: Reporting owner MILLER RICHARD EDWARD; Form 4; Security Series A Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-10-20: Reporting owner WCR, LLC; Form 4; Security Series A Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-10 | WCR, LLC 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −9,700,000 0 owned after | $0.00 | 2012-12-18 | |
| 2012-12-10 | MILLER RICHARD EDWARD Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −300,000 0 owned after | $0.00 | 2012-12-18 | |
| 2010-10-20 | MILLER RICHARD EDWARD Director | 4 | Series A Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +300,000 300,000 owned after | $0.40 | 2010-11-03 | |
| 2010-10-20 | WCR, LLC 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −300,000 9,700,000 owned after | $0.40 | 2010-11-02 | |
| 2010-04-12 holding as of filing | WCR, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-04-12 | ||
| 2010-04-02 | Moberly Robert W | WERCS Director, 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By WERCS | S Open market or private sale of non-derivative or derivative security | −10,000,000 0 owned after | $4,781,580.57 | 2010-04-05 | |
| 2009-06-15 holding as of filing | MOKA, Inc. 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By WERCS | Holding | no price filed | 2009-06-15 | ||
| 2008-01-04 holding as of filing | WERCS 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2008-01-04 | ||
| 2007-12-31 | Moberly Robert W Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By WERCS | J Other acquisition or disposition (describe transaction) | +10,000,000 10,000,000 owned after | $0.00 | 2008-01-03 |