Vitamin Shoppe, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-03-16: Reporting owner BMP Side-by-Side GP L.L.C. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | SCHWARZMAN STEPHEN A | Blackstone Mezzanine Holdings L.P. | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings II L.P. | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C.; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2010-03-16: Reporting owner BMP Side-by-Side GP L.L.C. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | SCHWARZMAN STEPHEN A | Blackstone Mezzanine Holdings L.P. | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings II L.P. | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C.; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2010-02-24: Reporting owner Horowitz Helen | Horowitz Jeffrey | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2010-02-24: Reporting owner Horowitz Helen | Horowitz Jeffrey | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT; Form 3; Security Series A Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-03-16 holding as of filing | BMP Side-by-Side GP L.L.C. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | SCHWARZMAN STEPHEN A | Blackstone Mezzanine Holdings L.P. | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings II L.P. | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · See footnotes | Holding | 4,780 owned after | no price filed | 2010-03-16 | |
| 2010-03-16 holding as of filing | BMP Side-by-Side GP L.L.C. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | SCHWARZMAN STEPHEN A | Blackstone Mezzanine Holdings L.P. | Blackstone Group L.P. | Blackstone Holdings I/II GP Inc | Blackstone Holdings II L.P. | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · See footnotes | Holding | 199 owned after | no price filed | 2010-03-16 | |
| 2010-02-24 holding as of filing | Horowitz Helen | Horowitz Jeffrey | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct · (m) | Holding | 3,000 owned after | no price filed | 2010-02-24 | |
| 2010-02-24 holding as of filing | Horowitz Helen | Horowitz Jeffrey | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · (m) | Holding | 3,000 owned after | no price filed | 2010-02-24 | |
| 2010-02-24 holding as of filing | Horowitz Helen | Horowitz Jeffrey | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series a Preferred Stock Non-derivative · Indirect · (m) | Holding | 750 owned after | no price filed | 2010-02-24 | |
| 2010-02-24 holding as of filing | Horowitz Helen | Horowitz Jeffrey | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series a Preferred Stock Non-derivative · Indirect · (m) | Holding | 750 owned after | no price filed | 2010-02-24 | |
| 2009-11-02 | Blackstone Holdings I/II GP Inc | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C. | Blackstone Holdings II L.P. | BMP Side-by-Side GP L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | Blackstone Mezzanine Holdings L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −2,539 2,241 owned after | no price filed | 2010-03-16 | |
| 2009-11-02 | Blackstone Holdings I/II GP Inc | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C. | Blackstone Holdings II L.P. | BMP Side-by-Side GP L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | Blackstone Mezzanine Holdings L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −106 93 owned after | no price filed | 2010-03-16 | |
| 2009-11-02 | Blackstone Holdings I/II GP Inc | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C. | Blackstone Holdings II L.P. | BMP Side-by-Side GP L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | Blackstone Mezzanine Holdings L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −2,241 0 owned after | no price filed | 2010-03-16 | |
| 2009-11-02 | Blackstone Holdings I/II GP Inc | Blackstone Group Management L.L.C. | Blackstone Mezzanine Management Associates L.L.C. | Blackstone Holdings II L.P. | BMP Side-by-Side GP L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Group L.P. | BLACKSTONE MEZZANINE PARTNERS LP | Blackstone Mezzanine Associates L.P. | Blackstone Mezzanine Holdings L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −93 0 owned after | no price filed | 2010-03-16 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −1,594 0 owned after | $1,731.19 | 2010-02-24 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −1,406 0 owned after | no price filed | 2010-02-24 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −1,594 0 owned after | $1,731.19 | 2010-02-24 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,406 0 owned after | no price filed | 2010-02-24 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −398 0 owned after | $1,731.19 | 2010-02-24 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −352 0 owned after | no price filed | 2010-02-24 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −398 0 owned after | $1,731.19 | 2010-02-24 | |
| 2009-11-02 | Horowitz Jeffrey | Horowitz Helen | Jeffrey Horowitz April 1996 GRAT | Helen Horowitz April 1996 GRAT 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −352 0 owned after | no price filed | 2010-02-24 | |
| 2009-10-27 holding as of filing | HOWARD JOHN Director, 10% Owner | 3 | Series A Preferred Stock Non-derivative · Indirect · See Footnote | Holding | 60,920 owned after | no price filed | 2009-10-27 | |
| 2009-10-27 holding as of filing | JDH Management, LLC | IPC/Vitamin, LLC | IPC Manager II, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 60,920 owned after | no price filed | 2009-10-27 |