VYCOR MEDICAL, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-01-23: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2017-01-11; Total offering amount $1,000,000.
- 2014-05-01: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-01-02; Total offering amount $5,000,000.
- 2014-04-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-01-02; Total offering amount $5,000,000.
- 2014-02-18: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-01-02; Total offering amount $5,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-01-23 | Rule 506(b) | Equity; OptionToAcquire | 2017-01-11 | $1,000,000 | $618,607 | $381,393 | 54 |
| 2014-05-01 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-01-02 | $5,000,000 | $5,000,000 | $0 | 67 |
| 2014-04-02 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-01-02 | $5,000,000 | $4,070,140 | $929,860 | 67 |
| 2014-02-18 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-01-02 | $5,000,000 | $3,061,100 | $1,938,900 | 49 |
| 2014-01-08 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-01-02 | $3,000,000 | $1,276,900 | $1,723,100 | 0 |
| 2011-12-02 D/A | Rule 506 | Equity; OptionToAcquire | 2011-06-08 | $3,000,000 | $3,000,000 | $0 | 40 |
| 2011-09-20 | Rule 506 | Equity; OptionToAcquire | 2011-08-15 | Indefinite | $190,000 | Indefinite | 1 |
| 2011-09-20 | Rule 506 | Equity; OptionToAcquire | 2010-01-12 | Indefinite | $2,954,750 | Indefinite | 44 |
| 2011-09-20 | Rule 506 | Equity; OptionToAcquire | 2011-06-08 | $3,000,000 | $3,000,000 | $0 | 40 |