VITESSE SEMICONDUCTOR CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-30: Reporting owner MARTIN WILLIAM C | Raging Capital Master Fund, Ltd. | Raging Capital Management, LLC; Form 4; Security 8.00% Convertible Second Lien Debentures due 2014; Transaction J Other acquisition or disposition (describe transaction).
- 2013-01-23: Reporting owner Raging Capital Management, LLC | Raging Capital Master Fund, Ltd. | MARTIN WILLIAM C; Form 4; Security 8.00% Convertible Second Lien Debentures due 2014; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-01-11: Reporting owner Raging Capital Master Fund, Ltd.; Form 3; Security 8.00% Convertible Second Lien Debentures due 2014; Transaction Holding.
- 2013-01-01: Reporting owner MARTIN WILLIAM C | Raging Capital Management, LLC | Raging Capital Fund, LP | Raging Capital Fund (QP), LP; Form 4; Security 8.00% Convertible Second Lien Debentures due 2014; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-30 | MARTIN WILLIAM C | Raging Capital Master Fund, Ltd. | Raging Capital Management, LLC Director, 10% Owner | 10% Owner | 10% Owner | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Master Fund, Ltd. | J Other acquisition or disposition (describe transaction) | 0 owned after | $8,639,676.00 | 2014-11-07 | |
| 2013-01-23 | Raging Capital Management, LLC | Raging Capital Master Fund, Ltd. | MARTIN WILLIAM C 10% Owner | 10% Owner | 10% Owner | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Master Fund, Ltd. | P Open market or private purchase of non-derivative or derivative security | $2,029,554.00 | 2013-01-25 | ||
| 2013-01-11 holding as of filing | Raging Capital Master Fund, Ltd. 10% Owner | 3 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Direct | Holding | $4.50 exercise price | 2013-01-11 | ||
| 2013-01-01 | MARTIN WILLIAM C | Raging Capital Management, LLC | Raging Capital Fund, LP | Raging Capital Fund (QP), LP 10% Owner | 10% Owner | Other (See explanation of responses) | Other (See explanation of responses) | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Fund, LP | J Other acquisition or disposition (describe transaction) | 0 owned after | $4.50 exercise price | 2013-01-03 | |
| 2013-01-01 | MARTIN WILLIAM C | Raging Capital Management, LLC | Raging Capital Fund, LP | Raging Capital Fund (QP), LP 10% Owner | 10% Owner | Other (See explanation of responses) | Other (See explanation of responses) | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Fund (QP), LP | J Other acquisition or disposition (describe transaction) | 0 owned after | $4.50 exercise price | 2013-01-03 | |
| 2012-07-25 | Raging Capital Fund, LP | Raging Capital Management, LLC | Raging Capital Fund (QP), LP | MARTIN WILLIAM C Other (See explanation of responses) | 10% Owner | Other (See explanation of responses) | 10% Owner | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Fund (QP), LP | P Open market or private purchase of non-derivative or derivative security | $2,570,989.74 | 2012-07-27 | ||
| 2012-07-25 | Raging Capital Fund, LP | Raging Capital Management, LLC | Raging Capital Fund (QP), LP | MARTIN WILLIAM C Other (See explanation of responses) | 10% Owner | Other (See explanation of responses) | 10% Owner | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Fund, LP | P Open market or private purchase of non-derivative or derivative security | $749,010.26 | 2012-07-27 | ||
| 2011-12-12 | MARTIN WILLIAM C | Raging Capital Management, LLC | Raging Capital Fund, LP | Raging Capital Fund (QP), LP 10% Owner | 10% Owner | Other (See explanation of responses) | Other (See explanation of responses) | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Fund (QP), LP | P Open market or private purchase of non-derivative or derivative security | 338,524 owned after | $1,260,580.40 | 2012-01-12 | |
| 2011-12-12 | MARTIN WILLIAM C | Raging Capital Management, LLC | Raging Capital Fund, LP | Raging Capital Fund (QP), LP 10% Owner | 10% Owner | Other (See explanation of responses) | Other (See explanation of responses) | 4 | 8.00% Convertible Second Lien Debentures due 2014 Derivative · Indirect · By Raging Capital Fund, LP | P Open market or private purchase of non-derivative or derivative security | 215,253 owned after | $801,549.60 | 2012-01-12 |