VONAGE HOLDINGS CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 258 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-06-01: Reporting owner DAVID MORTON; Form 3/A; Security Series A Redeemable Convertible Preferred Stock; Transaction Holding.
- 2006-06-01: Reporting owner DAVID MORTON; Form 3/A; Security Series A Redeemable Convertible Preferred Stock; Transaction Holding.
- 2006-06-01: Reporting owner DAVID MORTON; Form 3/A; Security Series A Redeemable Convertible Preferred Stock; Transaction Holding.
- 2006-06-01: Reporting owner DAVID MORTON; Form 3/A; Security Series A Redeemable Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-06-01 holding as of filing | DAVID MORTON Director, 10% Owner | 3/A | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By David & Edward Cohen Trustees FBO Aaron | Holding | no price filed | 2006-06-01 | ||
| 2006-06-01 holding as of filing | DAVID MORTON Director, 10% Owner | 3/A | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By David & Edward Cohen Trustees FBO Claudia | Holding | no price filed | 2006-06-01 | ||
| 2006-06-01 holding as of filing | DAVID MORTON Director, 10% Owner | 3/A | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By David & Edward Cohen Trustees FBO Julien | Holding | no price filed | 2006-06-01 | ||
| 2006-06-01 holding as of filing | DAVID MORTON Director, 10% Owner | 3/A | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · By David & Edward Cohen Trustees FBO Zachary | Holding | no price filed | 2006-06-01 | ||
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −112,500 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −112,500 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −18,750 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −50,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −23,636 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −25,545 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | $0.00 | 2006-06-01 | ||
| 2006-05-30 | DAVID MORTON Director, 10% Owner | 4 | Series E Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | $0.00 | 2006-06-01 | ||
| 2006-05-30 | Tribolet Michael Officer (President, Vonage America Inc.) | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −5,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Tribolet Michael Officer (President, Vonage America Inc.) | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | $0.00 | 2006-06-01 | ||
| 2006-05-30 | Tribolet Michael Officer (President, Vonage America Inc.) | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | $0.00 | 2006-06-01 | ||
| 2006-05-30 | TRAINOR III EUGENE A 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | TRAINOR III EUGENE A 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | TRAINOR III EUGENE A 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | TRAINOR III EUGENE A 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | TRAINOR III EUGENE A 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | TRAINOR III EUGENE A 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRETT M JAMES 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRETT M JAMES 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRETT M JAMES 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRETT M JAMES 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRETT M JAMES 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRETT M JAMES 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRIS PETER J Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRIS PETER J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRIS PETER J Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRIS PETER J Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRIS PETER J Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | BARRIS PETER J Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | KRAMLICH C RICHARD 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | KRAMLICH C RICHARD 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | KRAMLICH C RICHARD 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | KRAMLICH C RICHARD 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | KRAMLICH C RICHARD 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | KRAMLICH C RICHARD 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | MORRIS PETER 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | MORRIS PETER 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | MORRIS PETER 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | MORRIS PETER 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | MORRIS PETER 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | MORRIS PETER 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEA PARTNERS 10 L P 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEA PARTNERS 10 L P 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEA PARTNERS 10 L P 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEA PARTNERS 10 L P 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEWHALL CHARLES W III 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEWHALL CHARLES W III 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEWHALL CHARLES W III 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEWHALL CHARLES W III 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEWHALL CHARLES W III 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEWHALL CHARLES W III 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | PERRY MARK W 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | PERRY MARK W 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | PERRY MARK W 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | PERRY MARK W 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | PERRY MARK W 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | PERRY MARK W 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | SANDELL SCOTT D 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | SANDELL SCOTT D 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | SANDELL SCOTT D 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | SANDELL SCOTT D 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | SANDELL SCOTT D 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −1,945,137 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | SANDELL SCOTT D 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Note 6 | C Conversion of derivative security | −448,181 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEW ENTERPRISE ASSOCIATES 10 L P 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,975,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEW ENTERPRISE ASSOCIATES 10 L P 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,400,000 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEW ENTERPRISE ASSOCIATES 10 L P 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,662,787 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | NEW ENTERPRISE ASSOCIATES 10 L P 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,344,543 0 owned after | no price filed | 2006-06-01 | |
| 2006-05-30 | Sankaty Credit Opportunities Investors, LLC | LAVINE JONATHAN S | PROSPECT HARBOR CREDIT PARTNERS LP | PROSPECT HARBOR INVESTORS, LLC | SANKATY CREDIT MEMBER, LLC | SANKATY CREDIT OPPORTUNITIES LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −943,539 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | FERRANTE DOMENIC J | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC | BROOKSIDE CAPITAL INVESTORS L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,887,077 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Stambovsky Jeffrey M 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −150,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Stambovsky Jeffrey M 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −12,500 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Stambovsky Jeffrey M 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −5,750 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Stambovsky Jeffrey M 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −6,274 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Stambovsky Jeffrey M 10% Owner | 4 | Series E Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −6,781 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | MARKEL ROBINSON 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −100,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | MARKEL ROBINSON 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −25,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | MARKEL ROBINSON 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −20,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | MARKEL ROBINSON 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −15,471 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | MARKEL ROBINSON 10% Owner | 4 | Series E Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −16,721 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Gerhard Peter C 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −100,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Gerhard Peter C 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −34,380 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −3,359,699 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series A Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −5,166,677 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series A-2 Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −656,250 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series B Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,300,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −162,787 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −750,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −750,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −235,888 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series E Redeemable Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −235,885 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series E Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −235,885 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series E Redeemable Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −900,000 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | Citron Jeffrey A Director, Officer (Chairman & Chief Strategist), 10% Owner | 4 | Series A-2 Preferred Stock Warrant (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,571,429 2,571,429 owned after | $1.40 exercise price | 2006-06-01 | |
| 2006-05-30 | 3i GROUP PLC | Mayflower L.P. | 3I CORP | 3i Global Technology 2004-06 L.P. | 3i Technology Partners L.P. | 3i Pan European Technology 2004-06 L.P. | 3I INVESTMENTS PLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Redeemable Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,857,142 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | 3i GROUP PLC | Mayflower L.P. | 3I CORP | 3i Global Technology 2004-06 L.P. | 3i Technology Partners L.P. | 3i Pan European Technology 2004-06 L.P. | 3I INVESTMENTS PLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Redeemable Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,563,114 0 owned after | $0.00 | 2006-06-01 | |
| 2006-05-30 | 3i GROUP PLC | Mayflower L.P. | 3I CORP | 3i Global Technology 2004-06 L.P. | 3i Technology Partners L.P. | 3i Pan European Technology 2004-06 L.P. | 3I INVESTMENTS PLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Redeemable Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,426,255 0 owned after | $0.00 | 2006-06-01 |