VSB BANCORP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-26: Reporting owner CADDELL JOAN NERLINO; Form 4; Security Option (Common Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-11-20: Reporting owner LIBASSI JOSEPH J; Form 4; Security Option (Common Stock); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2007-11-16: Reporting owner BRANCA RAFFAELE M; Form 4; Security Call Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-16: Reporting owner BRANCA RAFFAELE M; Form 5; Security Call Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-26 | CADDELL JOAN NERLINO Director, Officer (Secretary) | 4 | Option (Common Stock) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,750 0 owned after | $6.40 | 2007-11-27 | |
| 2007-11-20 | LIBASSI JOSEPH J | 4 | Option (Common Stock) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 5,000 owned after | $6.40 | 2007-11-20 | |
| 2007-11-16 | BRANCA RAFFAELE M Director, Officer (President & CEO) | 4 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,250 3,250 owned after | $11.75 | 2008-01-25 | |
| 2007-11-16 | BRANCA RAFFAELE M Director, Officer (President & CEO) | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,250 3,250 owned after | $11.75 | 2008-01-25 |