VirtualScopics, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-08-15: Reporting owner KLIMASEWSKI ROBERT G; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-15: Reporting owner KNAFEL SIDNEY R; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-02: Reporting owner Markin Jeffrey; Form 4; Security stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-02: Reporting owner Markin Jeffrey; Form 4; Security stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-08-15 | KLIMASEWSKI ROBERT G Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 584,300 owned after | $0.74 exercise price | 2011-08-22 | |
| 2011-08-15 | KNAFEL SIDNEY R Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 786,804 owned after | $0.74 exercise price | 2011-08-18 | |
| 2011-03-02 | Markin Jeffrey Director, Officer (CEO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,227 2,048,834 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Markin Jeffrey Director, Officer (CEO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,227 2,063,061 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Markin Jeffrey Director, Officer (CEO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,227 2,077,288 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Markin Jeffrey Director, Officer (CEO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,228 2,091,516 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KLIMASEWSKI ROBERT G Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,056,227 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KLIMASEWSKI ROBERT G Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,058,727 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KLIMASEWSKI ROBERT G Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,061,227 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KLIMASEWSKI ROBERT G Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,063,727 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | MINTZ NORMAN N Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 116,428 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | MINTZ NORMAN N Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 118,928 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | MINTZ NORMAN N Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 121,428 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | MINTZ NORMAN N Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 123,928 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KNAFEL SIDNEY R Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,235,046 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KNAFEL SIDNEY R Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,237,546 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KNAFEL SIDNEY R Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,240,046 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | KNAFEL SIDNEY R Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 1,242,546 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Henderson Molly Officer (CFO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,011 1,011,299 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Henderson Molly Officer (CFO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,011 1,070,310 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Henderson Molly Officer (CFO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,011 1,129,321 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Henderson Molly Officer (CFO) | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,011 1,188,332 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Analoui Mostafa Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 174,045 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Analoui Mostafa Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 176,545 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Analoui Mostafa Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 179,045 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Analoui Mostafa Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 181,545 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | WALTS TERENCE A Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 139,059 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | WALTS TERENCE A Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 141,559 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | WALTS TERENCE A Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 144,059 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | WALTS TERENCE A Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 146,559 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Phelps Charles E Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 110,188 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Phelps Charles E Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 112,688 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Phelps Charles E Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 115,188 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Phelps Charles E Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 117,688 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Kerpelman Daniel Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 69,070 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Kerpelman Daniel Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 71,570 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Kerpelman Daniel Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 74,070 owned after | $1.99 | 2011-03-04 | |
| 2011-03-02 | Kerpelman Daniel Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 76,570 owned after | $1.99 | 2011-03-04 |